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Japanese firm plucks banker from UBS
The Americas derivatives community came together in New York to recognise and celebrate outstanding achievements across the industry
The derivatives market gathered in London on Thursday night to celebrate its leading players
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David Faulkner has left as head of global prime brokerage at EBS, ICAP’s London-based electronic broking platform, after nine years.
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More than 30% of U.S. credit default swaps with a notional value of roughly USD1.5 trillion that meet preconditions for central clearing go uncleared, according to an analysis by the U.S. Securities and Exchange Commission.
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Nomura has begun reducing its investment-banking workforce by 30% in Europe, the Middle East and Africa.
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The Commodity Markets Council has asked the U.S. Commodity Futures Trading Commission to postpone the Oct. 12 effective date for a requirement that non-banks must start tallying swaps trades toward a threshold that would determine whether they are defined as swap dealers.
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The U.K.’s Financial Services Authority has fined Pi Financial GBP58,300 (USD94,400) for advising 362 clients to invest GBP20 million (USD32.38 million) in structured products and 160 clients to invest GBP6 million (USD9.7 million) in unregulated collective investment schemes.
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New York-based commercial finance firm First Capital has named Glen Stein as cfo.