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CEB plans to print more structured notes and may launch inaugural Sofr bond in 2026
Japanese firm plucks banker from UBS
The Americas derivatives community came together in New York to recognise and celebrate outstanding achievements across the industry
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The U.K.’s Financial Services Authority and the Swiss Financial Market Supervisory Authority may impose a penalty on UBS for oversight failures that led to costly unauthorized trades and some $2.3 billion in losses last year.
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UCITS exchange traded funds should use identifiers in their name, fund rules, prospectus and key investor information document when being marketed to investors, according to the latest consultation document from the European Securities and Markets Authority. -
The U.K.’s Financial Services Authority said it now supports a proposed European Union trading platform for over-the-counter derivatives, but expressed concern that without some modifications, the largest part of the derivatives market— namely, interest-rate swaps—could be adversely affected.
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ICAP is planning to offer Indian rupee-denominated fx swap and G10 spot forward electronic execution services to the domestic Indian market later this year.
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If requirements for minimum block sizes for credit-default swaps are improperly gauged, firms could get a 30-minute window into large trades by taking advantage of overlapping laws requiring transparency and automatic sweeps from swap execution facilities.
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The Taiwan Financial Supervisory Commission was evaluating the creation of an over-the-counter derivative central counterparty. [The country has since focused on the creation of a trade repository, and has selected Gretai Securities Markets, the exchange and interest-rate and bond derivatives exchange, to house the repository. The plans for the repository, however, have been criticized by industry officials, arguing that reporting requirements in the country would be prohibitively expensive for the market and unworkable (DI, 8/9).]
