Debt Issuance since 9/12/2002 |
Rule 144A Private Place- ment |
Issuer |
Issue Date |
Principal Amount ($ mil) |
Coupon (%) |
Type of Security |
Maturity |
Offer Price |
Offer Yield to Maturity (%) |
Spread to Bench- Mark |
Moody Rating |
Stan- dard & Poor's Rating |
Fitch Rating |
Bookrunner(s) |
Gross Spread as % of Prncpl Amt - in this Mkt |
Selling Concession as % of Prncpl Amt - in this Mkt |
Underwriting Fee as % of Prncpl Amt - in this Mkt |
Management Fee as % of Prncpl Amt - in this Mkt |
|
Burlington Northern Santa Fe |
9/12/02 |
76.6 |
5.14 |
Equip Tr Certs |
1/19/21 |
100 |
5.14 |
32 |
Aa3 |
A+ |
NR |
BA-SEC-LLC SALOMON-SMITH WACHOVIA-SEC |
na |
|
|
|
|
Caterpillar Financial Services |
9/12/02 |
3.5 |
2.5 |
Power Notes |
9/15/04 |
100 |
2.5 |
44 |
A2 |
A+ |
NR |
ABN-AMRO-INC |
0.45 |
|
Comb. |
Comb. |
|
John Deere Capital(Deere & Co) |
9/12/02 |
300 |
Floats |
Mdm-Trm Fl Nts |
9/17/04 |
100 |
Floats |
|
A3 |
A- |
A |
DEUTSCHE-BK-SEC JPM |
0.25 |
|
Comb. |
Comb. |
|
Dow Chemical Co |
9/12/02 |
400 |
6 |
Global Notes |
10/1/12 |
102.748 |
5.638 |
165 |
A3 |
A |
A |
JPM |
0.45 |
|
Comb. |
Comb. |
|
Merck & Co Inc |
9/12/02 |
16.4 |
Floats |
Mdm-Trm Fl Nts |
PUT03/42 |
100 |
Floats |
|
Aaa |
AAA |
NR |
UBS-WARBURG |
1 |
|
Comb. |
Comb. |
|
National City Bank,Cleveland |
9/12/02 |
175 |
Floats |
Mdm-Trm Fl Nts |
9/16/05 |
100 |
Floats |
|
Aa3 |
A+ |
AA- |
LEH |
na |
|
|
|
|
National City Bank,Indiana |
9/12/02 |
50 |
Floats |
Flt Rate Bk Nts |
9/16/05 |
100 |
Floats |
|
Aa3 |
A+ |
AA- |
BNP-PARIBAS |
na |
|
|
|
|
National Fuel Gas Co |
9/12/02 |
97.7 |
6.5 |
Notes |
9/15/22 |
100 |
6.5 |
168 |
A3 |
A- |
A- |
GS |
na |
|
|
|
|
Public Service Electric & Gas |
9/12/02 |
300 |
5.125 |
Secured MTNs |
9/1/12 |
99.61 |
5.176 |
115 |
A3 |
A- |
A- |
BA-SEC-LLC BANKONE-CAPITAL CS-FB |
0.6 |
|
Comb. |
Comb. |
|
US Bancorp,Minneapolis,MN |
9/12/02 |
200 |
Floats |
Mdm-Trm Fl Nts |
9/16/05 |
100 |
Floats |
|
Aa3 |
A |
A+ |
BEAR |
na |
|
|
|
|
US Bancorp,Minneapolis,MN |
9/12/02 |
300 |
Floats |
Mdm-Trm Fl Nts |
9/16/05 |
100 |
Floats |
|
Aa3 |
A |
A+ |
LEH |
0.295 |
|
Comb. |
Comb. |
|
Verizon Global Funding Corp |
9/12/02 |
55 |
Floats |
Notes |
10/15/03 |
100 |
Floats |
|
A1 |
A+ |
A+ |
GS |
na |
|
|
|
Yes |
Intrawest Corp |
9/13/02 |
137 |
10.5 |
Senior Notes |
2/1/10 |
102.014 |
10.107 |
663 |
B1 |
B+ |
NR |
DEUTSCHE-BK-SEC |
na |
|
|
|
Yes |
Swift & Co(Burns Philp & Co) |
9/13/02 |
268 |
10.125 |
Senior Notes |
10/1/09 |
93.48 |
11.499 |
802 |
B1 |
B+ |
NR |
SALOMON-SMITH JPM |
na |
|
|
|
|
Bank of America Corp |
9/16/02 |
29 |
6.15 |
InterNotes |
9/15/27 |
100 |
6.15 |
135 |
Aa3 |
A |
AA- |
BA-SEC-LLC INCAPITAL |
2.5 |
|
Comb. |
Comb. |
|
Bank of America Corp |
9/16/02 |
4.5 |
5.8 |
InterNotes |
9/15/22 |
100 |
5.8 |
100 |
Aa3 |
A |
AA- |
BA-SEC-LLC INCAPITAL |
2.5 |
|
Comb. |
Comb. |
|
Bank of America Corp |
9/16/02 |
10.6 |
5.6 |
InterNotes |
9/15/17 |
100 |
5.6 |
80 |
Aa3 |
A |
AA- |
BA-SEC-LLC INCAPITAL |
2 |
|
Comb. |
Comb. |
|
Boeing Capital Corporation |
9/16/02 |
13.9 |
4.75 |
InterNotes |
9/15/08 |
100 |
4.75 |
176 |
A3 |
A+ |
A+ |
BA-SEC-LLC INCAPITAL |
1.1 |
|
Comb. |
Comb. |
|
DaimlerChrysler North America |
9/16/02 |
2.7 |
4 |
InterNotes |
9/15/05 |
100 |
4 |
168 |
A3 |
BBB+ |
NR |
BA-SEC-LLC INCAPITAL |
0.625 |
|
Comb. |
Comb. |
|
DaimlerChrysler North America |
9/16/02 |
2.1 |
4.75 |
InterNotes |
9/15/07 |
100 |
4.75 |
176 |
A3 |
BBB+ |
NR |
BA-SEC-LLC INCAPITAL |
1 |
|
Comb. |
Comb. |
|
DaimlerChrysler North America |
9/16/02 |
7.2 |
3.5 |
InterNotes |
9/15/04 |
100 |
3.5 |
143 |
A3 |
BBB+ |
NR |
BA-SEC-LLC INCAPITAL |
0.4 |
|
Comb. |
Comb. |
|
Dow Chemical Co |
9/16/02 |
5.8 |
4.15 |
InterNotes |
9/15/07 |
100 |
4.15 |
116 |
A3 |
A |
A |
BA-SEC-LLC INCAPITAL |
1 |
|
Comb. |
Comb. |
|
Dow Chemical Co |
9/16/02 |
8.1 |
3.6 |
InterNotes |
9/15/05 |
100 |
3.6 |
128 |
A3 |
A |
A |
BA-SEC-LLC INCAPITAL |
0.625 |
|
Comb. |
Comb. |
|
General Electric Capital Corp |
9/16/02 |
6000 |
Floats |
Ext Flt Rt Bond |
PUT03/07 |
100 |
Floats |
|
Aaa |
AAA |
NR |
MERRILL MORGAN-STANLEY |
0.25 |
|
Comb. |
Comb. |
|
Household Finance Corp |
9/16/02 |
36.9 |
5.2 |
InterNotes |
9/15/05 |
100 |
5.2 |
288 |
A2 |
A |
A+ |
BA-SEC-LLC INCAPITAL |
0.625 |
|
Comb. |
Comb. |
|
Household Finance Corp |
9/16/02 |
12.7 |
5.7 |
InterNotes |
9/15/06 |
100 |
5.7 |
338 |
A2 |
A |
A+ |
BA-SEC-LLC INCAPITAL |
0.75 |
|
Comb. |
Comb. |
|
Household Finance Corp |
9/16/02 |
42.7 |
6 |
InterNotes |
9/15/07 |
100 |
6 |
301 |
A2 |
A |
A+ |
BA-SEC-LLC INCAPITAL |
1 |
|
Comb. |
Comb. |
|
Household Finance Corp |
9/16/02 |
14.6 |
6.7 |
InterNotes |
9/15/09 |
100 |
6.7 |
323 |
A2 |
A |
A+ |
BA-SEC-LLC INCAPITAL |
1.2 |
|
Comb. |
Comb. |
|
Household Finance Corp |
9/16/02 |
120.3 |
7.4 |
InterNotes |
9/15/12 |
100 |
7.4 |
346 |
A2 |
A |
A+ |
BA-SEC-LLC INCAPITAL |
1.5 |
|
Comb. |
Comb. |
|
Marshall & Ilsley,Milwaukee,WI |
9/16/02 |
1 |
4.5 |
Medium-Term Nts |
3/15/10 |
100 |
4.5 |
103 |
NR |
NR |
NR |
A-G-EDWARDS |
1.2 |
0.12 |
Comb. |
Comb. |
|
PECO Energy Co |
9/16/02 |
225 |
4.75 |
Fst Mtg Bonds |
10/1/12 |
99.244 |
4.846 |
98 |
A2 |
A |
A- |
BANKONE-CAPITAL SALOMON-SMITH |
0.65 |
0.4 |
0.12 |
0.13 |
Yes |
Pepco Holdings Inc |
9/16/02 |
150 |
5.5 |
Notes |
8/15/07 |
101.514 |
5.147 |
220 |
Baa1 |
BBB |
BBB+ |
BK-ONE-CAP MERRILL |
0.6 |
|
Comb. |
Comb. |
|
United Parcel Service Inc |
9/16/02 |
8.5 |
5.25 |
Medium-Term Nts |
9/15/17 |
100 |
5.25 |
45 |
Aaa |
AAA |
NR |
ABN-AMRO-INC |
1.38 |
|
Comb. |
Comb. |
|
American Airlines 2002-1 |
9/17/02 |
617 |
Floats |
Equip Tr Certs |
9/23/07 |
100 |
Floats |
|
Aaa |
AAA |
NR |
SALOMON-SMITH JPM |
0.65 |
|
Comb. |
Comb. |
|
Anadarko Petroleum Corp |
9/17/02 |
300 |
5 |
Notes |
10/1/12 |
99.112 |
5.114 |
123 |
Baa1 |
BBB+ |
A- |
DEUTSCHE-BK-SEC |
0.65 |
0.4 |
0.12 |
0.13 |
|
BB&T Corp,Winston-Salem,NC |
9/17/02 |
500 |
4.75 |
Sub Global Note |
10/1/12 |
99.041 |
4.872 |
101 |
A2 |
A- |
A |
BEAR |
0.45 |
|
Comb. |
Comb. |
|
Bank One NA,Dayton,Ohio |
9/17/02 |
100 |
Floats |
Flt Rate Bk Nts |
9/19/05 |
100 |
Floats |
|
Aa2 |
A+ |
A+ |
LEH |
na |
|
|
|
|
Boeing Capital Corporation |
9/17/02 |
83 |
Floats |
Mdm-Trm Fl Nts |
9/15/04 |
100 |
Floats |
|
A3 |
A+ |
A+ |
DEUTSCHE-BK-SEC |
na |
|
|
|
|
Centex Corp |
9/17/02 |
225 |
5.8 |
Notes |
9/15/09 |
99.65 |
5.862 |
235 |
Baa2 |
BBB |
BBB+ |
JPM |
na |
|
|
|
|
Cox Communications Inc |
9/17/02 |
1000 |
7.125 |
Notes |
10/1/12 |
99.263 |
7.23 |
338 |
Baa2 |
BBB |
BBB+ |
JPM SALOMON-SMITH |
0.65 |
|
Comb. |
Comb. |
Yes |
Liberty Lighthouse CP Co |
9/17/02 |
25 |
2.58 |
Medium-Term Nts |
9/24/04 |
100 |
2.58 |
51 |
Aaa |
AAA |
NR |
LEH |
na |
|
|
|
|
Ocean Energy Inc |
9/17/02 |
350 |
4.375 |
Notes |
10/1/07 |
99.739 |
4.433 |
150 |
Baa3 |
BBB- |
BBB- |
GS MERRILL |
na |
|
|
|
|
SEMCO Energy Inc |
9/17/02 |
30 |
6.49 |
Senior Notes |
10/1/09 |
100 |
6.49 |
300 |
Baa3 |
BBB |
NR |
MCDONALD US-PIPER |
na |
|
|
|
|
SLM Corp |
9/17/02 |
350 |
5.625 |
Global MTNs |
4/10/07 |
108.109 |
3.679 |
73 |
A2 |
A |
A+ |
BA-SEC-LLC CS-FB |
0.35 |
0.2 |
0.075 |
0.075 |
|
Wal-Mart Stores Inc |
9/17/02 |
500 |
4.375 |
Notes |
7/12/07 |
104.019 |
3.462 |
52 |
Aa2 |
AA |
AA |
GS LEH JPM |
na |
|
|
|
|
Wells Fargo & Co,California |
9/17/02 |
2000 |
Floats |
Global FRNs |
10/1/04 |
100 |
Floats |
6 |
Aa2 |
A+ |
AA |
SALOMON-SMITH MORGAN-STANLEY |
0.125 |
|
Comb. |
Comb. |
|
BP Canada Inc |
9/18/02 |
300 |
3.375 |
Global Notes |
10/31/07 |
99.858 |
3.406 |
51 |
Aa1 |
AA- |
NR |
GS UBS-WARBURG |
na |
|
|
|
|
HypoVereinsbank AG |
9/18/02 |
1218.3 |
3.75 |
Pfanbriefe |
10/20/06 |
99.495 |
3.885 |
33 |
Aa1 |
NR |
AAA |
GS HSBC-SECURITIES HYPVER |
0.225 |
0.155 |
Comb. |
Comb. |
|
CIT Group Inc |
9/18/02 |
850 |
5.75 |
Global Notes |
9/25/07 |
99.944 |
5.763 |
284 |
A2 |
A |
A+ |
CS-FB |
na |
|
|
|
|
Cincinnati Gas & Electric Co |
9/18/02 |
500 |
5.7 |
Sr Unsecurd Nts |
9/15/12 |
99.964 |
5.705 |
188 |
Baa1 |
BBB |
BBB+ |
JPM |
na |
|
|
|
|
General Electric Capital Corp |
9/18/02 |
1250 |
4.625 |
Global Notes |
9/15/09 |
99.842 |
4.652 |
118 |
Aaa |
AAA |
NR |
LEH |
0.375 |
|
Comb. |
Comb. |
|
General Electric Capital Corp |
9/18/02 |
2750 |
Floats |
Global Notes |
9/15/04 |
100 |
Floats |
|
Aaa |
AAA |
NR |
JPM MERRILL LEH |
0.2 |
|
Comb. |
Comb. |
|
HCA Inc |
9/18/02 |
500 |
6.3 |
Notes |
10/1/12 |
99.281 |
6.398 |
225 |
Ba1 |
BBB- |
BBB- |
BA-SEC-LLC MERRILL |
na |
|
|
|
|
Inco Ltd |
9/18/02 |
400 |
7.2 |
Debentures |
9/15/32 |
99.552 |
7.237 |
250 |
Baa3 |
BBB- |
NR |
MERRILL |
0.875 |
0.5 |
0.175 |
0.2 |
Yes |
K2 (USA) LLC |
9/18/02 |
150 |
Floats |
Mdm-Trm Fl Nts |
9/22/03 |
99.99 |
Floats |
|
Aaa |
AAA |
NR |
CS-FB |
na |
|
|
|
Yes |
K2 (USA) LLC |
9/18/02 |
40 |
Floats |
Mdm-Trm Fl Nts |
9/27/05 |
100 |
Floats |
|
Aaa |
AAA |
NR |
JPM |
na |
|
|
|
Yes |
Motiva Enterprises LLC |
9/18/02 |
500 |
5.2 |
Notes |
9/15/12 |
99.6 |
5.252 |
140 |
A1 |
A- |
NR |
JPM SALOMON-SMITH |
na |
|
|
|
Yes |
Plastipak Holdings Inc |
9/18/02 |
50 |
10.75 |
Senior Notes |
9/1/11 |
106.5 |
9.65 |
563 |
B3 |
B+ |
NR |
GS |
na |
|
|
|
Yes |
PS Colorado Credit Corp |
9/18/02 |
600 |
7.875 |
Fst Mtg Bonds |
10/1/12 |
100 |
7.875 |
403 |
Baa1 |
BBB+ |
A- |
BA-SEC-LLC SALOMON-SMITH |
na |
|
|
|
Yes |
Sigma Finance Inc |
9/18/02 |
100 |
Floats |
Mdm-Trm Fl Nts |
9/23/03 |
100 |
Floats |
|
Aaa |
AAA |
AAA |
JPM |
na |
|
|
|
|
System Energy Resources Inc |
9/18/02 |
70 |
4.875 |
Notes |
1/1/07 |
99.893 |
4.903 |
200 |
Baa3 |
BBB- |
BBB- |
BARCLAYS-CAP BNP-PARIBAS |
na |
|
|
|