|
|
|
Princ. |
|
|
|
|
|
|
|
|
|
|
Gross |
Sell- |
Under |
|
|
|
|
Amt. |
|
Security |
|
Offer |
|
BP |
|
|
|
|
Sprd. |
Con. |
Writing |
Mgmt. |
|
Date |
Issuer |
($ Mils) |
Cpn. |
Type |
Maturity |
Price |
Yield |
Sprd. |
M |
S&P |
F |
Manager |
Fee % |
Fee % |
Fee % |
Fee % |
|
6/2/2005 |
Appalachian Power Co |
250 |
5 |
Senior Notes |
6/1/2017 |
99.956 |
5.005 |
110 |
Baa2 |
BBB |
BBB+ |
BARCLAYS-CAP KEY-MCDONALD |
0.675 |
0.4 |
Comb. |
Comb. |
|
6/2/2005 |
Appalachian Power Co |
150 |
4.4 |
Senior Notes |
6/1/2010 |
99.81 |
4.443 |
80 |
Baa2 |
BBB |
BBB+ |
KEY-MCDONALD BARCLAYS-CAP |
0.6 |
0.35 |
Comb. |
Comb. |
|
6/2/2005 |
Camden Property Trust |
250 |
5 |
Fxd/Straight Bd |
6/15/2015 |
99.369 |
5.081 |
117 |
Baa2 |
BBB |
BBB |
DEUTSCHE-BK-SEC WACHOVIA-SEC |
0.65 |
|
Comb. |
Comb. |
|
6/2/2005 |
Deutsche Bank AG (Tokyo) |
700 |
4.25 |
Fxd/Straight Bd |
6/9/2015 |
99.637 |
4.295 |
39 |
Aaa |
AA- |
NR |
DEUTSCHE-BANK NOMURA |
na |
|
|
|
|
6/2/2005 |
Florida Power & Light Co(FPL) |
300 |
4.95 |
Fst Mtg Bonds |
6/1/1935 |
99.244 |
4.999 |
75 |
Aa3 |
A |
AA- |
BARCLAYS-CAP CITIGROUP |
0.875 |
0.5 |
Comb. |
Comb. |
n |
6/2/2005 |
Harrier Finance |
25 |
Floats |
Mdm-Trm Fl Nts |
6/1/2007 |
100 |
Floats |
|
Aaa |
AAA |
NR |
LEH |
na |
|
|
|
n |
6/2/2005 |
K2 (USA) LLC |
200 |
Floats |
Mdm-Trm Fl Nts |
6/8/2007 |
100 |
Floats |
|
Aaa |
AAA |
NR |
MORGAN-STANLEY |
na |
|
|
|
n |
6/2/2005 |
K2 Inc |
200 |
Floats |
Mdm-Trm Fl Nts |
6/8/2007 |
100 |
Floats |
|
Aaa |
AAA |
NR |
MORGAN-STANLEY |
na |
|
|
|
n |
6/2/2005 |
Links Finance Corporation |
200 |
Floats |
Mdm-Trm Fl Nts |
6/20/2007 |
100 |
Floats |
|
Aaa |
AAA |
NR |
GS |
na |
|
|
|
|
6/2/2005 |
Noranda Inc |
250 |
6.2 |
Fxd/Straight Bd |
6/15/1935 |
99.471 |
6.239 |
199 |
Baa3 |
BBB- |
NR |
DEUTSCHE-BK-SEC |
0.875 |
|
Comb. |
Comb. |
|
6/2/2005 |
Noranda Inc |
250 |
5.5 |
Fxd/Straight Bd |
6/15/2017 |
99.72 |
5.532 |
162 |
Baa3 |
BBB- |
NR |
DEUTSCHE-BK-SEC |
0.675 |
|
Comb. |
Comb. |
|
6/2/2005 |
Principal Life Insurance Co |
500 |
Floats |
Mdm-Trm Fl Nts |
12/7/2007 |
100 |
Floats |
|
Aa2 |
AA |
NR |
LEH BNP-PARIBAS |
na |
|
|
|
n |
6/2/2005 |
Radian Group Inc |
250 |
5.375 |
Senior Notes |
6/15/2015 |
99.822 |
5.398 |
150 |
A2 |
A |
NR |
BA-SEC-LLC BEAR" |
na |
|
|
|
n |
6/2/2005 |
Stanfield Victoria Finance Ltd |
50 |
Floats |
Mdm-Trm Fl Nts |
6/6/2006 |
99.97 |
Floats |
|
Aaa |
AAA |
NR |
JPM |
na |
|
|
|
n |
6/2/2005 |
Station Casinos Inc |
200 |
6.875 |
Sr Sub Notes |
3/1/2016 |
102.25 |
6.579 |
274 |
B1 |
B+ |
NR |
BA-SEC-LLC DEUTSCHE-BK-SEC |
na |
|
|
|
n |
6/2/2005 |
TECO Energy Inc |
100 |
Floats |
Sr Flt Notes |
5/1/2010 |
100 |
Floats |
|
Ba2 |
BB |
BB+ |
UBS-INV-BANK CITIGROUP MORGAN-STANLEY |
na |
|
|
|
|
6/2/2005 |
Wal-Mart Stores Inc |
1,250.00 |
4.125 |
Global Notes |
7/1/2010 |
99.92 |
4.143 |
49 |
Aa2 |
AA |
AA |
CITIGROUP GS |
na |
|
|
|
|
6/2/2005 |
Wal-Mart Stores Inc |
750 |
4.5 |
Global Notes |
7/1/2015 |
99.748 |
4.532 |
62 |
Aa2 |
AA |
AA |
CITIGROUP GS |
na |
|
|
|
|
6/2/2005 |
Wells Fargo & Co,California |
3,500.00 |
Floats |
Ext Flt Rt Bond |
7/3/2006 |
100 |
Floats |
|
Aa1 |
AA- |
AA |
GS MERRILL MORGAN-STANLEY |
0.15 |
|
Comb. |
Comb. |
|
6/3/2005 |
Citigroup Inc |
200 |
Floats |
Float Rate Nts |
6/9/2009 |
100 |
Floats |
|
Aa1 |
AA- |
AA+ |
CITIGROUP |
0.213 |
0.1625 |
Comb. |
Comb. |
n |
6/3/2005 |
M/I Homes Inc |
50 |
6.875 |
Senior Notes |
4/1/2008 |
98.51 |
7.469 |
434 |
Ba2 |
BB |
NR |
CITIGROUP |
na |
|
|
|
n |
6/3/2005 |
PetroQuest Energy Inc |
20 |
10.375 |
Senior Notes |
5/15/2012 |
99 |
10.582 |
699 |
Caa1 |
CCC+ |
NR |
CS-FB-CS |
na |
|
|
|
n |
6/3/2005 |
SEDNA FINANCE CORPORATION |
100 |
Floats |
Mdm-Trm Fl Nts |
6/16/2006 |
100 |
Floats |
|
Aaa |
AAA |
NR |
GS |
na |
|
|
|
n |
6/3/2005 |
Sigma Finance Inc |
300 |
3.612 |
Medium-Term Nts |
6/9/2006 |
99.99 |
3.622 |
14 |
Aaa |
AAA |
NR |
CS-FB-CS |
na |
|
|
|
n |
6/3/2005 |
Sun Life Financial Inc |
600 |
Floats |
Float Rate Nts |
6/10/2010 |
100 |
Floats |
|
Aa3 |
AA+ |
A+ |
CITIGROUP MORGAN-STANLEY |
na |
|
|
|
n |
6/3/2005 |
White Pine Finance LLC |
100 |
Floats |
Mdm-Trm Fl Nts |
6/12/2006 |
99.969 |
Floats |
|
Aaa |
AAA |
NR |
JPM |
na |
|
|
|
|
6/6/2005 |
American General Finance Corp |
150 |
Floats |
Mdm-Trm Fl Nts |
6/8/2007 |
100 |
Floats |
|
A1 |
A+ |
A+ |
DEUTSCHE-BK-SEC |
na |
|
|
|
n |
6/6/2005 |
Beta Finance Inc(Beta Finance) |
59 |
Floats |
Mdm-Trm Fl Nts |
6/19/2006 |
99.99 |
Floats |
|
Aaa |
AAA |
NR |
CS-FB-CS |
na |
|
|
|
n |
6/6/2005 |
Beta Finance Inc(Beta Finance) |
72 |
Floats |
Mdm-Trm Fl Nts |
6/13/2006 |
99.99 |
Floats |
|
Aaa |
AAA |
NR |
CS-FB-CS |
na |
|
|
|
|
6/6/2005 |
Comcast Corp |
750 |
4.95 |
Fxd/Straight Bd |
6/15/2016 |
99.604 |
4.997 |
105 |
Baa2 |
BBB |
BBB |
CITIGROUP LEH MORGAN-STANLEY |
na |
|
|
|
|
6/6/2005 |
Comcast Corp |
750 |
5.65 |
Fxd/Straight Bd |
6/15/1935 |
99.796 |
5.664 |
142 |
Baa2 |
BBB |
BBB |
CITIGROUP LEH MORGAN-STANLEY |
na |
|
|
|
n |
6/6/2005 |
Dorada Finance Inc |
200 |
Floats |
Mdm-Trm Fl Nts |
6/13/2006 |
99.99 |
Floats |
|
Aaa |
AAA |
NR |
JPM |
na |
|
|
|
|
6/6/2005 |
Exelon Corp |
500 |
5.625 |
Notes |
6/15/1935 |
99.74 |
5.643 |
140 |
Baa2 |
BBB+ |
BBB+ |
CITIGROUP MERRILL BA-SEC-LLC |
0.875 |
0.5 |
Comb. |
Comb. |
|
6/6/2005 |
Exelon Corp |
400 |
4.45 |
Notes |
6/15/2010 |
99.906 |
4.471 |
75 |
Baa2 |
BBB+ |
BBB+ |
CITIGROUP DEUTSCHE-BK-SEC MERRILL |
0.6 |
0.35 |
Comb. |
Comb. |
|
6/6/2005 |
Exelon Corp |
800 |
4.9 |
Notes |
6/15/2015 |
99.858 |
4.918 |
97 |
Baa2 |
BBB+ |
BBB+ |
CITIGROUP MERRILL BARCLAYS-CAP CS-FB-CS |
0.65 |
0.4 |
Comb. |
Comb. |
|
6/6/2005 |
Horace Mann Educators Corp |
75 |
6.05 |
Senior Notes |
6/15/2015 |
99.643 |
6.098 |
213 |
Baa3 |
BBB |
BBB+ |
GS |
0.65 |
|
Comb. |
Comb. |
n |
6/6/2005 |
TTX Co |
100 |
5 |
Medium-Term Nts |
6/15/2017 |
99.66 |
5.038 |
108 |
Baa1 |
A+ |
NR |
CS-FB-CS |
na |
|
|
|
|
6/6/2005 |
Toyota Motor Credit Corp |
100 |
Floats |
Mdm-Trm Fl Nts |
6/12/2006 |
99.99 |
Floats |
|
Aaa |
AAA |
NR |
JPM |
na |
|
|
|
|
6/6/2005 |
Toyota Motor Credit Corp |
100 |
Floats |
Mdm-Trm Fl Nts |
7/8/2006 |
99.99 |
Floats |
|
Aaa |
AAA |
NR |
JPM |
na |
|
|
|
|
6/6/2005 |
DaimlerChrysler AG |
1,000.00 |
4.875 |
Global Notes |
6/15/2010 |
99.713 |
4.94 |
130 |
A3 |
BBB |
BBB+ |
BA-SEC-LLC DEUTSCHE-BK-SEC JPM |
0.325 |
0.2 |
Comb. |
Comb. |
n |
6/7/2005 |
Beta Finance Inc(Beta Finance) |
50 |
Floats |
Mdm-Trm Fl Nts |
6/20/2007 |
99.99 |
Floats |
|
Aaa |
AAA |
NR |
CS-FB-CS |
na |
|
|
|
|
6/7/2005 |
Canadian Imperial Bank of |
100 |
Floats |
Flt Rte CDs |
6/11/2007 |
100 |
Floats |
|
Aa3 |
A+ |
AA- |
MORGAN-STANLEY |
na |
|
|
|
|
6/7/2005 |
CSFB USA Inc |
250 |
Floats |
Float Rate Nts |
6/2/2008 |
99.996 |
Floats |
|
Aa3 |
A+ |
NR |
CS-FB-CS |
0.25 |
0.15 |
Comb. |
Comb. |
|
6/7/2005 |
John Deere Capital(Deere & Co) |
300 |
Floats |
Float Rate Nts |
6/10/2008 |
100 |
Floats |
|
A3 |
A- |
A |
MERRILL JPM |
na |
|
|
|
|
6/7/2005 |
Ford Motor Credit Co |
1,500.00 |
6.625 |
Notes |
6/15/2008 |
99.259 |
6.902 |
330 |
Baa2 |
BB+ |
BBB |
UBS-INV-BANK LEH |
na |
|
|
|
n |
6/7/2005 |
Harrier Finance |
54 |
Floats |
Mdm-Trm Fl Nts |
6/15/2006 |
99.99 |
Floats |
|
Aaa |
AAA |
NR |
JPM |
na |
|
|
|
|
6/7/2005 |
Masco Corp |
500 |
4.8 |
Notes |
6/15/2015 |
99.481 |
4.866 |
95 |
Baa1 |
BBB+ |
BBB+ |
CITIGROUP JPM MERRILL |
na |
|
|
|
|
6/7/2005 |
Pepco Holdings Inc |
250 |
Floats |
Sr Flt Notes |
6/15/2010 |
100 |
Floats |
|
Baa2 |
BBB |
BBB |
JPM GREENWICH SCOTIA-CAP-USA |
na |
|
|
|
n |
6/7/2005 |
Tekni-Plex Inc |
150 |
10.875 |
Sr Secured Nts |
8/15/2012 |
100 |
10.875 |
722 |
B3 |
CCC+ |
NR |
CITIGROUP LEH |
na |
|
|
|
n |
6/7/2005 |
Ventas Realty Ltd |
50 |
6.625 |
Senior Notes |
10/15/2014 |
99 |
6.771 |
284 |
Ba3 |
BB |
NR |
BA-SEC-LLC |
na |
|
|
|
n |
6/7/2005 |
Whistlejacket Capital Ltd |
50 |
Floats |
Mdm-Trm Fl Nts |
6/15/2006 |
99.99 |
Floats |
|
Aaa |
AAA |
NR |
JPM |
na |
|
|
|
n |
6/8/2005 |
CC(USA) Inc (Centauri Corp) |
85 |
Floats |
Mdm-Trm Fl Nts |
6/13/2006 |
99.99 |
Floats |
|
Aaa |
AAA |
NR |
JPM |
na |
|
|
|
|
6/8/2005 |
Countrywide Financial Corp |
500 |
4.5 |
Global MTNs |
6/15/2010 |
99.805 |
4.544 |
83 |
A3 |
A |
A |
BA-SEC-LLC JPM HSBC-SECURITIES LEH COUNTRYWIDE-SEC |
na |
|
|
|
|
6/8/2005 |
General Electric Capital Corp |
30 |
Floats |
Global MTNs |
12/30/2013 |
100 |
Floats |
|
Aaa |
AAA |
NR |
MORGAN-STANLEY |
0.375 |
|
Comb. |
Comb. |
|
6/8/2005 |
PacifiCorp |
300 |
5.25 |
Fst Mtg Bonds |
6/15/1935 |
99.64 |
5.274 |
105 |
A3 |
A- |
A- |
BARCLAYS-CAP-CS-FB-CS |
na |
|
|
|
|
6/8/2005 |
Prudential Financial Inc |
250 |
4.75 |
Notes |
6/13/2015 |
99.835 |
4.771 |
83 |
A3 |
A- |
A- |
CITIGROUP-JPM |
na |
|
|
|
|
6/8/2005 |
Prudential Financial Inc |
300 |
Floats |
Notes |
6/13/2008 |
100 |
Floats |
|
A3 |
A- |
A |
BLAYLOCK-PTRNS-WILLIAMS-CAP |
na |
|
|
|
|
6/8/2005 |
Prudential Financial Inc |
300 |
5.4 |
Notes |
6/13/1935 |
99.28 |
5.449 |
122 |
A3 |
A- |
A- |
CITIGROUP-JPM |
na |
|
|
|
n |
6/8/2005 |
Qwest Commun Intl Inc |
600 |
7.5 |
Senior Notes |
2/15/2014 |
91.827 |
8.871 |
498 |
B3 |
B |
B |
MERRILL-DEUTSCHE-BK-SEC |
na |
|
|
|
n |
6/8/2005 |
Qwest Commun Intl Inc |
750 |
Floats |
Sr Flt Notes |
6/15/2013 |
100 |
Floats |
|
Ba3 |
BB- |
BB |
MERRILL-DEUTSCHE-BK-SEC |
na |
|
|
|
n |
6/8/2005 |
Qwest Commun Intl Inc |
400 |
7.625 |
Senior Notes |
6/15/2015 |
100 |
7.625 |
369 |
Ba3 |
BB- |
BB |
MERRILL-DEUTSCHE-BK-SEC |
na |
|
|
|
n |
6/8/2005 |
Stanfield Victoria Finance Ltd |
50 |
Floats |
Mdm-Trm Fl Nts |
6/26/2006 |
99.97 |
Floats |
|
Aaa |
AAA |
NR |
JPM |
na |
|
|
|
n |
6/8/2005 |
White Pine Finance LLC |
62 |
Floats |
Mdm-Trm Fl Nts |
6/12/2006 |
99.97 |
Floats |
|
Aaa |
AAA |
NR |
LEH |
na |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Source: Thomson Financial/Securities Data. For more information, call Rich Peterson at (212) 806-3144. |
BP SPRD. - basis point spread over Treasuries; FLT. SPRD. - basis point spread over floating index; Comb. - fee is combined; NR - not rated; Na - not available; n 144A |
// Manager responsible for running the books; Contains offerings of $2 million or more and includes only the portion of global deals distributed in the U.S.; |
* More managers, but not listed; JB - joint books; † estimated price. |