UBS Charged Over Lehman Notes

UBS faces USD12 million in claims by a class of investors for alleged fraudulently misrepresenting principal-protected notes issued by Lehman Brother Holdings.

  • 12 Dec 2011

UBS faces USD12 million in claims by a class of investors for alleged fraudulently misrepresenting principal-protected notes issued by Lehman Brother Holdings. The arbitration claims were filed with the Financial Industry Regulatory Authority.

Click here to read the release from Vernon Healy Attorneys At Law





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All International Bonds

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5 Deutsche Bank 44,635.32 162 5.39%

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4 Commerzbank Group 2,532.05 5 6.02%
5 BNP Paribas 1,798.71 8 4.28%

Bookrunners of all EMEA ECM Issuance

Rank Lead Manager Amount $m No of issues Share %
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1 UBS 998.25 3 11.59%
2 Citi 801.18 3 9.31%
3 Morgan Stanley 606.80 4 7.05%
4 Bank of America Merrill Lynch 509.34 3 5.92%
5 SG Corporate & Investment Banking 431.66 3 5.01%