FINRA Charges Morgan Keegan Over Structured Investments

The U.S. Financial Industry Regulatory Authority has filed a disciplinary proceeding against Morgan Keegan over the investment firm’s practices related to the marketing of bond funds heavily invested in structured products.

  • 07 Apr 2010
The U.S. Financial Industry Regulatory Authority has filed a disciplinary proceeding against Morgan Keegan over the investment firm’s practices related to the marketing of bond funds heavily invested in structured products. In its complaint, FINRA charges that Morgan Keegan did not disclose the risks of investing in the ...

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5 BNP Paribas 18,849.94 38 6.23%

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