|
Issuer |
Date |
Princ. Amt. ($ Mils) |
Cpn. |
Security Type |
Maturity |
Offer Price |
Yield |
BP Sprd. |
M |
S&P |
F |
Manager |
Gross Sprd. Fee % |
Sell-Con. Fee % |
Under Writing Fee % |
Mgmt. Fee % |
n |
ALARIS Medical Inc |
10/11/01 |
170 |
11.625 |
Sr Secured Nts |
12/1/06 |
100 |
11.625 |
779 |
B2 |
B+ |
NR |
UBSW, BEAR |
na |
Comb. |
|
Comb. |
|
Bank of New York,New York,NY |
10/11/01 |
90 |
2.49 |
Mdm-Trm Bk Nts |
10/15/02 |
100 |
2.49 |
-31 |
A1 |
AA- |
AA |
MERRILL |
na |
Comb. |
|
Comb. |
n |
Beta Finance |
10/11/01 |
7 |
2.6 |
Medium-Term Nts |
11/12/02 |
100 |
2.6 |
-20 |
Aaa |
AAA |
AAA |
SALOMON-SMITH |
na |
Comb. |
|
Comb. |
n |
Beta Finance |
10/11/01 |
30 |
2.5 |
Medium-Term Nts |
10/15/02 |
100 |
2.5 |
-30 |
Aaa |
AAA |
AAA |
SALOMON-SMITH |
na |
Comb. |
|
Comb. |
n |
CC(USA) Inc(Centauri Corp) |
10/11/01 |
50 |
2.6 |
Medium-Term Nts |
11/12/02 |
100 |
2.6 |
-20 |
Aaa |
AAA |
NR |
SALOMON-SMITH |
na |
Comb. |
|
Comb. |
|
Calpine Corp |
10/11/01 |
850 |
8.5 |
Senior Notes |
2/15/11 |
99.821 |
8.525 |
385 |
Baa3 |
BB+ |
BBB- |
CS-FB |
na |
Comb. |
|
Comb. |
n |
Calpine Corp |
10/11/01 |
454.5 |
8.4 |
Sec Lease Ob Bd |
5/30/12 |
100 |
8.4 |
450 |
Baa3 |
BB+ |
BBB- |
CS-FB |
na |
Comb. |
|
Comb. |
n |
Calpine Corp |
10/11/01 |
200 |
9.825 |
Sec Lease Ob Bd |
5/30/19 |
100 |
9.825 |
437 |
Baa3 |
BB+ |
BBB- |
CS-FB |
na |
Comb. |
|
Comb. |
|
Calpine Canada Energy Fin. ULC |
10/11/01 |
530 |
8.5 |
Senior Notes |
5/1/08 |
100.116 |
8.475 |
380 |
Baa3 |
BB+ |
BBB- |
CS-FB |
na |
Comb. |
|
Comb. |
|
Chile |
10/11/01 |
650 |
7.125 |
Global Bonds |
1/11/12 |
99.236 |
7.226 |
256 |
Baa1 |
A- |
A- |
JPM, SSB |
0.45 |
Comb. |
|
Comb. |
|
Domtar Inc |
10/11/01 |
600 |
7.875 |
Senior Notes |
10/15/11 |
99.693 |
8.068 |
340 |
Baa3 |
BBB- |
BBB- |
JPM, DB |
0.65 |
Comb. |
|
Comb. |
n |
Dorada Finance Inc |
10/11/01 |
31 |
2.6 |
Medium-Term Nts |
11/12/02 |
100 |
2.6 |
-20 |
Aaa |
AAA |
NR |
SALOMON-SMITH |
na |
Comb. |
|
Comb. |
|
Federal Home Loan Banks |
10/11/01 |
15 |
4.4 |
Bonds |
11/7/05 |
100 |
4.4 |
56 |
NR |
NR |
NR |
PSI |
na |
Comb. |
|
Comb. |
|
Federal Home Loan Banks |
10/11/01 |
15 |
4 |
Bonds |
11/8/04 |
100 |
4 |
81 |
NR |
NR |
NR |
GRIFFIN-KUBIK |
na |
Comb. |
|
Comb. |
|
Federal Home Loan Banks |
10/11/01 |
35 |
3.32 |
Bonds |
10/29/03 |
100 |
3.32 |
52 |
NR |
NR |
NR |
PIPR, WELLS |
na |
Comb. |
|
Comb. |
|
Federal Home Loan Banks |
10/11/01 |
25 |
3.35 |
Bonds |
10/29/03 |
100 |
3.35 |
55 |
NR |
NR |
NR |
LEH |
na |
Comb. |
|
Comb. |
|
Federal Home Loan Banks |
10/11/01 |
20 |
6.045 |
Bonds |
11/7/14 |
100 |
6.045 |
143 |
NR |
NR |
NR |
COUNTRYWIDE-SEC |
na |
Comb. |
|
Comb. |
|
Federal Home Loan Banks |
10/11/01 |
15 |
4.39 |
Bonds |
11/8/05 |
100 |
4.39 |
55 |
NR |
NR |
NR |
STEPHENS |
na |
Comb. |
|
Comb. |
|
Federal Home Loan Banks |
10/11/01 |
50 |
6.26 |
Bonds |
11/8/16 |
100 |
6.26 |
89 |
NR |
NR |
NR |
SALOMON-SMITH |
na |
Comb. |
|
Comb. |
|
Federal Home Loan Banks |
10/11/01 |
500 |
Floats |
Global Bonds |
10/24/03 |
Market |
Floats |
|
NR |
NR |
NR |
BARCLAYS-CAP |
Market |
Comb. |
|
Comb. |
|
Federal Home Loan Banks |
10/11/01 |
50 |
4 |
Bonds |
11/8/04 |
100 |
4 |
81 |
NR |
NR |
NR |
GS |
na |
Comb. |
|
Comb. |
|
Federal Home Loan Banks |
10/11/01 |
15 |
4.3 |
Bonds |
5/5/05 |
100 |
4.3 |
111 |
NR |
NR |
NR |
FIRST-TN-BK |
na |
Comb. |
|
Comb. |
|
Federal Home Loan Banks |
10/11/01 |
15 |
5.4 |
Bonds |
11/6/08 |
100 |
5.4 |
102 |
NR |
NR |
NR |
SALOMON-SMITH |
na |
Comb. |
|
Comb. |
|
Federal Home Loan Banks |
10/11/01 |
25 |
6 |
Bonds |
11/7/11 |
100 |
6 |
138 |
NR |
NR |
NR |
GS |
na |
Comb. |
|
Comb. |
|
Federal Home Loan Banks |
10/11/01 |
25 |
3.26 |
Bonds |
10/17/03 |
100 |
3.26 |
46 |
NR |
NR |
NR |
VINING-SPARKS |
na |
Comb. |
0.1 |
Comb. |
|
Federal Home Loan Banks |
10/11/01 |
25 |
5.04 |
Bonds |
4/30/07 |
100 |
5.04 |
120 |
NR |
NR |
NR |
VINING-SPARKS |
na |
Comb. |
0.15 |
Comb. |
|
Federal Home Loan Banks |
10/11/01 |
66.5 |
5.25 |
Bonds |
8/15/06 |
103.375 |
Market |
|
NR |
NR |
NR |
JPM |
na |
Comb. |
|
Comb. |
|
Federal Home Loan Banks |
10/11/01 |
40 |
4 |
Bonds |
10/25/04 |
100 |
4 |
81 |
NR |
NR |
NR |
PIPR, WELLS |
na |
Comb. |
|
Comb. |
|
Federal Home Loan Banks |
10/11/01 |
25 |
3.75 |
Bonds |
5/5/04 |
100 |
3.75 |
56 |
NR |
NR |
NR |
SALOMON-SMITH |
na |
Comb. |
|
Comb. |
|
Federal Home Loan Banks |
10/11/01 |
45 |
4.5 |
Bonds |
10/25/05 |
100 |
4.5 |
66 |
NR |
NR |
NR |
UBSW, PIPR |
na |
Comb. |
|
Comb. |
|
Federal Home Loan Banks |
10/11/01 |
23.1 |
5.5 |
Bonds |
8/15/06 |
Market |
Market |
|
NR |
NR |
NR |
US-PIPER |
Market |
Comb. |
|
Comb. |
|
Federal Home Loan Banks |
10/11/01 |
20 |
4.35 |
Bonds |
11/8/05 |
100 |
4.35 |
51 |
NR |
NR |
NR |
FLEET-SEC |
na |
Comb. |
|
Comb. |
|
Federal Home Loan Banks |
10/11/01 |
15 |
3.72 |
Bonds |
5/5/04 |
100 |
3.72 |
53 |
NR |
NR |
NA |
FIRST-TN-BK |
na |
Comb. |
|
Comb. |
|
Federal Home Loan Banks |
10/11/01 |
30 |
4.625 |
Bonds |
10/30/06 |
100 |
4.625 |
79 |
NR |
NR |
NR |
FIRST-TN-BK |
na |
Comb. |
|
Comb. |
|
Federal Home Loan Banks |
10/11/01 |
25 |
4.3 |
Bonds |
10/24/05 |
100 |
4.3 |
46 |
NR |
NR |
NR |
BAS, DAIN |
na |
Comb. |
|
Comb. |
|
Federal Home Loan Banks |
10/11/01 |
25 |
4.5 |
Bonds |
11/7/05 |
100 |
4.5 |
66 |
NR |
NR |
NR |
MORGAN-KEEGAN |
na |
Comb. |
|
Comb. |
|
Federal Home Loan Banks |
10/11/01 |
15 |
5.44 |
Bonds |
10/30/08 |
100 |
5.44 |
106 |
NR |
NR |
NR |
FIRST-TN-BK |
na |
Comb. |
|
Comb. |
|
Federal Home Loan Banks |
10/11/01 |
15 |
4.55 |
Bonds |
10/30/06 |
100 |
4.55 |
71 |
NR |
NR |
NR |
MORGAN-KEEGAN |
na |
Comb. |
|
Comb. |
|
Federal Home Loan Banks |
10/11/01 |
25 |
4.15 |
Bonds |
4/29/05 |
100 |
4.15 |
96 |
NR |
NR |
NR |
MORGAN-KEEGAN |
na |
Comb. |
|
Comb. |
|
Federal Home Loan Banks |
10/11/01 |
130 |
5.2 |
Bonds |
10/22/08 |
100 |
5.2 |
82 |
NR |
NR |
NR |
MERRILL |
na |
Comb. |
|
Comb. |
|
Federal Home Loan Banks |
10/11/01 |
85 |
4.8 |
Bonds |
10/25/06 |
100 |
4.8 |
96 |
NR |
NR |
NR |
FIRST-TN-BK |
na |
Comb. |
|
Comb. |
|
Federal Home Loan Banks |
10/11/01 |
15 |
5 |
Bonds |
11/1/07 |
100 |
5 |
62 |
NR |
NR |
NR |
MORGAN-KEEGAN |
na |
Comb. |
|
Comb. |
|
Federal Home Loan Banks |
10/11/01 |
145 |
4.125 |
Bonds |
8/15/03 |
Market |
Market |
133 |
NR |
NR |
NR |
ABN-AMRO-INC |
Market |
Comb. |
|
Comb. |
|
Federal Home Loan Banks |
10/11/01 |
15 |
3.75 |
Bonds |
5/5/04 |
100 |
3.75 |
56 |
NR |
NR |
NR |
MORGAN-KEEGAN |
na |
Comb. |
|
Comb. |
|
Federal Home Loan Banks |
10/11/01 |
175 |
2.51 |
Bonds |
11/1/02 |
100 |
2.51 |
-29 |
NR |
NR |
NR |
FUJI-SEC |
na |
Comb. |
|
Comb. |
|
Federal Home Loan Banks |
10/11/01 |
350 |
2.5 |
Bonds |
11/1/02 |
100 |
2.5 |
-30 |
NR |
NR |
NR |
HSBC-SECURITIES |
na |
Comb. |
|
Comb. |
|
Federal Home Loan Banks |
10/11/01 |
15 |
4.05 |
Bonds |
4/29/05 |
100 |
4.05 |
86 |
NR |
NR |
NR |
MORGAN-KEEGAN |
na |
Comb. |
|
Comb. |
|
Federal Home Loan Banks |
10/11/01 |
10 |
6.21 |
Bonds |
11/8/16 |
100 |
6.21 |
84 |
NR |
NR |
NR |
GS |
na |
Comb. |
|
Comb. |
|
Federal Home Loan Banks |
10/11/01 |
25 |
5 |
Bonds |
4/30/07 |
100 |
5 |
116 |
NR |
NR |
NR |
LEH, MOKE |
na |
Comb. |
|
Comb. |
|
Federal Home Loan Mortgage |
10/11/01 |
100 |
2.52 |
Medium-Term Nts |
10/18/02 |
100 |
2.52 |
-28 |
NR |
NR |
NR |
MORGAN-STANLEY |
na |
Comb. |
|
Comb. |
|
Federal Home Loan Mortgage |
10/11/01 |
50 |
3.4 |
Medium-Term Nts |
10/24/03 |
100 |
3.4 |
60 |
NR |
NR |
NR |
SALOMON-SMITH |
na |
Comb. |
|
Comb. |
|
Federal Home Loan Mortgage |
10/11/01 |
100 |
2.51 |
Medium-Term Nts |
11/1/02 |
100 |
2.51 |
-29 |
NR |
NR |
NR |
DEUTSCHE-ALEX-B |
na |
Comb. |
|
Comb. |
|
Federal Home Loan Mortgage |
10/11/01 |
50 |
3.35 |
Medium-Term Nts |
10/29/03 |
100 |
3.35 |
55 |
NR |
NR |
NR |
GREEN-NATWEST |
na |
Comb. |
|
Comb. |
|
Federal Home Loan Mortgage |
10/11/01 |
30 |
4.625 |
Medium-Term Nts |
10/25/06 |
100 |
4.625 |
79 |
NR |
NR |
NR |
AMHERST |
na |
Comb. |
|
Comb. |
|
Federal Home Loan Mortgage |
10/11/01 |
20 |
Varies |
Step-Up MTN |
11/1/11 |
100 |
Varies |
|
NR |
NR |
NR |
COUNTRYWIDE-SEC |
na |
Comb. |
|
Comb. |
|
Fannie Mae |
10/11/01 |
50 |
6.1 |
Medium-Term Nts |
10/25/16 |
100 |
6.1 |
73 |
NR |
NR |
NR |
FIRST-TN-BK |
na |
Comb. |
|
Comb. |
|
Fannie Mae |
10/11/01 |
450 |
2.55 |
Medium-Term Nts |
11/5/02 |
100 |
2.55 |
-25 |
NR |
NR |
NR |
BEAR |
0.035 |
Comb. |
|
Comb. |
|
Fannie Mae |
10/11/01 |
75 |
5.5 |
Medium-Term Nts |
10/23/09 |
100 |
5.5 |
112 |
NR |
NR |
NR |
UBS-WARBURG |
na |
Comb. |
|
Comb. |
|
Fannie Mae |
10/11/01 |
1000 |
4.5 |
Benchmark Nts |
10/17/06 |
99.437 |
4.627 |
13 |
NR |
NR |
NR |
MS, SSB |
0.15 |
Comb. |
|
Comb. |
|
Fannie Mae |
10/11/01 |
1000 |
5.5 |
Benchmark Nts |
10/18/11 |
98.788 |
5.528 |
4 |
NR |
NR |
NR |
SSB, MS |
0.225 |
Comb. |
|
Comb. |
|
Fannie Mae |
10/11/01 |
500 |
2.51 |
Medium-Term Nts |
11/1/02 |
100 |
2.51 |
-29 |
NR |
NR |
NR |
ABN, HSBC |
na |
Comb. |
|
Comb. |
|
FirstBank Puerto Rico |
10/11/01 |
10 |
6.25 |
CDs |
10/29/16 |
100 |
6.25 |
88 |
Baa1 |
BBB- |
BBB |
LA-SALLE-BK-NA |
na |
Comb. |
|
Comb. |
|
General Motors Acceptance(GM) |
10/11/01 |
354.2 |
Floats |
Mdm-Trm Fl Nts |
10/16/03 |
100 |
Floats |
|
A2 |
A |
A |
JPM |
na |
Comb. |
|
Comb. |
|
General Motors Acceptance(GM) |
10/11/01 |
100 |
Floats |
Mdm-Trm Fl Nts |
10/16/03 |
100 |
Floats |
|
A2 |
A |
A |
SALOMON-SMITH |
na |
Comb. |
|
Comb. |
|
General Motors Acceptance(GM) |
10/11/01 |
40 |
Floats |
Mdm-Trm Fl Nts |
10/16/03 |
100 |
Floats |
|
A2 |
A |
A |
BA-SEC-LLC |
na |
Comb. |
|
Comb. |
|
General Motors Acceptance(GM) |
10/11/01 |
101 |
Floats |
Mdm-Trm Fl Nts |
10/16/03 |
100 |
Floats |
|
A2 |
A |
A |
LEH |
na |
Comb. |
|
Comb. |
|
KeyCorp,Cleveland,Ohio |
10/11/01 |
50 |
Floats |
Mdm-Trm Fl Nts |
10/18/04 |
99.927 |
Floats |
|
A2 |
A- |
A+ |
JPM |
0.077 |
Comb. |
|
Comb. |
|
LaSalle Bank NA,Chicago,IL |
10/11/01 |
100 |
2.37 |
Mdm-Trm Bk Nts |
10/11/02 |
100 |
2.37 |
-43 |
Aa3 |
AA- |
AA |
MERRILL |
na |
Comb. |
|
Comb. |
|
LaSalle Bank NA,Chicago,IL |
10/11/01 |
5 |
5 |
CDs |
10/26/08 |
100 |
5 |
62 |
Aa3 |
AA- |
AA |
LA-SALLE-BK-NA |
na |
Comb. |
|
Comb. |
|
Lehman Brothers Holdings Inc |
10/11/01 |
0.5 |
Floats |
Mdm-Trm Fl Nts |
4/16/03 |
100 |
Floats |
|
Baa1 |
A |
A |
HSBC-SECURITIES |
0.2 |
Comb. |
0.2 |
Comb. |
|
Lehman Brothers Holdings Inc |
10/11/01 |
50 |
Floats |
Mdm-Trm Fl Nts |
4/16/03 |
99.75 |
Floats |
|
Baa1 |
A |
A |
LEH |
na |
Comb. |
|
Comb. |
|
Lehman Brothers Holdings Inc |
10/11/01 |
0.5 |
Floats |
Mdm-Trm Fl Nts |
4/16/03 |
100 |
Floats |
|
Baa1 |
A |
A |
PSI |
0.2 |
Comb. |
0.2 |
Comb. |
Yes |
Northeast Generation Co |
10/11/01 |
320 |
8.812 |
Sr Sec Bonds |
10/15/26 |
100 |
8.812 |
344 |
Baa2 |
BBB- |
BBB- |
SALOMON-SMITH |
na |
Comb. |
|
Comb. |
Yes |
Northeast Generation Co |
10/11/01 |
120 |
4.998 |
Sr Sec Bonds |
10/15/06 |
100 |
4.998 |
116 |
Baa2 |
BBB- |
BBB- |
SALOMON-SMITH |
na |
Comb. |
|
Comb. |
Yes |
USAA Capital Corp |
10/11/01 |
5 |
6.05 |
Medium-Term Nts |
10/17/11 |
100 |
6.05 |
143 |
Aa1 |
AAA |
AA+ |
BANKONE-CAPITAL |
0.625 |
Comb. |
|
Comb. |
Yes |
USAA Capital Corp |
10/11/01 |
54 |
6.05 |
Medium-Term Nts |
10/17/11 |
100 |
6.05 |
143 |
Aa1 |
AAA |
AA+ |
SALOMON-SMITH |
na |
Comb. |
|
Comb. |
|
Wal-Mart Stores Inc |
10/11/01 |
500 |
3.25 |
Notes |
9/29/03 |
99.919 |
3.294 |
50 |
A2 |
A |
AA |
MORGAN-STANLEY |
na |
Comb. |
|
Comb. |
|
Abbey National PLC |
10/12/01 |
100 |
2.52 |
Bank Notes |
10/15/02 |
100 |
2.52 |
-28 |
Aa2 |
AA |
AA |
BA-SEC-LLC |
na |
Comb. |
|
Comb. |
|
CIBC Bank |
10/12/01 |
100 |
2.52 |
Bank Notes |
10/15/02 |
100 |
2.52 |
-28 |
Aa3 |
AA- |
NR |
BA-SEC-LLC |
na |
Comb. |
|
Comb. |
Yes |
Elwood Energy LLC |
10/12/01 |
402 |
8.159 |
Sr Sec Bonds |
7/5/26 |
100 |
8.159 |
350 |
Baa3 |
BBB- |
BBB- |
CS-FB |
na |
Comb. |
|
Comb. |
|
Federal Farm Cr Banks Funding |
10/12/01 |
125 |
4.99 |
Medium-Term Nts |
10/24/06 |
100 |
4.99 |
114 |
NR |
NR |
NR |
PIPR, UBSW |
na |
Comb. |
|
Comb. |
|
Federal Farm Cr Banks Funding |
10/12/01 |
100 |
3.2 |
Bonds |
10/22/03 |
100 |
3.2 |
40 |
NR |
NR |
NR |
FIRST-TN-BK |
na |
Comb. |
|
Comb. |
|
Federal Farm Cr Banks Funding |
10/12/01 |
105 |
3.65 |
Medium-Term Nts |
10/22/04 |
100 |
3.65 |
39 |
NR |
NR |
NR |
JPM |
na |
Comb. |
|
Comb. |
|
Federal Farm Cr Banks Funding |
10/12/01 |
100 |
4 |
Bonds |
10/22/04 |
100 |
4 |
74 |
NR |
NR |
NR |
MOKE, PIPR, MS |
na |
Comb. |
|
Comb. |
|
Federal Farm Cr Banks Funding |
10/12/01 |
25 |
4.56 |
Bonds |
10/24/05 |
100 |
4.56 |
71 |
NR |
NR |
NR |
WELLS-FARGO-BK |
na |
Comb. |
|
Comb. |
|
Federal Farm Cr Banks Funding |
10/12/01 |
100 |
2.4 |
Medium-Term Nts |
10/22/02 |
100 |
2.4 |
-40 |
NR |
NR |
NR |
UBS-WARBURG |
na |
Comb. |
|
Comb. |
|
Federal Home Loan Banks |
10/12/01 |
50 |
5.5 |
Bonds |
10/24/08 |
Market |
Market |
111 |
NR |
NR |
NR |
MOKE, UBSW, PIPR |
0.23 |
Comb. |
|
Comb. |
|
Federal Home Loan Banks |
10/12/01 |
265 |
Varies |
Step-Up MTN |
11/1/11 |
100 |
Varies |
|
NR |
NR |
NR |
BEAR, GS |
na |
Comb. |
|
Comb. |
|
Federal Home Loan Banks |
10/12/01 |
10 |
4.1 |
Bonds |
10/26/05 |
100 |
4.1 |
25 |
NR |
NR |
NR |
MIZUHO-SEC |
na |
Comb. |
|
Comb. |
|
Federal Home Loan Banks |
10/12/01 |
30 |
4.09 |
Bonds |
5/5/05 |
100 |
4.09 |
83 |
NR |
NR |
NR |
FTCM, VIN |
na |
Comb. |
0.125 |
Comb. |
|
Federal Home Loan Banks |
10/12/01 |
350 |
2.56 |
Bonds |
11/5/02 |
100 |
2.56 |
-24 |
NR |
NR |
NR |
FTCM, GS, FUJI |
na |
Comb. |
|
Comb. |
|
Federal Home Loan Banks |
10/12/01 |
12 |
4.625 |
Bonds |
8/13/04 |
Market |
Market |
136 |
NR |
NR |
NR |
GS |
Market |
Comb. |
|
Comb. |
|
Federal Home Loan Banks |
10/12/01 |
60 |
6.25 |
Bonds |
11/1/16 |
100 |
6.25 |
85 |
NR |
NR |
NR |
BEAR, GS |
na |
Comb. |
|
Comb. |
|
Federal Home Loan Banks |
10/12/01 |
14.8 |
5.25 |
Bonds |
8/15/06 |
103.19 |
Market |
140 |
NR |
NR |
NR |
US-PIPER |
na |
Comb. |
|
Comb. |
|
Federal Home Loan Banks |
10/12/01 |
15 |
4.75 |
Bonds |
4/30/07 |
100 |
4.75 |
90 |
NR |
NR |
NR |
MORGAN-KEEGAN |
na |
Comb. |
|
Comb. |
|
Federal Home Loan Banks |
10/12/01 |
25 |
3.54 |
Bonds |
4/22/04 |
100 |
3.54 |
28 |
NR |
NR |
NR |
MORGAN-KEEGAN |
na |
Comb. |
|
Comb. |
|
Federal Home Loan Banks |
10/12/01 |
50 |
6.25 |
Bonds |
11/1/16 |
100 |
6.25 |
85 |
NR |
NR |
NR |
MORGAN-KEEGAN |
na |
Comb. |
|
Comb. |
|
Federal Home Loan Banks |
10/12/01 |
50 |
5 |
Bonds |
4/25/07 |
Market |
Market |
115 |
NR |
NR |
NR |
CSFB |
0.173 |
Comb. |
|
Comb. |
|
Federal Home Loan Banks |
10/12/01 |
15 |
4.04 |
Bonds |
2/7/05 |
100 |
4.04 |
78 |
NR |
NR |
NR |
GRIFFIN-KUBIK |
na |
Comb. |
|
Comb. |
|
Federal Home Loan Banks |
10/12/01 |
15 |
4.7 |
Bonds |
11/8/06 |
100 |
4.7 |
85 |
NR |
NR |
NR |
COUNTRYWIDE-SEC |
na |
Comb. |
|
Comb. |
|
Federal Home Loan Banks |
10/12/01 |
25 |
4.64 |
Bonds |
10/30/06 |
100 |
4.64 |
79 |
NR |
NR |
NR |
DAIN-RAUSCHER |
na |
Comb. |
|
Comb. |
|
Federal Home Loan Banks |
10/12/01 |
15 |
3.72 |
Bonds |
5/7/04 |
100 |
3.72 |
46 |
NR |
NR |
NR |
MORGAN-KEEGAN |
na |
Comb. |
|
Comb. |
|
Federal Home Loan Banks |
10/12/01 |
25 |
4.61 |
Bonds |
11/6/06 |
100 |
4.61 |
76 |
NR |
NR |
NR |
FIRST-TN-BK |
na |
Comb. |
|
Comb. |
|
Federal Home Loan Banks |
10/12/01 |
15 |
4.345 |
Bonds |
5/6/05 |
100 |
4.345 |
108 |
NR |
NR |
NR |
FIRST-TN-BK |
na |
Comb. |
|
Comb. |
|
Federal Home Loan Banks |
10/12/01 |
15 |
5.4 |
Bonds |
11/6/08 |
100 |
5.4 |
101 |
NR |
NR |
NR |
FIRST-TN-BK |
na |
Comb. |
|
Comb. |
|
Federal Home Loan Banks |
10/12/01 |
35 |
5.8 |
Bonds |
10/24/11 |
Market |
Market |
116 |
NR |
NR |
NR |
FIRST-TN-BK |
0.3 |
Comb. |
|
Comb. |
|
Federal Home Loan Banks |
10/12/01 |
25 |
6.36 |
Bonds |
11/7/16 |
100 |
6.36 |
96 |
NR |
NR |
NR |
FIRST-TN-BK |
na |
Comb. |
|
Comb. |
|
Federal Home Loan Banks |
10/12/01 |
15 |
5.02 |
Bonds |
5/7/07 |
100 |
5.02 |
117 |
NR |
NR |
NR |
FIRST-TN-BK |
na |
Comb. |
|
Comb. |
|
Federal Home Loan Banks |
10/12/01 |
15 |
4.16 |
Bonds |
4/29/05 |
100 |
4.16 |
90 |
NR |
NR |
NR |
MORGAN-KEEGAN |
na |
Comb. |
|
Comb. |
|
Federal Home Loan Banks |
10/12/01 |
17.5 |
4.125 |
Bonds |
8/15/03 |
Market |
Market |
|
NR |
NR |
NR |
WELLS-FARGO-BK |
Market |
Comb. |
|
Comb. |
|
Federal Home Loan Banks |
10/12/01 |
200 |
2.57 |
Bonds |
11/1/02 |
100 |
2.57 |
-23 |
NR |
NR |
NR |
CS-FB |
na |
Comb. |
|
Comb. |
|
Federal Home Loan Banks |
10/12/01 |
50 |
4.94 |
Bonds |
10/26/06 |
100 |
4.94 |
109 |
NR |
NR |
NR |
WELLS-FARGO |
na |
Comb. |
|
Comb. |
|
Federal Home Loan Banks |
10/12/01 |
100 |
2.5 |
Bonds |
10/17/02 |
100 |
2.5 |
-30 |
NR |
NR |
NR |
MORGAN-KEEGAN |
na |
Comb. |
|
Comb. |
|
Federal Home Loan Banks |
10/12/01 |
50 |
2.92 |
Bonds |
5/1/03 |
100 |
2.92 |
12 |
NR |
NR |
NR |
LEH |
na |
Comb. |
|
Comb. |
|
Federal Home Loan Banks |
10/12/01 |
25 |
5.055 |
Bonds |
5/7/07 |
100 |
5.055 |
120 |
NR |
NR |
NR |
FIRST-TN-BK |
na |
Comb. |
|
Comb. |
|
Federal Home Loan Mortgage |
10/12/01 |
200 |
2.55 |
Medium-Term Nts |
10/22/02 |
100 |
2.55 |
-25 |
NR |
NR |
NR |
MORGAN-STANLEY |
na |
Comb. |
|
Comb. |
|
Federal Home Loan Mortgage |
10/12/01 |
20 |
4.5 |
Medium-Term Nts |
11/1/06 |
100 |
4.5 |
65 |
NR |
NR |
NR |
RYAN-BECK |
na |
Comb. |
|
Comb. |
|
Fannie Mae |
10/12/01 |
100 |
4.7 |
Medium-Term Nts |
10/25/06 |
100 |
4.7 |
85 |
NR |
NR |
NR |
FTCM, MS, UBSW |
na |
Comb. |
|
Comb. |
|
Fannie Mae |
10/12/01 |
50 |
3.33 |
Medium-Term Nts |
11/6/03 |
100 |
3.33 |
53 |
NR |
NR |
NR |
BA-SEC-LLC |
na |
Comb. |
|
Comb. |
|
Fannie Mae |
10/12/01 |
550 |
2.55 |
Medium-Term Nts |
11/5/02 |
100 |
2.55 |
-25 |
NR |
NR |
NR |
BEAR |
0.035 |
Comb. |
|
Comb. |
|
Fannie Mae |
10/12/01 |
75 |
5.3 |
Medium-Term Nts |
10/25/08 |
100 |
5.3 |
91 |
NR |
NR |
NR |
LEH |
na |
Comb. |
|
Comb. |
|
Fannie Mae |
10/12/01 |
30.4 |
4.3 |
Medium-Term Nts |
10/18/06 |
100 |
4.3 |
45 |
NR |
NR |
NR |
MERRILL |
0.75 |
|
|
|
|
Fannie Mae |
10/12/01 |
21 |
5.5 |
Medium-Term Nts |
10/18/13 |
100 |
5.5 |
86 |
NR |
NR |
NR |
MERRILL |
1.375 |
Comb. |
|
Comb. |
|
Fannie Mae |
10/12/01 |
9.4 |
5.75 |
Medium-Term Nts |
10/18/16 |
100 |
5.75 |
35 |
NR |
NR |
NR |
MERRILL |
1.375 |
Comb. |
|
Comb. |
|
Fannie Mae |
10/12/01 |
27.3 |
6 |
Medium-Term Nts |
10/17/23 |
100 |
6 |
60 |
NR |
NR |
NR |
MERRILL |
1.5 |
|
|
|
Yes |
Forest Oil Corp |
10/12/01 |
65 |
8 |
Senior Notes |
6/15/08 |
99 |
8.195 |
380 |
Ba3 |
BB |
NR |
JPM |
na |
Comb. |
|
Comb. |
|
International Lease Finance |
10/12/01 |
700 |
5.75 |
Notes |
10/15/06 |
99.304 |
5.913 |
205 |
A1 |
AA- |
AA- |
LEH, SSB, MS |
0.5 |
Comb. |
0.3 |
Comb. |
|
International Lease Finance |
10/12/01 |
150 |
5.5 |
Medium-Term Nts |
6/7/04 |
100.913 |
5.128 |
190 |
A1 |
AA- |
AA- |
LEH, SSB, MS |
na |
Comb. |
|
Comb. |
|
International Lease Finance |
10/12/01 |
150 |
Floats |
Float Rate Nts |
10/18/04 |
100 |
Floats |
|
A1 |
AA- |
AA- |
LEH, SSB, MS |
0.35 |
Comb. |
0.2 |
Comb. |
Yes |
Nevada Power(Sierra Pac Res) |
10/12/01 |
60 |
6 |
Notes |
9/15/03 |
100.296 |
5.832 |
303 |
Baa2 |
BBB- |
NR |
LEH |
na |
Comb. |
|
Comb. |
Yes |
Nevada Power(Sierra Pac Res) |
10/12/01 |
140 |
Floats |
Float Rate Nts |
10/15/03 |
100 |
Floats |
|
Baa2 |
BBB- |
NR |
LEH |
na |
Comb. |
|
Comb. |
Yes |
Northern Rock PLC |
10/12/01 |
325 |
Floats |
Mdm-Trm Fl Nts |
10/17/02 |
100 |
Floats |
|
A2 |
A |
A+ |
LEH |
na |
Comb. |
|
Comb. |
Yes |
Northern Rock PLC |
10/12/01 |
300 |
Floats |
Mdm-Trm Fl Nts |
10/17/02 |
100 |
Floats |
|
A2 |
A |
A+ |
LEH |
na |
Comb. |
|
Comb. |
Yes |
Regeneron Pharmaceuticals Inc |
10/12/01 |
200 |
5.5 |
Cvt Sr Sub Nts |
|
100 |
5.5 |
|
NA |
NR |
NA |
MERRILL |
3.3 |
0.66 |
1.98 |
0.66 |
|
UBS AG |
10/12/01 |
50 |
2.475 |
Bank Notes |
10/15/02 |
100 |
2.475 |
-32 |
Aa1 |
AA+ |
AAA |
CS-FB |
na |
Comb. |
|
Comb. |
|
UBS AG |
10/12/01 |
775 |
2.49 |
Bank Notes |
10/15/02 |
100 |
2.49 |
-31 |
Aa2 |
AA+ |
AAA |
BA-SEC-LLC |
na |
Comb. |
|
Comb. |
|
UBS AG |
10/12/01 |
100 |
2.5 |
Bank Notes |
10/15/02 |
100 |
Floats |
|
Aa2 |
AA+ |
AAA |
BA-SEC-LLC |
na |
Comb. |
|
Comb. |
|
UBS AG |
10/12/01 |
200 |
2.52 |
Bank Notes |
10/15/02 |
100 |
Floats |
|
Aa2 |
AA+ |
AAA |
BA-SEC-LLC |
na |
Comb. |
|
Comb. |
|
Vectren Utility Holdings Inc |
10/12/01 |
100 |
7.25 |
PINES |
10/15/31 |
100 |
7.25 |
185 |
A2 |
A- |
NR |
MERRILL |
na |
Comb. |
|
Comb. |
|
WGL Holdings Inc |
10/12/01 |
7 |
6.05 |
Medium-Term Nts |
10/17/11 |
100 |
6.05 |
141 |
Aa2 |
AA- |
AA- |
SALOMON-SMITH |
na |
Comb. |
|
Comb. |
|
Westpac Banking Corp-New York |
10/12/01 |
200 |
Floats |
Mdm-Trm Bk Nts |
4/17/03 |
100 |
Floats |
|
Aa3 |
A |
AA- |
JPM |
na |
Comb. |
|
Comb. |
|
Campbell Soup Co |
10/15/01 |
300 |
Floats |
Float Rate Nts |
10/18/03 |
100 |
Floats |
|
A3 |
A |
NR |
JPM |
na |
Comb. |
|
Comb. |
|
DaimlerChrysler North America |
10/15/01 |
9.3 |
4.45 |
Medium-Term Nts |
4/15/02 |
100 |
4.45 |
|
A1 |
A+ |
NR |
BA-SEC-LLC |
0.04 |
Comb. |
|
Comb. |
|
DaimlerChrysler North America |
10/15/01 |
6.7 |
5.05 |
Medium-Term Nts |
10/15/04 |
100 |
5.05 |
|
A1 |
A+ |
NR |
BA-SEC-LLC |
0.063 |
Comb. |
|
Comb. |
|
DaimlerChrysler North America |
10/15/01 |
7.2 |
5.85 |
Medium-Term Nts |
10/15/06 |
100 |
5.85 |
|
A1 |
A+ |
NR |
BA-SEC-LLC |
0.1 |
Comb. |
|
Comb. |
|
Federal Farm Cr Banks Funding |
10/15/01 |
90 |
3.1 |
Medium-Term Nts |
7/24/03 |
100 |
3.1 |
33 |
NR |
NR |
NR |
LEH, UBSW |
na |
Comb. |
|
Comb. |
|
Federal Farm Cr Banks Funding |
10/15/01 |
60 |
4.44 |
Medium-Term Nts |
7/25/05 |
100 |
4.44 |
126 |
NR |
NR |
NR |
FIRST-UNION-SEC |
na |
Comb. |
|
Comb. |
|
Federal Farm Cr Banks Funding |
10/15/01 |
20 |
5.09 |
Bonds |
7/30/07 |
100 |
5.09 |
126 |
NR |
NR |
NR |
FIRST-TN-BK |
na |
Comb. |
|
Comb. |
|
Federal Farm Cr Banks Funding |
10/15/01 |
25 |
4.99 |
Medium-Term Nts |
10/24/06 |
100 |
4.99 |
116 |
NR |
NR |
NR |
UBS-WARBURG |
na |
Comb. |
|
Comb. |
|
Federal Farm Cr Banks Funding |
10/15/01 |
25 |
4 |
Bonds |
10/25/04 |
100 |
4 |
82 |
NR |
NR |
NR |
PSI |
na |
Comb. |
|
Comb. |
|
Federal Farm Cr Banks Funding |
10/15/01 |
20 |
5.4 |
Bonds |
7/29/08 |
100 |
5.4 |
99 |
NR |
NR |
NR |
FIRST-TN-BK |
na |
Comb. |
|
Comb. |
|
Federal Home Loan Banks |
10/15/01 |
21.9 |
5.5 |
Bonds |
8/15/08 |
Market |
Market |
109 |
NR |
NR |
NR |
GS |
Market |
Comb. |
|
Comb. |
|
Federal Home Loan Banks |
10/15/01 |
50 |
5.5 |
Bonds |
10/30/08 |
100 |
5.5 |
109 |
NR |
NR |
NR |
CSFB, MOKE |
0.224 |
Comb. |
|
Comb. |
|
Federal Home Loan Banks |
10/15/01 |
25 |
3.52 |
Bonds |
5/6/04 |
100 |
3.52 |
34 |
NR |
NR |
NR |
BA-SEC-LLC |
na |
Comb. |
|
Comb. |
|
Federal Home Loan Banks |
10/15/01 |
15 |
3.52 |
Bonds |
5/6/04 |
100 |
3.52 |
34 |
NR |
NR |
NR |
MORGAN-KEEGAN |
na |
Comb. |
|
Comb. |
|
Federal Home Loan Banks |
10/15/01 |
15 |
3.9 |
Bonds |
10/29/04 |
100 |
3.9 |
72 |
NR |
NR |
NR |
PSI |
na |
Comb. |
|
Comb. |
|
Federal Home Loan Banks |
10/15/01 |
50 |
4.875 |
Bonds |
10/30/06 |
100 |
4.875 |
105 |
NR |
NR |
NR |
CSFB, MOKE |
0.2 |
Comb. |
|
Comb. |
|
Federal Home Loan Banks |
10/15/01 |
25 |
5.04 |
Bonds |
5/7/07 |
100 |
5.04 |
121 |
NR |
NR |
NR |
FIRST-TN-BK |
na |
Comb. |
|
Comb. |
|
Federal Home Loan Banks |
10/15/01 |
25 |
4.1 |
Bonds |
5/6/05 |
100 |
4.1 |
92 |
NR |
NR |
NR |
FIRST-TN-BK |
na |
Comb. |
|
Comb. |
|
Federal Home Loan Banks |
10/15/01 |
25 |
5.88 |
Bonds |
11/8/11 |
100 |
5.88 |
125 |
NR |
NR |
NR |
MORGAN-STANLEY |
na |
Comb. |
|
Comb. |
|
Federal Home Loan Banks |
10/15/01 |
25 |
4.1 |
Bonds |
5/6/05 |
100 |
4.1 |
92 |
NR |
NR |
NR |
FIRST-TN-BK |
na |
Comb. |
|
Comb. |
|
Federal Home Loan Banks |
10/15/01 |
18 |
4.625 |
Bonds |
8/13/04 |
Market |
Market |
144 |
NR |
NR |
NR |
VINING-SPARKS |
Market |
Comb. |
|
Comb. |
|
Federal Home Loan Banks |
10/15/01 |
25 |
4.045 |
Bonds |
5/6/05 |
100 |
4.045 |
86 |
NR |
NR |
NR |
VIN., WELLS |
na |
Comb. |
0.125 |
Comb. |
|
Federal Home Loan Banks |
10/15/01 |
18.5 |
4.875 |
Bonds |
8/15/05 |
Market |
Market |
|
NR |
NR |
NR |
WELLS-FARGO-BK |
Market |
Comb. |
|
Comb. |
|
Federal Home Loan Banks |
10/15/01 |
15 |
4.14 |
Bonds |
5/6/05 |
100 |
4.14 |
96 |
NR |
NR |
NR |
MORGAN-KEEGAN |
na |
Comb. |
|
Comb. |
|
Federal Home Loan Banks |
10/15/01 |
15 |
4.45 |
Bonds |
5/8/06 |
100 |
4.45 |
62 |
NR |
NR |
NR |
MORGAN-KEEGAN |
na |
Comb. |
|
Comb. |
|
Federal Home Loan Banks |
10/15/01 |
4 |
6 |
Bonds |
2/12/21 |
Market |
Market |
59 |
NR |
NR |
NR |
US-PIPER |
Market |
Comb. |
|
Comb. |
|
Federal Home Loan Banks |
10/15/01 |
30 |
4.275 |
Bonds |
5/5/05 |
100 |
4.275 |
109 |
NR |
NR |
NR |
FTCM, LEH |
na |
Comb. |
|
Comb. |
|
Federal Home Loan Banks |
10/15/01 |
15 |
5.87 |
Bonds |
11/8/11 |
100 |
5.87 |
124 |
NR |
NR |
NR |
VINING-SPARKS |
na |
Comb. |
0.25 |
Comb. |
|
Federal Home Loan Banks |
10/15/01 |
30 |
3.49 |
Bonds |
1/25/04 |
100 |
3.49 |
72 |
NR |
NR |
NR |
SALOMON-SMITH |
na |
Comb. |
|
Comb. |
|
Federal Home Loan Banks |
10/15/01 |
25 |
3.52 |
Bonds |
5/6/04 |
100 |
3.52 |
34 |
NR |
NR |
NR |
BA-SEC-LLC |
na |
Comb. |
|
Comb. |
|
Federal Home Loan Banks |
10/15/01 |
15 |
6.03 |
Bonds |
11/14/14 |
100 |
6.03 |
140 |
NR |
NR |
NR |
RYAN-BECK |
na |
Comb. |
|
Comb. |
|
Federal Home Loan Banks |
10/15/01 |
25 |
3.25 |
Bonds |
11/14/03 |
100 |
3.25 |
48 |
NR |
NR |
NR |
DAIN-RAUSCHER |
na |
Comb. |
|
Comb. |
|
Federal Home Loan Mortgage |
10/15/01 |
20 |
3.2 |
Medium-Term Nts |
10/29/03 |
100 |
3.2 |
43 |
NR |
NR |
NR |
DEUTSCHE-ALEX-B |
na |
Comb. |
|
Comb. |
|
Federal Home Loan Mortgage |
10/15/01 |
50 |
5.75 |
Medium-Term Nts |
11/1/11 |
100 |
5.75 |
112 |
NR |
NR |
NR |
DRES-KLEIN-WASS |
na |
Comb. |
|
Comb. |
|
Fannie Mae |
10/15/01 |
25 |
5 |
Medium-Term Nts |
10/29/07 |
100 |
5 |
59 |
NR |
NR |
NR |
FIRST-TN-BK |
na |
Comb. |
|
Comb. |
|
Fannie Mae |
10/15/01 |
250 |
3.85 |
Medium-Term Nts |
11/5/04 |
100 |
3.85 |
67 |
NR |
NR |
NR |
JPM, GS |
na |
Comb. |
|
Comb. |
|
Fannie Mae |
10/15/01 |
100 |
3.16 |
Medium-Term Nts |
10/29/03 |
100 |
3.16 |
39 |
NR |
NR |
NR |
HSBC, MS |
na |
Comb. |
|
Comb. |
|
Fannie Mae |
10/15/01 |
30 |
5 |
Medium-Term Nts |
10/30/08 |
100 |
5 |
59 |
NR |
NR |
NR |
COUNTRYWIDE-SEC |
na |
Comb. |
|
Comb. |
|
Fannie Mae |
10/15/01 |
25 |
4.35 |
Medium-Term Nts |
11/1/05 |
100 |
4.35 |
52 |
NR |
NR |
NA |
FIRST-TN-BK |
na |
Comb. |
|
Comb. |
|
Household Finance Corp |
10/15/01 |
10.3 |
6.05 |
Medium-Term Nts |
10/15/11 |
100 |
6.05 |
|
A2 |
A |
A+ |
BAS, INCAP |
0.985 |
Comb. |
|
Comb. |
|
Household Finance Corp |
10/15/01 |
4.1 |
5 |
Medium-Term Nts |
10/15/06 |
100 |
5 |
|
A2 |
A |
A+ |
BAS, INCAP |
0.99 |
Comb. |
|
Comb. |
|
Household Finance Corp |
10/15/01 |
4.6 |
5.55 |
Medium-Term Nts |
10/15/08 |
100 |
5.55 |
|
A2 |
A |
A+ |
BAS, INCAP |
0.988 |
Comb. |
|
Comb. |
|
World Bank |
10/15/01 |
3000 |
3.5 |
Global Bonds |
10/22/04 |
99.786 |
3.575 |
39 |
Aaa |
AAA |
NR |
JPM, UBSW |
0.075 |
Comb. |
|
Comb. |
|
Kreditanstalt fur Wiederaufbau |
10/15/01 |
4541.5 |
3.75 |
Global Bonds |
11/26/04 |
99.867 |
3.795 |
16 |
Aaa |
AAA |
NR |
DB, MER, JPM |
0.75 |
Comb. |
|
Comb. |
Yes |
Philadelphia Water Co |
10/15/01 |
15 |
6.21 |
Fst Mtg Bonds |
11/1/11 |
100 |
6.21 |
158 |
NR |
AA- |
NR |
A-G-EDWARDS |
na |
Comb. |
|
Comb. |
|
Student Loan Marketing Assn |
10/15/01 |
500 |
3.625 |
Medium-Term Nts |
9/30/04 |
100 |
3.625 |
44 |
NR |
NR |
NR |
LEH |
na |
Comb. |
|
Comb. |
Yes |
BRL Universal Equipment |
10/16/01 |
100 |
8.875 |
Sr Secured Nts |
2/15/08 |
100.5 |
8.75 |
437 |
Ba3 |
BB- |
NR |
DEUTSCHE-ALEX-B |
na |
Comb. |
|
Comb. |
|
CIGNA Corp |
10/16/01 |
250 |
6.375 |
Notes |
10/15/11 |
99.39 |
6.459 |
189 |
A3 |
A+ |
A+ |
CS-FB |
na |
Comb. |
|
Comb. |
|
John Deere Capital(Deere & Co) |
10/16/01 |
600 |
5.125 |
Medium-Term Nts |
10/19/06 |
99.804 |
5.125 |
133 |
A2 |
A+ |
A- |
JPM, MER |
na |
Comb. |
|
Comb. |
|
Federal Farm Cr Banks Funding |
10/16/01 |
2 |
5 |
Bonds |
10/22/08 |
100 |
5 |
62 |
NR |
NR |
NR |
COUNTRYWIDE-SEC |
na |
Comb. |
|
Comb. |
|
Federal Farm Cr Banks Funding |
10/16/01 |
6 |
4.45 |
Bonds |
10/25/06 |
100 |
4.45 |
66 |
NR |
NR |
NR |
COUNTRY-CLUB-BK |
na |
Comb. |
|
Comb. |
|
Federal Home Loan Banks |
10/16/01 |
50 |
4.875 |
Bonds |
11/1/06 |
100 |
4.875 |
108 |
NR |
NR |
NR |
MORGAN-STANLEY |
na |
Comb. |
|
Comb. |
|
Federal Home Loan Banks |
10/16/01 |
50 |
5.9 |
Bonds |
11/1/11 |
100 |
5.9 |
130 |
NR |
NR |
NR |
FUJI, PSI, GCM |
na |
Comb. |
|
Comb. |
|
Federal Home Loan Banks |
10/16/01 |
15 |
4.25 |
Bonds |
5/8/06 |
100 |
4.25 |
46 |
NR |
NR |
NR |
LA-SLLE-NB |
na |
Comb. |
|
Comb. |
|
Federal Home Loan Banks |
10/16/01 |
15 |
4.5 |
Bonds |
11/6/06 |
100 |
4.5 |
71 |
NR |
NR |
NR |
MORGAN-KEEGAN |
na |
Comb. |
|
Comb. |
|
Federal Home Loan Banks |
10/16/01 |
25 |
2.4 |
Bonds |
11/7/02 |
100 |
2.4 |
-35 |
NR |
NR |
NR |
UBS-WARBURG |
na |
Comb. |
|
Comb. |
|
Federal Home Loan Banks |
10/16/01 |
15 |
3.865 |
Bonds |
11/8/04 |
100 |
3.865 |
71 |
NR |
NR |
NR |
DAIN-RAUSCHER |
na |
Comb. |
|
Comb. |
|
Federal Home Loan Banks |
10/16/01 |
25 |
4.1 |
Bonds |
5/6/05 |
100 |
4.1 |
94 |
NR |
NR |
NR |
BEAR |
na |
Comb. |
|
Comb. |
|
Federal Home Loan Banks |
10/16/01 |
250 |
2.5 |
Bonds |
11/7/02 |
100 |
2.5 |
-25 |
NR |
NR |
NR |
FUJI-SEC |
na |
Comb. |
|
Comb. |
|
Federal Home Loan Banks |
10/16/01 |
25 |
2.85 |
Bonds |
5/1/03 |
100 |
2.85 |
10 |
NR |
NR |
NR |
WELLS-FARGO-BK |
na |
Comb. |
|
Comb. |
|
Federal Home Loan Banks |
10/16/01 |
14 |
4.125 |
Bonds |
8/15/03 |
Market |
Market |
138 |
NR |
NR |
NR |
UBS-WARBURG |
Market |
Comb. |
|
Comb. |
|
Federal Home Loan Banks |
10/16/01 |
50 |
4 |
Bonds |
11/5/04 |
100 |
4 |
84 |
NR |
NR |
NR |
GS |
na |
Comb. |
|
Comb. |
|
Federal Home Loan Banks |
10/16/01 |
25 |
4 |
Bonds |
5/6/05 |
100 |
4 |
84 |
NR |
NR |
NR |
VIN., WELLS |
na |
Comb. |
0.125 |
Comb. |
|
Federal Home Loan Banks |
10/16/01 |
15 |
4.18 |
Bonds |
11/7/05 |
100 |
4.18 |
39 |
NR |
NR |
NR |
MORGAN-KEEGAN |
na |
Comb. |
|
Comb. |
|
Federal Home Loan Banks |
10/16/01 |
25 |
3.46 |
Bonds |
5/6/04 |
100 |
3.46 |
30 |
NR |
NR |
NR |
MORGAN-KEEGAN |
na |
Comb. |
|
Comb. |
|
Federal Home Loan Banks |
10/16/01 |
15 |
4.08 |
Bonds |
5/6/05 |
100 |
4.08 |
92 |
NR |
NR |
NR |
MORGAN-KEEGAN |
na |
Comb. |
|
Comb. |
|
Federal Home Loan Banks |
10/16/01 |
25 |
4.22 |
Bonds |
5/6/05 |
100 |
4.22 |
106 |
NR |
NR |
NR |
BA-SEC-LLC |
na |
Comb. |
|
Comb. |
|
Federal Home Loan Banks |
10/16/01 |
60 |
Varies |
Step-Up Bonds |
11/7/05 |
100 |
Varies |
|
NR |
NR |
NR |
FTCM, VIN. |
na |
Comb. |
0.2 |
Comb. |
|
Federal Home Loan Banks |
10/16/01 |
25 |
4.1 |
Bonds |
5/6/05 |
100 |
4.1 |
94 |
NR |
NR |
NR |
DAIN, DKW |
na |
Comb. |
|
Comb. |
|
Federal Home Loan Banks |
10/16/01 |
15 |
4.035 |
Bonds |
5/6/05 |
100 |
4.035 |
88 |
NR |
NR |
NR |
FIRST-TN-BK |
na |
Comb. |
|
Comb. |
|
Federal Home Loan Banks |
10/16/01 |
25 |
2.745 |
Bonds |
5/6/03 |
100 |
2.745 |
-1 |
NR |
NR |
NR |
UBS-WARBURG |
na |
Comb. |
|
Comb. |
|
Federal Home Loan Banks |
10/16/01 |
15 |
4.22 |
Bonds |
5/6/05 |
100 |
4.22 |
106 |
NR |
NR |
NR |
FIRST-TN-BK |
na |
Comb. |
|
Comb. |
|
Federal Home Loan Banks |
10/16/01 |
15 |
3.65 |
Bonds |
5/7/04 |
100 |
3.65 |
49 |
NR |
NR |
NR |
VINING-SPARKS |
na |
Comb. |
0.1 |
Comb. |
|
Federal Home Loan Banks |
10/16/01 |
1250 |
2.24 |
Global Bonds |
4/21/03 |
100 |
2.24 |
-51 |
NR |
NR |
NR |
DEUTSCHE-ALEX-B |
na |
Comb. |
|
Comb. |
|
Federal Home Loan Mortgage |
10/16/01 |
25 |
3.88 |
Medium-Term Nts |
10/26/04 |
100 |
3.88 |
72 |
NR |
NR |
NR |
ABN-AMRO-INC |
na |
Comb. |
|
Comb. |
|
Federal Home Loan Mortgage |
10/16/01 |
500 |
2.5 |
Medium-Term Nts |
11/7/02 |
100 |
2.5 |
-25 |
NR |
NR |
NR |
BEAR, UBSW |
na |
Comb. |
|
Comb. |
|
Federal Home Loan Mortgage |
10/16/01 |
100 |
6.25 |
Medium-Term Nts |
11/1/16 |
100 |
6.25 |
87 |
NR |
NR |
NA |
MORGAN-KEEGAN |
na |
Comb. |
|
Comb. |
|
Federal Home Loan Mortgage |
10/16/01 |
50 |
5.25 |
Medium-Term Nts |
10/30/08 |
100 |
5.25 |
87 |
NR |
NR |
NR |
AMH, MS |
na |
Comb. |
|
Comb. |
|
Fannie Mae |
10/16/01 |
100 |
5.75 |
Bonds |
10/25/11 |
100 |
5.75 |
115 |
NR |
NR |
NR |
GS |
na |
Comb. |
|
Comb. |
Yes |
Landwirtschaftliche Rentenbank |
10/16/01 |
1000 |
4.5 |
Global Bonds |
10/23/06 |
99.96 |
4.509 |
72 |
Aaa |
AAA |
AAA |
BNPP, MS, MER |
0.1 |
Comb. |
|
Comb. |
|
Lowe's Cos Inc |
10/16/01 |
505 |
0.861 |
Convertible Nts |
PUT03/21 |
86.103 |
1 |
|
A3 |
A |
NA |
MERRILL |
2.25 |
0.451 |
1.35 |
0.449 |
Yes |
PPL Energy Supply |
10/16/01 |
500 |
6.4 |
Notes |
11/1/11 |
99.087 |
6.529 |
180 |
Baa1 |
BBB |
BBB+ |
BARC, MS |
na |
Comb. |
|
Comb. |
|
Student Loan Marketing Assn |
10/16/01 |
500 |
3.625 |
Global Notes |
9/30/04 |
100 |
3.625 |
47 |
NR |
NR |
NR |
LEH |
0.165 |
Comb. |
|
Comb. |
Yes |
Weyerhaeuser Co |
10/16/01 |
750 |
5.95 |
Sr Unsecurd Nts |
11/1/08 |
99.5 |
6.038 |
170 |
A3 |
A- |
A- |
MS, JPM |
na |
Comb. |
|
Comb. |
Yes |
ASM Lithography NV |
10/17/01 |
500 |
5.75 |
Cvt Subord Nts |
10/15/06 |
100 |
5.75 |
|
B2 |
NR |
NA |
MORGAN-STANLEY |
2.5 |
0.5 |
1.5 |
0.5 |
Yes |
American Honda Finance |
10/17/01 |
25 |
Floats |
Mdm-Trm Fl Nts |
10/23/03 |
100 |
Floats |
|
A2 |
A |
A |
BA-SEC-LLC |
na |
Comb. |
|
Comb. |
|
Bank of America Corp |
10/17/01 |
1500 |
Floats |
Mdm-Trm Fl Nts |
10/22/04 |
100 |
Floats |
|
Aa2 |
A+ |
NR |
BA-SEC-LLC |
na |
Comb. |
|
Comb. |
|
Centex Corp |
10/17/01 |
10 |
Floats |
Mdm-Trm Fl Nts |
10/22/02 |
99.85 |
Floats |
|
Baa2 |
BBB |
BBB+ |
CS-FB |
na |
Comb. |
|
Comb. |
|
Walt Disney Co |
10/17/01 |
275 |
7 |
Senior Notes |
11/1/31 |
Market |
Market |
|
A2 |
A |
A |
MER, MS |
Market |
Comb. |
|
Comb. |
|
Federal Home Loan Banks |
10/17/01 |
12 |
4.125 |
Bonds |
8/15/03 |
Market |
Market |
133 |
NR |
NR |
NR |
US-PIPER |
Market |
Comb. |
|
Comb. |
|
Federal Home Loan Banks |
10/17/01 |
25 |
4.5 |
Bonds |
5/15/06 |
100 |
4.5 |
69 |
NR |
NR |
NR |
ADVE, PSI |
na |
Comb. |
|
Comb. |
|
Federal Home Loan Banks |
10/17/01 |
10.7 |
5.25 |
Bonds |
8/15/03 |
Market |
Market |
245 |
NR |
NR |
NR |
HSBC-SECURITIES |
Market |
Comb. |
|
Comb. |
|
Federal Home Loan Banks |
10/17/01 |
25 |
4 |
Bonds |
5/13/05 |
100 |
4 |
79 |
NR |
NR |
NR |
VIN., WELLS |
na |
Comb. |
0.125 |
Comb. |
|
Federal Home Loan Banks |
10/17/01 |
26.7 |
4.125 |
Bonds |
8/15/03 |
Market |
Market |
133 |
NR |
NR |
NR |
CS-FB |
Market |
Comb. |
|
Comb. |
|
Federal Home Loan Banks |
10/17/01 |
11.3 |
4.125 |
Bonds |
8/15/03 |
Market |
Market |
133 |
NR |
NR |
NR |
US-PIPER |
Market |
Comb. |
|
Comb. |
|
Federal Home Loan Banks |
10/17/01 |
25 |
6.12 |
Bonds |
11/15/16 |
100 |
6.12 |
78 |
NR |
NR |
NR |
COUNTRYWIDE-SEC |
na |
Comb. |
|
Comb. |
|
Federal Home Loan Banks |
10/17/01 |
36.4 |
4.125 |
Bonds |
8/15/03 |
Market |
Market |
23 |
NR |
NR |
NR |
FUJI-SEC |
Market |
Comb. |
|
Comb. |
|
Federal Home Loan Banks |
10/17/01 |
30 |
5 |
Bonds |
5/8/07 |
100 |
5 |
119 |
NR |
NR |
NR |
VIN, FTCM |
na |
Comb. |
0.15 |
Comb. |
|
Federal Home Loan Banks |
10/17/01 |
30 |
4.07 |
Bonds |
5/6/05 |
100 |
4.07 |
86 |
NR |
NR |
NR |
VIN., FTCM |
na |
Comb. |
0.125 |
Comb. |
|
Federal Home Loan Banks |
10/17/01 |
40 |
4.625 |
Bonds |
10/30/06 |
100 |
4.625 |
82 |
NR |
NR |
NR |
US-PIPER |
na |
Comb. |
|
Comb. |
|
Federal Home Loan Banks |
10/17/01 |
25 |
4.25 |
Bonds |
11/7/05 |
100 |
4.25 |
44 |
NR |
NR |
NR |
VIN., STEPH |
na |
Comb. |
0.125 |
Comb. |
|
Federal Home Loan Banks |
10/17/01 |
30 |
4.04 |
Bonds |
5/6/05 |
100 |
4.04 |
83 |
NR |
NR |
NR |
VIN, FTCM |
na |
Comb. |
0.125 |
Comb. |
|
Federal Home Loan Banks |
10/17/01 |
15 |
4.25 |
Bonds |
5/6/05 |
100 |
4.25 |
104 |
NR |
NR |
NA |
MORGAN-KEEGAN |
na |
Comb. |
|
Comb. |
|
Federal Home Loan Banks |
10/17/01 |
15 |
6.25 |
Bonds |
11/15/21 |
100 |
6.25 |
91 |
NR |
NR |
NR |
DAIN-RAUSCHER |
na |
Comb. |
|
Comb. |
|
Federal Home Loan Banks |
10/17/01 |
50 |
4.25 |
Bonds |
11/15/05 |
100 |
4.25 |
44 |
NR |
NR |
NR |
AMHER, MS |
na |
Comb. |
|
Comb. |
|
Federal Home Loan Banks |
10/17/01 |
30 |
6 |
Bonds |
11/14/16 |
100 |
6 |
66 |
NR |
NR |
NR |
PSI, RY BE |
na |
Comb. |
|
Comb. |
|
Federal Home Loan Banks |
10/17/01 |
15 |
4.76 |
Bonds |
5/14/07 |
100 |
4.76 |
95 |
NR |
NR |
NR |
NBC-CAP-MKTS |
na |
Comb. |
|
Comb. |
|
Federal Home Loan Banks |
10/17/01 |
100 |
2.515 |
Bonds |
10/17/02 |
100 |
2.515 |
-28 |
NR |
NR |
NR |
BK-ONE-CAP |
na |
Comb. |
|
Comb. |
|
Federal Home Loan Banks |
10/17/01 |
25 |
3.25 |
Bonds |
11/6/03 |
100 |
3.25 |
45 |
NR |
NR |
NR |
DAIN-RAUSCHER |
na |
Comb. |
|
Comb. |
|
Federal Home Loan Banks |
10/17/01 |
25 |
5.85 |
Bonds |
11/15/11 |
100 |
5.85 |
127 |
NR |
NR |
NR |
MORGAN-STANLEY |
na |
Comb. |
|
Comb. |
|
Federal Home Loan Banks |
10/17/01 |
15 |
4.5 |
Bonds |
11/7/06 |
100 |
4.5 |
69 |
NR |
NR |
NR |
MORGAN-KEEGAN |
na |
Comb. |
|
Comb. |
|
Federal Home Loan Banks |
10/17/01 |
50 |
3.52 |
Bonds |
5/6/04 |
100 |
3.52 |
31 |
NR |
NR |
NR |
MORGAN-KEEGAN |
na |
Comb. |
|
Comb. |
|
Federal Home Loan Banks |
10/17/01 |
15 |
3.29 |
Bonds |
11/7/03 |
100 |
3.29 |
49 |
NR |
NR |
NR |
MORGAN-KEEGAN |
na |
Comb. |
|
Comb. |
|
Federal Home Loan Banks |
10/17/01 |
15 |
4.125 |
Bonds |
5/9/05 |
100 |
4.125 |
91 |
NR |
NR |
NR |
MORGAN-KEEGAN |
na |
Comb. |
|
Comb. |
|
Federal Home Loan Banks |
10/17/01 |
25 |
3.5 |
Bonds |
5/6/04 |
100 |
3.5 |
29 |
NR |
NR |
NR |
MORGAN-KEEGAN |
na |
Comb. |
|
Comb. |
|
Federal Home Loan Mortgage |
10/17/01 |
60 |
6 |
Medium-Term Nts |
10/25/21 |
100 |
6 |
66 |
NR |
NR |
NR |
LASALLE-SEC |
na |
Comb. |
|
Comb. |
|
Federal Home Loan Mortgage |
10/17/01 |
50 |
4.02 |
Medium-Term Nts |
11/5/04 |
100 |
4.02 |
81 |
NR |
NR |
NR |
GREEN-NATWEST |
na |
Comb. |
|
Comb. |
|
Federal Home Loan Mortgage |
10/17/01 |
150 |
3.15 |
Medium-Term Nts |
11/7/03 |
100 |
3.15 |
35 |
NR |
NR |
NR |
SALOMON-SMITH |
na |
Comb. |
|
Comb. |
|
Fannie Mae |
10/17/01 |
500 |
2.52 |
Bonds |
11/7/02 |
100 |
2.52 |
-28 |
NR |
NR |
NR |
FUJI, HSBC |
na |
Comb. |
|
Comb. |
|
Fannie Mae |
10/17/01 |
75 |
4.63 |
Medium-Term Nts |
11/6/06 |
100 |
4.63 |
82 |
NR |
NR |
NR |
CSFB, FTCM, JPM |
na |
Comb. |
|
Comb. |
|
Italy |
10/17/01 |
3000 |
4.375 |
Global Notes |
10/25/06 |
99.468 |
4.494 |
70 |
Aa3 |
AA |
AA- |
LEH,SSB, UBSW |
0.1 |
Comb. |
|
Comb. |
Yes |
Smithfield Foods Inc |
10/17/01 |
250 |
8 |
Senior Notes |
10/15/09 |
100 |
8 |
365 |
Ba2 |
BB+ |
NR |
JPM |
na |
Comb. |
|
Comb. |
See www.bondweek.com for complete financial record. |
Source: Thomson Financial/Securities Data. For more information, call Rich Peterson at (973) 645-9701. |
BP SPRD. - basis point spread over Treasuries; FLT. SPRD. - basis point spread over floating index; Comb. - fee is combined; NR - not rated; Na - not available; n 144A |
// Manager responsible for running the books; Contains offerings of $2 million or more and includes only the portion of global deals distributed in the U.S.; |
* More managers, but not listed; JB - joint books; † estimated price. |