Financing Record (October 25--November 1)

GLOBALCAPITAL INTERNATIONAL LIMITED, a company

incorporated in England and Wales (company number 15236213),

having its registered office at 4 Bouverie Street, London, UK, EC4Y 8AX

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Financing Record (October 25--November 1)

November 04, 2001 12:00 AM
Issuer Date Princ. Amt. ($ Mils) Cpn. Security Type Maturity Offer Price Yield BP Sprd. M S&P F Manager Gross Sprd. Fee % Sell- Con. Fee % Under Writing Fee % Mgmt. Fee %
Avaya Inc 10/25/01 820.6 Zero Sr COCO LYONS PUT04/21 48.748 3.625   Baa1 BBB NA MERRILL 2.75 0.55 0.55 1.65
Chesapeake Energy Corp 10/25/01 250 8.375 Senior Notes 11/1/08 99.871 8.4 410 B2 B+ BB- BEAR,CSFB na Comb. Comb.  
Commerzbank AG (New York) 10/25/01 370 2.27 Flt Rte CDs 10/29/02 100 2.27 -2411 A1 AA- A+ MERRILL na Comb. Comb.  
Deutsche Bank AG 10/25/01 300 2.4 CDs 10/25/02 100 2.4 -2398 Aa1 AA AA BA-SEC-LLC na Comb. Comb.  
Great Southern National Bank 10/25/01 10 6 CDs 11/15/16 100 6 69 NR NR NR LA-SALLE-BK-NA na Comb. Comb.  
Honeywell International Inc 10/25/01 500 5.125 Bonds 11/1/06 99.46 5.249 151 A2 A NR BAS,BAR,SSB 0.35 Comb. Comb.  
Honeywell International Inc 10/25/01 500 6.125 Bonds 11/1/11 99.867 6.143 159 A2 A NR BAS,BAR,SSB 0.35 Comb. Comb.  
InSight Health Services Corp 10/25/01 225 9.875 Sr Sub Notes 11/1/11 100 9.875 535 B3 B- NR BA-SEC-LLC na Comb. Comb.  
LSI Logic Corp 10/25/01 450 4 Cvt Subord Nts 11/1/06 100 4   Ba3 B NA LEH 3 0.6 0.6 1.8
National Consumer Cooperative 10/25/01 5 Floats Mdm-Trm Fl Nts PUT02/03 99.75 Floats   Baa1 BBB A- CS-FB na Comb. Comb.  
Asset Backed Capital Finance 10/26/01 50 Floats Mdm-Trm Fl Nts 10/31/02 99.98 Floats   Aaa AAA AAA CS-FB na Comb. Comb.  
Fairchild Semiconductor Intl 10/26/01 200 5 Cvt Subord Nts 11/1/08 100 5   NR NR NA CS-FB-CS na      
Gemstone Investors Inc 10/26/01 950 7.71 Global Bonds 10/31/04 100 7.71 450 Baa3 BBB- NR CS-FB 0.5 Comb. Comb.  
General Motors Acceptance(GM) 10/26/01 2000 6.875 Global Bonds 9/15/11 96.599 7.364 282 A2 BBB+ A BS,JPM,MS,UBSW 0.425 Comb. Comb.  
General Motors Acceptance(GM) 10/26/01 4000 8 Global Bonds 11/1/31 99.002 8.089 277 A2 BBB+ A BS,JPM,MS,UBSW 0.75 Comb. Comb.  
John Hancock Global Funding II 10/26/01 10 Floats Mdm-Trm Fl Nts 9/27/04 100 Floats   Aa2 AAA AAA SALOMON-SMITH na Comb. Comb.  
Landwirtschaftliche Rentenbank 10/26/01 250 4.5 Global Bonds 10/23/06 100.317 4.428 68 Aaa AAA AAA BNPP 0.1 Comb. Comb.  
Motorola Inc 10/26/01 1050 7 Eq Sec Units 10/31/04 100 7   NR A NA GS,SSB,JPM na Comb. Comb.  
Motorola Inc 10/26/01 600 8 Senior Notes 11/1/11 99.633 8.054 351 A3 BBB+ NR GS,SSB,JPM na Comb. Comb.  
Salomon Smith Barney Holdings 10/26/01 125 Floats Mdm-Trm Fl Nts 10/31/03 100 Floats   Aa3 AA- AA SALOMON-SMITH na Comb. Comb.  
Bank of America Corp 10/29/01 38.2 6.75 InterNotes 11/15/26 100 6.75 150 Aa3 A AA- BA-SEC-LLC 2.5 Comb. Comb.  
Bank of America Corp 10/29/01 8.2 6.4 InterNotes 11/15/21 100 6.4 115 Aa3 A AA- BA-SEC-LLC 2.5 Comb. Comb.  
Bank of America Corp 10/29/01 29.3 6.25 InterNotes 11/15/16 100 6.25 100 Aa3 A AA- BA-SEC-LLC 2 Comb. Comb.  
Belo Corp 10/29/01 350 8 Notes 11/1/08 100 8 376 Baa2 BBB- NR BAS,JPM na Comb. Comb.  
DaimlerChrysler North America 10/29/01 48.3 7.25 InterNotes 11/15/11 100 7.25 276 A3 A- NR BAS, INCAP 1.5 Comb. Comb.  
DaimlerChrysler North America 10/29/01 16.3 6.15 InterNotes 11/15/06 100 6.15 246 A3 A- NR BA-SEC-LLC 1 Comb. Comb.  
DaimlerChrysler North America 10/29/01 45.5 7.75 InterNotes 11/15/16 100 7.75 250 A3 A- NR BA-SEC-LLC 2 Comb. Comb.  
DaimlerChrysler North America 10/29/01 19.8 5.4 InterNotes 11/15/04 100 5.4 238 A3 A- NR BA-SEC-LLC 0.625 Comb. Comb.  
DaimlerChrysler North America 10/29/01 17.3 4.8 InterNotes 11/15/03 100 4.8 223 A3 A- NR BA-SEC-LLC 0.4 Comb. Comb.  
Dorada Finance Inc 10/29/01 65 Floats Mdm-Trm Fl Nts 11/1/02 99.99 Floats   Aaa AAA NR CS-FB na Comb. Comb.  
General Electric Capital Corp 10/29/01 300 Floats Mdm-Trm Fl Nts 4/30/03 99.97 Floats   Aaa AAA AAA CS-FB na Comb. Comb.  
Household Finance Corp 10/29/01 5.6 5.8 InterNotes 11/15/08 100 5.8 156 A2 A A+ BA-SEC-LLC 1.2 Comb. Comb.  
Household Finance Corp 10/29/01 7 4.95 InterNotes 11/15/06 100 4.95 126 A2 A A+ BA-SEC-LLC 1 Comb. Comb.  
Household Finance Corp 10/29/01 10.4 6.15 InterNotes 11/15/11 100 6.15 166 A2 A A+ BA-SEC-LLC 1.5 Comb. Comb.  
Pennzoil-Quaker State Co 10/29/01 250 10 Senior Notes 11/1/08 99.383 10.125 592 Ba3 BB- NR JPM na Comb. Comb.  
IMC Global Inc 10/30/01 100 11.25 Senior Notes 6/1/11 101 11.047 659 Ba1 BB BB JPM,LEH na Comb. Comb.  
Kraft Foods Inc 10/30/01 750 6.5 Global Notes 11/1/31 99.425 6.544 130 A2 A- NR JPM,LEH 0.875 Comb. Comb.  
Kraft Foods Inc 10/30/01 2000 5.625 Global Notes 11/1/11 99.947 5.632 120 A2 A- NR JPM, LEH 0.45 Comb. Comb.  
Kraft Foods Inc 10/30/01 1250 4.625 Global Notes 11/1/06 99.85 4.659 105 A2 A- NR JPM,LEH 0.35 Comb. Comb.  
PECO Energy Capital LP 10/30/01 250 5.95 Fst Mtg Bonds 11/1/01 100 5.95   A2 A NR MERRILL na Comb. Comb.  
Safeway Inc 10/30/01 350 3.625 Notes 11/5/03 99.948 3.652 120 Baa2 BBB NR DEUTSCHE-ALEX-B na Comb. Comb.  
Sonoco Products Co 10/30/01 250 6.5 Notes 11/15/13 99.42 6.57 215 A2 A- NR BAS, CSFB 0.675 0.135 0.14 0.4
Sprint Capital Corp(Sprint) 10/30/01 1750 6 Global Bonds 1/1/07 99.514 6.113 248 Baa1 BBB+ NR BAS, LEH 0.35 Comb. Comb.  
SuperValu Inc 10/30/01 705 Zero Sr COCO LYONS PUT03/31 26.315 4.5   Baa3 BBB NA MERRILL na      
Tenet Healthcare Corp 10/30/01 550 5.375 Bonds 11/15/06 99.529 5.483 190 Baa3 BBB NR CSFB,SSB 0.6 Comb. Comb. 0.35
Tenet Healthcare Corp 10/30/01 1000 6.375 Bonds 12/1/11 99.37 6.46 205 Baa3 BBB NR CSFB, SSB 0.65 Comb. Comb. 0.4
Tenet Healthcare Corp 10/30/01 450 6.875 Bonds 11/15/31 92.767 7.483 225 Baa3 BBB NR CSFB,SSB 0.875 Comb. Comb. 0.5
Wachovia Corp,Charlotte,NC 10/30/01 1750 4.95 Global Bonds 11/1/06 99.807 4.994 140 A1 A A+ WACHOVIA-CAP 0.35 Comb. Comb.  
PanCanadian Energy Corp 10/31/01 500 6.3 Notes 11/1/11 99.92 6.311 189 A3 A- NR MERRILL na Comb. Comb.  
PanCanadian Energy Corp 10/31/01 350 7.2 Notes 11/1/31 99.67 7.211 201 A3 A- NR MERRILL na Comb. Comb.  
Westport Resources Corp 10/31/01 275 8.25 Sr Sub Notes 11/1/11 100 8.25 386 Ba3 BB- NR CS-FB na Comb. Comb.  
See www.bondweek.com for a complete list of ratings changes.
Source: Thomson Financial/Securities Data. For more information, call Rich Peterson at (973) 645-9701.
BP SPRD. - basis point spread over Treasuries; FLT. SPRD. - basis point spread over floating index; Comb. - fee is combined; NR - not rated; Na - not available; n 144A
// Manager responsible for running the books; Contains offerings of $2 million or more and includes only the portion of global deals distributed in the U.S.;
* More managers, but not listed; JB - joint books; † estimated price.


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