UBS Charged Over Lehman Notes

UBS faces USD12 million in claims by a class of investors for alleged fraudulently misrepresenting principal-protected notes issued by Lehman Brother Holdings.

  • 12 Dec 2011

UBS faces USD12 million in claims by a class of investors for alleged fraudulently misrepresenting principal-protected notes issued by Lehman Brother Holdings. The arbitration claims were filed with the Financial Industry Regulatory Authority.

Click here to read the release from Vernon Healy Attorneys At Law





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Rank Lead Manager Amount $m No of issues Share %
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1 Citi 330,488.64 1282 8.09%
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1 BNP Paribas 46,112.22 182 6.98%
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1 JPMorgan 13,792.73 61 8.96%
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4 Morgan Stanley 8,471.86 53 5.50%
5 UBS 8,248.12 34 5.36%