SEC overhauls derivatives rules for funds

By GlobalCapital
26 Nov 2019

The US Securities and Exchange Commission on Monday announced that it will overhaul regulation governing derivatives used by investment firms and business development companies.

The SEC is aiming to bring increased standardisation to its rule book for mutual funds, exchange-traded funds and closed-end funds, as well as business development companies. 

The existing US Investment Company Act limits the ability of registered funds and business development companies to get leverage, including by engaging ...

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