| Debt Issuance since 9/12/2002 | |||||||||||||||||
| Rule 144A Private Place- ment | Issuer | Issue Date | Principal Amount ($ mil) | Coupon (%) | Type of Security | Maturity | Offer Price | Offer Yield to Maturity (%) | Spread to Bench- Mark | Moody Rating | Stan- dard & Poor's Rating | Fitch Rating | Bookrunner(s) | Gross Spread as % of Prncpl Amt - in this Mkt | Selling Concession as % of Prncpl Amt - in this Mkt | Underwriting Fee as % of Prncpl Amt - in this Mkt | Management Fee as % of Prncpl Amt - in this Mkt |
| Burlington Northern Santa Fe | 9/12/02 | 76.6 | 5.14 | Equip Tr Certs | 1/19/21 | 100 | 5.14 | 32 | Aa3 | A+ | NR | BA-SEC-LLC SALOMON-SMITH WACHOVIA-SEC | na | ||||
| Caterpillar Financial Services | 9/12/02 | 3.5 | 2.5 | Power Notes | 9/15/04 | 100 | 2.5 | 44 | A2 | A+ | NR | ABN-AMRO-INC | 0.45 | Comb. | Comb. | ||
| John Deere Capital(Deere & Co) | 9/12/02 | 300 | Floats | Mdm-Trm Fl Nts | 9/17/04 | 100 | Floats | A3 | A- | A | DEUTSCHE-BK-SEC JPM | 0.25 | Comb. | Comb. | |||
| Dow Chemical Co | 9/12/02 | 400 | 6 | Global Notes | 10/1/12 | 102.748 | 5.638 | 165 | A3 | A | A | JPM | 0.45 | Comb. | Comb. | ||
| Merck & Co Inc | 9/12/02 | 16.4 | Floats | Mdm-Trm Fl Nts | PUT03/42 | 100 | Floats | Aaa | AAA | NR | UBS-WARBURG | 1 | Comb. | Comb. | |||
| National City Bank,Cleveland | 9/12/02 | 175 | Floats | Mdm-Trm Fl Nts | 9/16/05 | 100 | Floats | Aa3 | A+ | AA- | LEH | na | |||||
| National City Bank,Indiana | 9/12/02 | 50 | Floats | Flt Rate Bk Nts | 9/16/05 | 100 | Floats | Aa3 | A+ | AA- | BNP-PARIBAS | na | |||||
| National Fuel Gas Co | 9/12/02 | 97.7 | 6.5 | Notes | 9/15/22 | 100 | 6.5 | 168 | A3 | A- | A- | GS | na | ||||
| Public Service Electric & Gas | 9/12/02 | 300 | 5.125 | Secured MTNs | 9/1/12 | 99.61 | 5.176 | 115 | A3 | A- | A- | BA-SEC-LLC BANKONE-CAPITAL CS-FB | 0.6 | Comb. | Comb. | ||
| US Bancorp,Minneapolis,MN | 9/12/02 | 200 | Floats | Mdm-Trm Fl Nts | 9/16/05 | 100 | Floats | Aa3 | A | A+ | BEAR | na | |||||
| US Bancorp,Minneapolis,MN | 9/12/02 | 300 | Floats | Mdm-Trm Fl Nts | 9/16/05 | 100 | Floats | Aa3 | A | A+ | LEH | 0.295 | Comb. | Comb. | |||
| Verizon Global Funding Corp | 9/12/02 | 55 | Floats | Notes | 10/15/03 | 100 | Floats | A1 | A+ | A+ | GS | na | |||||
| Yes | Intrawest Corp | 9/13/02 | 137 | 10.5 | Senior Notes | 2/1/10 | 102.014 | 10.107 | 663 | B1 | B+ | NR | DEUTSCHE-BK-SEC | na | |||
| Yes | Swift & Co(Burns Philp & Co) | 9/13/02 | 268 | 10.125 | Senior Notes | 10/1/09 | 93.48 | 11.499 | 802 | B1 | B+ | NR | SALOMON-SMITH JPM | na | |||
| Bank of America Corp | 9/16/02 | 29 | 6.15 | InterNotes | 9/15/27 | 100 | 6.15 | 135 | Aa3 | A | AA- | BA-SEC-LLC INCAPITAL | 2.5 | Comb. | Comb. | ||
| Bank of America Corp | 9/16/02 | 4.5 | 5.8 | InterNotes | 9/15/22 | 100 | 5.8 | 100 | Aa3 | A | AA- | BA-SEC-LLC INCAPITAL | 2.5 | Comb. | Comb. | ||
| Bank of America Corp | 9/16/02 | 10.6 | 5.6 | InterNotes | 9/15/17 | 100 | 5.6 | 80 | Aa3 | A | AA- | BA-SEC-LLC INCAPITAL | 2 | Comb. | Comb. | ||
| Boeing Capital Corporation | 9/16/02 | 13.9 | 4.75 | InterNotes | 9/15/08 | 100 | 4.75 | 176 | A3 | A+ | A+ | BA-SEC-LLC INCAPITAL | 1.1 | Comb. | Comb. | ||
| DaimlerChrysler North America | 9/16/02 | 2.7 | 4 | InterNotes | 9/15/05 | 100 | 4 | 168 | A3 | BBB+ | NR | BA-SEC-LLC INCAPITAL | 0.625 | Comb. | Comb. | ||
| DaimlerChrysler North America | 9/16/02 | 2.1 | 4.75 | InterNotes | 9/15/07 | 100 | 4.75 | 176 | A3 | BBB+ | NR | BA-SEC-LLC INCAPITAL | 1 | Comb. | Comb. | ||
| DaimlerChrysler North America | 9/16/02 | 7.2 | 3.5 | InterNotes | 9/15/04 | 100 | 3.5 | 143 | A3 | BBB+ | NR | BA-SEC-LLC INCAPITAL | 0.4 | Comb. | Comb. | ||
| Dow Chemical Co | 9/16/02 | 5.8 | 4.15 | InterNotes | 9/15/07 | 100 | 4.15 | 116 | A3 | A | A | BA-SEC-LLC INCAPITAL | 1 | Comb. | Comb. | ||
| Dow Chemical Co | 9/16/02 | 8.1 | 3.6 | InterNotes | 9/15/05 | 100 | 3.6 | 128 | A3 | A | A | BA-SEC-LLC INCAPITAL | 0.625 | Comb. | Comb. | ||
| General Electric Capital Corp | 9/16/02 | 6000 | Floats | Ext Flt Rt Bond | PUT03/07 | 100 | Floats | Aaa | AAA | NR | MERRILL MORGAN-STANLEY | 0.25 | Comb. | Comb. | |||
| Household Finance Corp | 9/16/02 | 36.9 | 5.2 | InterNotes | 9/15/05 | 100 | 5.2 | 288 | A2 | A | A+ | BA-SEC-LLC INCAPITAL | 0.625 | Comb. | Comb. | ||
| Household Finance Corp | 9/16/02 | 12.7 | 5.7 | InterNotes | 9/15/06 | 100 | 5.7 | 338 | A2 | A | A+ | BA-SEC-LLC INCAPITAL | 0.75 | Comb. | Comb. | ||
| Household Finance Corp | 9/16/02 | 42.7 | 6 | InterNotes | 9/15/07 | 100 | 6 | 301 | A2 | A | A+ | BA-SEC-LLC INCAPITAL | 1 | Comb. | Comb. | ||
| Household Finance Corp | 9/16/02 | 14.6 | 6.7 | InterNotes | 9/15/09 | 100 | 6.7 | 323 | A2 | A | A+ | BA-SEC-LLC INCAPITAL | 1.2 | Comb. | Comb. | ||
| Household Finance Corp | 9/16/02 | 120.3 | 7.4 | InterNotes | 9/15/12 | 100 | 7.4 | 346 | A2 | A | A+ | BA-SEC-LLC INCAPITAL | 1.5 | Comb. | Comb. | ||
| Marshall & Ilsley,Milwaukee,WI | 9/16/02 | 1 | 4.5 | Medium-Term Nts | 3/15/10 | 100 | 4.5 | 103 | NR | NR | NR | A-G-EDWARDS | 1.2 | 0.12 | Comb. | Comb. | |
| PECO Energy Co | 9/16/02 | 225 | 4.75 | Fst Mtg Bonds | 10/1/12 | 99.244 | 4.846 | 98 | A2 | A | A- | BANKONE-CAPITAL SALOMON-SMITH | 0.65 | 0.4 | 0.12 | 0.13 | |
| Yes | Pepco Holdings Inc | 9/16/02 | 150 | 5.5 | Notes | 8/15/07 | 101.514 | 5.147 | 220 | Baa1 | BBB | BBB+ | BK-ONE-CAP MERRILL | 0.6 | Comb. | Comb. | |
| United Parcel Service Inc | 9/16/02 | 8.5 | 5.25 | Medium-Term Nts | 9/15/17 | 100 | 5.25 | 45 | Aaa | AAA | NR | ABN-AMRO-INC | 1.38 | Comb. | Comb. | ||
| American Airlines 2002-1 | 9/17/02 | 617 | Floats | Equip Tr Certs | 9/23/07 | 100 | Floats | Aaa | AAA | NR | SALOMON-SMITH JPM | 0.65 | Comb. | Comb. | |||
| Anadarko Petroleum Corp | 9/17/02 | 300 | 5 | Notes | 10/1/12 | 99.112 | 5.114 | 123 | Baa1 | BBB+ | A- | DEUTSCHE-BK-SEC | 0.65 | 0.4 | 0.12 | 0.13 | |
| BB&T Corp,Winston-Salem,NC | 9/17/02 | 500 | 4.75 | Sub Global Note | 10/1/12 | 99.041 | 4.872 | 101 | A2 | A- | A | BEAR | 0.45 | Comb. | Comb. | ||
| Bank One NA,Dayton,Ohio | 9/17/02 | 100 | Floats | Flt Rate Bk Nts | 9/19/05 | 100 | Floats | Aa2 | A+ | A+ | LEH | na | |||||
| Boeing Capital Corporation | 9/17/02 | 83 | Floats | Mdm-Trm Fl Nts | 9/15/04 | 100 | Floats | A3 | A+ | A+ | DEUTSCHE-BK-SEC | na | |||||
| Centex Corp | 9/17/02 | 225 | 5.8 | Notes | 9/15/09 | 99.65 | 5.862 | 235 | Baa2 | BBB | BBB+ | JPM | na | ||||
| Cox Communications Inc | 9/17/02 | 1000 | 7.125 | Notes | 10/1/12 | 99.263 | 7.23 | 338 | Baa2 | BBB | BBB+ | JPM SALOMON-SMITH | 0.65 | Comb. | Comb. | ||
| Yes | Liberty Lighthouse CP Co | 9/17/02 | 25 | 2.58 | Medium-Term Nts | 9/24/04 | 100 | 2.58 | 51 | Aaa | AAA | NR | LEH | na | |||
| Ocean Energy Inc | 9/17/02 | 350 | 4.375 | Notes | 10/1/07 | 99.739 | 4.433 | 150 | Baa3 | BBB- | BBB- | GS MERRILL | na | ||||
| SEMCO Energy Inc | 9/17/02 | 30 | 6.49 | Senior Notes | 10/1/09 | 100 | 6.49 | 300 | Baa3 | BBB | NR | MCDONALD US-PIPER | na | ||||
| SLM Corp | 9/17/02 | 350 | 5.625 | Global MTNs | 4/10/07 | 108.109 | 3.679 | 73 | A2 | A | A+ | BA-SEC-LLC CS-FB | 0.35 | 0.2 | 0.075 | 0.075 | |
| Wal-Mart Stores Inc | 9/17/02 | 500 | 4.375 | Notes | 7/12/07 | 104.019 | 3.462 | 52 | Aa2 | AA | AA | GS LEH JPM | na | ||||
| Wells Fargo & Co,California | 9/17/02 | 2000 | Floats | Global FRNs | 10/1/04 | 100 | Floats | 6 | Aa2 | A+ | AA | SALOMON-SMITH MORGAN-STANLEY | 0.125 | Comb. | Comb. | ||
| BP Canada Inc | 9/18/02 | 300 | 3.375 | Global Notes | 10/31/07 | 99.858 | 3.406 | 51 | Aa1 | AA- | NR | GS UBS-WARBURG | na | ||||
| HypoVereinsbank AG | 9/18/02 | 1218.3 | 3.75 | Pfanbriefe | 10/20/06 | 99.495 | 3.885 | 33 | Aa1 | NR | AAA | GS HSBC-SECURITIES HYPVER | 0.225 | 0.155 | Comb. | Comb. | |
| CIT Group Inc | 9/18/02 | 850 | 5.75 | Global Notes | 9/25/07 | 99.944 | 5.763 | 284 | A2 | A | A+ | CS-FB | na | ||||
| Cincinnati Gas & Electric Co | 9/18/02 | 500 | 5.7 | Sr Unsecurd Nts | 9/15/12 | 99.964 | 5.705 | 188 | Baa1 | BBB | BBB+ | JPM | na | ||||
| General Electric Capital Corp | 9/18/02 | 1250 | 4.625 | Global Notes | 9/15/09 | 99.842 | 4.652 | 118 | Aaa | AAA | NR | LEH | 0.375 | Comb. | Comb. | ||
| General Electric Capital Corp | 9/18/02 | 2750 | Floats | Global Notes | 9/15/04 | 100 | Floats | Aaa | AAA | NR | JPM MERRILL LEH | 0.2 | Comb. | Comb. | |||
| HCA Inc | 9/18/02 | 500 | 6.3 | Notes | 10/1/12 | 99.281 | 6.398 | 225 | Ba1 | BBB- | BBB- | BA-SEC-LLC MERRILL | na | ||||
| Inco Ltd | 9/18/02 | 400 | 7.2 | Debentures | 9/15/32 | 99.552 | 7.237 | 250 | Baa3 | BBB- | NR | MERRILL | 0.875 | 0.5 | 0.175 | 0.2 | |
| Yes | K2 (USA) LLC | 9/18/02 | 150 | Floats | Mdm-Trm Fl Nts | 9/22/03 | 99.99 | Floats | Aaa | AAA | NR | CS-FB | na | ||||
| Yes | K2 (USA) LLC | 9/18/02 | 40 | Floats | Mdm-Trm Fl Nts | 9/27/05 | 100 | Floats | Aaa | AAA | NR | JPM | na | ||||
| Yes | Motiva Enterprises LLC | 9/18/02 | 500 | 5.2 | Notes | 9/15/12 | 99.6 | 5.252 | 140 | A1 | A- | NR | JPM SALOMON-SMITH | na | |||
| Yes | Plastipak Holdings Inc | 9/18/02 | 50 | 10.75 | Senior Notes | 9/1/11 | 106.5 | 9.65 | 563 | B3 | B+ | NR | GS | na | |||
| Yes | PS Colorado Credit Corp | 9/18/02 | 600 | 7.875 | Fst Mtg Bonds | 10/1/12 | 100 | 7.875 | 403 | Baa1 | BBB+ | A- | BA-SEC-LLC SALOMON-SMITH | na | |||
| Yes | Sigma Finance Inc | 9/18/02 | 100 | Floats | Mdm-Trm Fl Nts | 9/23/03 | 100 | Floats | Aaa | AAA | AAA | JPM | na | ||||
| System Energy Resources Inc | 9/18/02 | 70 | 4.875 | Notes | 1/1/07 | 99.893 | 4.903 | 200 | Baa3 | BBB- | BBB- | BARCLAYS-CAP BNP-PARIBAS | na |
Financing Record (SEPTEMBER 12-- SEPTEMBER 18)
