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Japanese firm plucks banker from UBS
The Americas derivatives community came together in New York to recognise and celebrate outstanding achievements across the industry
The derivatives market gathered in London on Thursday night to celebrate its leading players
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The Australian Securities & Investments Commission has released draft rules and regulatory guidance to establish a trade repository regime for over-the-counter derivatives.
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The proliferation of clearinghouses and other market infrastructures in Asia may make it difficult for regulators in the region to monitor them for systemic risks in the financial system, according to Tharman Shanmugaratnam, Singapore’s finance minister.
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The China Securities Regulatory Commission has proposed allowing qualified domestic institutional investors to use derivatives listed on foreign exchanges that have signed memorandums of understanding with the CSRC.
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U.S. Senate Permanent Subcommittee on Investigations has issued a report that concluded that JPMorgan Chase misled investors regarding the risks associated with complex derivatives that resulted in USD6 billion in losses.
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The U.K. parliament’s Commission on Banking Standards said it is not necessary to ban banks from engaging in proprietary trading along the lines of the U.S., and that such a ban would be too difficult to enforce.
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Massachusetts has fined Deutsche Bank Securities USD17.5 million for allegedly not disclosing conflicts of interest relating to its collateralized debt obligation business-related activities before the financial crisis.