CFTC rakes in reduced fines for the year

The Commodity Futures Trading Commission (CTFC) imposed $413m worth of fines in the fiscal year of 2017, the derivatives regulator has announced.

  • By Costas Mourselas
  • 23 Nov 2017

The biggest proportion of cases involved retail fraud, with 20 enforcement actions brought by the CFTC. Cases in manipulation, attempted manipulation, false reporting and disruptive trading were the second largest category, sitting at 12.

“The integration of the market surveillance unit into the division of enforcement, the strengthening of ...

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All International Bonds

Rank Lead Manager Amount $m No of issues Share %
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1 Citi 137,684.72 518 8.06%
2 JPMorgan 129,498.00 535 7.58%
3 Bank of America Merrill Lynch 114,225.75 384 6.69%
4 Barclays 99,473.36 357 5.83%
5 Goldman Sachs 97,629.05 275 5.72%

Bookrunners of All Syndicated Loans EMEA

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1 JPMorgan 20,423.32 23 9.47%
2 SG Corporate & Investment Banking 14,215.71 38 6.59%
3 Deutsche Bank 13,118.70 35 6.08%
4 Bank of America Merrill Lynch 12,117.87 27 5.62%
5 Citi 11,366.88 31 5.27%

Bookrunners of all EMEA ECM Issuance

Rank Lead Manager Amount $m No of issues Share %
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1 Goldman Sachs 5,907.08 27 10.39%
2 JPMorgan 4,381.89 22 7.70%
3 Citi 4,165.68 23 7.32%
4 Deutsche Bank 4,050.74 23 7.12%
5 UBS 2,626.72 9 4.62%