Issuers Face Compliance Headache Post-E.U. Short Selling Rules

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Issuers Face Compliance Headache Post-E.U. Short Selling Rules

E.U. short selling regulation that was introduced earlier this month is putting pressure on the compliance functions of some structured product issuers globally. According to lawyers, those under the most pressure are global financial institutions with multiple affiliates and branches, with it likely that new compliance units will have to be set up to track and match short and long positions across the entire group.

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