SEC overhauls derivatives rules for funds

SEC_Alamy_230X150
By GlobalCapital
26 Nov 2019

The US Securities and Exchange Commission on Monday announced that it will overhaul regulation governing derivatives used by investment firms and business development companies.

The SEC is aiming to bring increased standardisation to its rule book for mutual funds, exchange-traded funds and closed-end funds, as well as business development companies. 

The existing US Investment Company Act limits the ability of registered funds and business development companies to get leverage, including by engaging ...

Please take a trial or subscribe to access this content.

Contact our subscriptions team to discuss your access: subs@globalcapital.com

Or sign up for a trial to gain full access to the entire site for a limited period.

Free Trial

Corporate access

To discuss GlobalCapital access for your entire department or company please contact our subscriptions sales team at: subs@globalcapital.com or find out more online here.