| Issuer | Date | Principal Amount ($ mil) | Coupon (%) | Type of Security | Maturity | Offer Price | Offer Yield to Maturity (%) | BP Spread | Moody Rating | Stan- dard & Poor's Rating | Fitch Rating | Book Manager(s) | Gross Spread Fee % | Selling Concession Fee % | Underwriting Fees % | Management Fee % | |
| Yes | American Honda Finance | 5/3/01 | 100 | Floats | Zero Cpn MTNs | 5/14/02 | 100 | Floats | A2 | A | NR | MERRILL | na | Comb. | Comb. | ||
| Yes | American Honda Finance | 5/3/01 | 50 | Floats | Zero Cpn MTNs | 5/17/02 | 100 | Floats | A2 | A | NR | MERRILL | na | Comb. | Comb. | ||
| Bank One NA,Dayton,Ohio | 5/3/01 | 50 | Floats | Senior Bank Nts | 5/10/04 | 100 | Floats | Aa2 | A+ | NR | BA-SEC-LLC | na | Comb. | Comb. | |||
| BANK ONE Corp,Columbus,Ohio | 5/3/01 | 220 | Floats | Mdm-Trm Fl Nts | 5/7/04 | 100 | Floats | Aa3 | A | NR | BK-ONE-CAP | na | Comb. | Comb. | |||
| BANK ONE Corp,Columbus,Ohio | 5/3/01 | 55 | Floats | Mdm-Trm Fl Nts | 5/7/04 | 100 | Floats | Aa3 | A | NR | LEH | na | Comb. | Comb. | |||
| BANK ONE Corp,Columbus,Ohio | 5/3/01 | 70 | Floats | Mdm-Trm Fl Nts | 5/7/04 | 100 | Floats | Aa3 | A | NR | JPM | na | Comb. | Comb. | |||
| Boeing Capital Corporation | 5/3/01 | 50 | Floats | Mdm-Trm Fl Nts | 5/7/03 | 100 | Floats | A2 | AA- | NR | BK-ONE-CAP | na | Comb. | Comb. | |||
| Boeing Capital Corporation | 5/3/01 | 1000 | 5.65 | Global Bonds | 5/15/06 | 99.818 | 5.692 | 85 | A2 | AA- | NR | CSFB, DB | 0.35 | Comb. | Comb. | ||
| Citigroup Inc | 5/3/01 | 2500 | 5.75 | Senior Notes | 5/10/06 | 99.807 | 5.795 | 100 | Aa2 | AA- | AA | SALOMON-SMITH | 0.325 | Comb. | Comb. | ||
| Yes | Credit Suisse Group | 5/3/01 | 525 | Floats | Mdm-Trm Fl Nts | 5/9/02 | 100 | Floats | A1 | AA+ | AA | CS-FB | na | Comb. | Comb. | ||
| Yes | Credit Suisse Group Fin (US) | 5/3/01 | 100 | Floats | Mdm-Trm Fl Nts | 5/8/02 | 100 | Floats | A1 | A+ | AA | CS-FB | na | Comb. | Comb. | ||
| Yes | Credit Suisse Group Fin (US) | 5/3/01 | 25 | Floats | Mdm-Trm Fl Nts | 5/8/02 | 100 | Floats | A1 | A+ | AA | CS-FB | na | Comb. | Comb. | ||
| Yes | Del Monte Corp (RJR Nabisco) | 5/3/01 | 300 | 9.25 | Sr Sub Notes | 5/15/11 | 100 | 9.25 | 405 | B3 | B- | B | MORGAN-STANLEY | na | Comb. | Comb. | |
| Exelon Corp | 5/3/01 | 500 | 6.5 | Senior Notes | 5/1/11 | 99.844 | 6.521 | 158 | Baa1 | BBB+ | BBB+ | CSFB, SSB | 0.65 | 0.4 | 0.13 | 0.12 | |
| Yes | Genzyme Corp | 5/3/01 | 500 | 3 | Convertible Bds | PUT06/21 | 100 | 3 | NR | B- | NR | CS-FB-CS | na | Comb. | Comb. | ||
| Georgia-Pacific Corp | 5/3/01 | 600 | 8.125 | Notes | 5/15/11 | 99.444 | 8.207 | 294 | Baa2 | BBB- | BBB- | BA, MER, MS | na | Comb. | Comb. | ||
| Georgia-Pacific Corp | 5/3/01 | 400 | 8.875 | Notes | 5/15/31 | 98.993 | 8.972 | 328 | Baa2 | BBB- | BBB- | BA,MER,MS | na | Comb. | Comb. | ||
| Georgia-Pacific Corp | 5/3/01 | 500 | 7.5 | Notes | 5/15/06 | 99.796 | 7.549 | 275 | Baa2 | BBB- | BBB- | BA, MER, MS | 0.6 | 0.35 | 0.12 | 0.13 | |
| Goldman Sachs Group Inc | 5/3/01 | 600 | 6.875 | Global Notes | 1/15/11 | 100.14 | 6.853 | 165 | A1 | A+ | AA- | GS | 0.45 | Comb. | Comb. | ||
| Heller Financial Inc | 5/3/01 | 50 | Floats | Mdm-Trm Fl Nts | 5/8/03 | Market | Floats | Baa1 | A- | A- | FIRST-UNION-CAP | Market | Comb. | Comb. | |||
| Yes | Marriott International Inc | 5/3/01 | 410 | Zero | LYONS | PUT02/21 | 86.095 | 0.75 | NR | NR | NR | MERRILL | na | Comb. | Comb. | ||
| Morgan Stanley Dean Witter | 5/3/01 | 1000 | 6.75 | Global Bonds | 4/15/11 | 99.977 | 6.753 | 149 | Aa3 | AA- | AA | MORGAN-STANLEY | 0.45 | Comb. | Comb. | ||
| Yes | PRIMEDIA Inc | 5/3/01 | 500 | 8.875 | Sr Unsecurd Nts | 5/15/11 | 98.537 | 9.1 | 390 | Ba3 | BB- | NR | SSB, JPM, BA | na | Comb. | Comb. | |
| Yes | Telefonos de Mexico SA de CV | 5/3/01 | 500 | 8.25 | Senior Notes | 1/26/06 | 100.65 | 8.076 | 328 | Baa3 | BBB+ | BB+ | CS-FB | 0.45 | 0.3 | 0.09 | 0.06 |
| Wells Fargo & Co,California | 5/3/01 | 500 | Floats | Mdm-Trm Fl Nts | 5/10/04 | Market | Floats | Aa2 | A+ | AA- | GS | Market | Comb. | Comb. | |||
| American Electric Power Co | 5/4/01 | 250 | 5.5 | Global Bonds | PUT03/13 | 99.828 | 5.591 | 150 | Baa1 | BBB+ | BBB+ | CSFB, MER, UBSW | 0.35 | 0.2 | 0.07 | 0.08 | |
| American Electric Power Co | 5/4/01 | 1000 | 6.125 | Global Bonds | 5/15/06 | 99.696 | 6.196 | 150 | Baa1 | BBB+ | BBB+ | CSFB, MER, UBSW | 0.6 | 0.35 | 0.12 | 0.13 | |
| Bear Stearns Cos Inc | 5/4/01 | 250 | 6.5 | Notes | 5/1/06 | 100 | 6.5 | 174 | A2 | A | A+ | BEAR | na | Comb. | Comb. | ||
| Yes | Beta Finance | 5/4/01 | 25 | 4.17 | Medium-Term Nts | 5/10/02 | 100 | 4.17 | -1 | Aaa | AAA | NR | SALOMON-SMITH | na | Comb. | Comb. | |
| DR Horton Inc | 5/4/01 | 381.1 | Zero | Cvt Zero Sr Nts | PUT06/21 | 52.478 | 3.25 | NR | NR | NR | SALOMON-SMITH | 0.225 | Comb. | Comb. | |||
| Goldman Sachs Group Inc | 5/4/01 | 50 | Floats | Mdm-Trm Fl Nts | 5/10/04 | Market | Floats | A1 | A+ | AA- | GS | Market | Comb. | Comb. | |||
| Hydro-Quebec(Canada) | 5/4/01 | 750 | 6.3 | Global Bonds | 5/11/11 | 99.831 | 6.323 | 112 | A2 | A+ | AA- | MER, CSFB | 0.65 | 0.4 | 0.13 | 0.12 | |
| Kroger Co | 5/4/01 | 500 | 7.5 | Notes | 4/1/31 | 99.316 | 7.559 | 193 | Baa3 | BBB- | BBB | BA, JPM, SSB | na | Comb. | Comb. | ||
| Kroger Co | 5/4/01 | 500 | 6.8 | Notes | 4/1/11 | 99.74 | 6.838 | 165 | Baa3 | BBB- | BBB | BA, JPM, SSB | na | Comb. | Comb. | ||
| Yes | Park Place Entertainment Corp | 5/4/01 | 350 | 8.125 | Sr Sub Notes | 5/15/11 | 99.159 | 8.25 | 306 | Ba2 | BB- | BB+ | DB, JPM | na | |||
| Yes | Radio One Inc | 5/4/01 | 300 | 8.875 | Sr Sub Notes | 7/15/11 | 100 | 8.875 | 369 | B3 | B- | NR | BA-SEC-LLC | na | Comb. | Comb. | |
| Yes | SPX Corp | 5/4/01 | 380 | Zero | COCO/COPA LYON | PUT03/21 | 57.912 | na | Ba3 | B- | BB- | MERRILL | na | Comb. | Comb. | ||
| SCANA Corp | 5/4/01 | 300 | 6.875 | Notes | 5/15/11 | 99.962 | 6.88 | 170 | A3 | A- | NR | CSFB, UBSW | na | Comb. | Comb. | ||
| Wal-Mart Stores Inc | 5/4/01 | 200 | 4.625 | Notes | 4/15/03 | 100.325 | 4.605 | 42 | Aa2 | AA | NR | WILLIAMS-CAP | na | Comb. | Comb. | ||
| Yes | American Honda Finance | 5/7/01 | 75 | Floats | Mdm-Trm Fl Nts | 5/17/02 | 100 | Floats | A2 | A | NR | GS | na | Comb. | Comb. | ||
| Compaq Computer Corp | 5/7/01 | 300 | 6.2 | Senior Notes | 5/15/03 | 99.954 | 6.224 | 213 | Baa2 | BBB | A- | JPMS, MER | 0.35 | 0.2 | Comb. | Comb. | |
| Yes | Credit Suisse Group | 5/7/01 | 180 | Floats | Mdm-Trm Fl Nts | 5/8/02 | 100 | Floats | A1 | A+ | AA | CS-FB | na | Comb. | Comb. | ||
| GlobeSpan Inc | 5/7/01 | 130 | 5.25 | Cvt Subord Nts | 5/15/06 | 100 | 5.25 | NR | NR | NR | MORGAN-STANLEY | 0.275 | 0.165 | 0.055 | 0.055 | ||
| International Lease Finance | 5/7/01 | 250 | 4.75 | Notes | 6/2/03 | Market | Market | A1 | AA- | AA- | LEH | Market | Comb. | Comb. | |||
| Yes | Starwood Hotels & Resorts | 5/7/01 | 244.2 | Zero | Cvt Zero Sr Nts | PUT02/21 | 81.914 | 1 | Ba1 | BBB- | NA | SALOMON-SMITH | na | Comb. | Comb. | ||
| Yes | Starwood Hotels & Resorts | 5/7/01 | 571.7 | Zero | Cvt Zero Sr Nts | PUT04/21 | 52.478 | 3.25 | Ba1 | BBB- | NA | SALOMON-SMITH | na | Comb. | Comb. | ||
| Yes | Briggs & Stratton Corp | 5/8/01 | 125 | 5 | Cvt Senior Nts | 5/15/06 | 100 | 5 | NR | A- | NA | GS | 2.625 | 1.575 | 0.525 | 0.525 | |
| Caterpillar Financial Services | 5/8/01 | 500 | 5.95 | Global Bonds | 5/1/06 | 99.88 | 5.979 | 128 | A2 | A+ | NR | SSB, MS | 0.35 | Comb. | Comb. | ||
| Caterpillar Inc | 5/8/01 | 350 | 7.3 | Notes | 5/1/31 | 99.449 | 7.346 | 168 | A2 | A+ | A+ | SSB, MS | 0.875 | 0.5 | 0.175 | 0.2 | |
| Caterpillar Inc | 5/8/01 | 250 | 6.55 | Notes | 5/1/11 | 99.728 | 6.588 | 140 | A2 | A+ | A+ | SSB, MS | 0.65 | 0.4 | 0.13 | 0.12 | |
| Yes | Credit Suisse First Boston | 5/8/01 | 50 | Floats | Mdm-Trm Fl Nts | 5/12/03 | 100 | Floats | Aaa | AAA | NR | CS-FB | na | Comb. | Comb. | ||
| Yes | Credit Suisse Group Fin (US) | 5/8/01 | 200 | Floats | Mdm-Trm Fl Nts | 11/14/02 | 100 | Floats | A1 | A+ | AA | CS-FB | na | Comb. | Comb. | ||
| Yes | Dow Chemical Co | 5/8/01 | 1000 | 5.25 | Notes | 5/15/04 | 100 | 5.25 | 108 | A2 | A | NR | BA, BEAR | na | Comb. | Comb. | |
| FPL Group Capital Inc | 5/8/01 | 500 | 6.125 | Notes | 5/15/07 | 99.39 | 6.248 | 155 | A2 | A+ | NR | MERRILL | 0.625 | 0.375 | 0.125 | 0.125 | |
| Yes | Franklin Resources Inc | 5/8/01 | 701 | Zero | Sr COCO LYONS | PUT03/31 | 57.128 | 1.875 | A2 | A | NR | MERRILL | na | Comb. | Comb. | ||
| Hilton Hotels Corp | 5/8/01 | 400 | 7.625 | Bonds | 5/15/08 | 98.85 | 7.841 | 290 | Baa3 | BBB- | NR | CSFB, UBSW | 0.625 | 0.375 | 0.125 | 0.125 | |
| IMC Global Inc | 5/8/01 | 400 | 10.875 | Notes | 6/1/08 | 99.79 | 11.125 | 618 | Ba1 | BB | NR | GS, JPM | na | Comb. | Comb. | ||
| IMC Global Inc | 5/8/01 | 200 | 11.25 | Notes | 6/1/11 | 97.799 | 11.625 | 644 | Ba1 | BB | NR | GS JPM | na | Comb. | Comb. | ||
| Yes | Playtex Products Inc | 5/8/01 | 350 | 9.375 | Notes | 5/15/11 | 100 | 9.375 | 419 | B2 | B | NR | CS-FB | na | Comb. | Comb. | |
| Yes | Radioshack Corp | 5/8/01 | 350 | 7.375 | Senior Notes | 5/15/11 | 99.733 | 7.413 | 223 | Baa1 | A- | NR | GS, SSB | 0.65 | 0.4 | Comb. | Comb. |
| Washington Mutual Bank FA | 5/8/01 | 1000 | Floats | Global Bonds | 5/14/04 | 100 | Floats | A3 | A- | NR | MERRILL | 0.175 | 0.1 | 0.025 | 0.05 | ||
| DaimlerChrysler AG | 5/8/01 | 2000 | 6.4 | Global Notes | 5/15/06 | 99.671 | 6.478 | 174 | A3 | A- | NR | BA, CSFB | 0.325 | Comb. | Comb. | ||
| Transocean Sedco Forex Inc | 5/8/01 | 400 | 1.5 | Cvt Senior Nts | PUT06/21 | 100 | 1.5 | Baa2 | A- | NA | CS-FB | na | Comb. | Comb. | |||
| Yes | Alliant Techsystems Inc | 5/9/01 | 400 | 8.5 | Sr Sub Notes | 5/15/11 | 100 | 8.5 | 326 | B2 | B | NR | JPM | na | Comb. | Comb. | |
| Yes | Beta Finance Inc(Beta Finance) | 5/9/01 | 56 | Floats | Mdm-Trm Fl Nts | 5/17/02 | 99.99 | Floats | Aaa | AAA | NR | CS-FB | na | Comb. | Comb. | ||
| Yes | Beta Finance Inc(Beta Finance) | 5/9/01 | 94 | Floats | Mdm-Trm Fl Nts | 5/17/02 | 99.99 | Floats | Aaa | AAA | NR | CS-FB | na | Comb. | Comb. | ||
| Yes | Briggs & Stratton Corp | 5/9/01 | 275 | 8.875 | Bonds | 3/15/11 | 97.953 | 9.199 | 400 | Ba1 | BBB+ | NA | GS | na | Comb. | Comb. | |
| CIT Group Inc | 5/9/01 | 680.4 | 5.5 | Global Bonds | 5/16/05 | 99.636 | 5.602 | 143 | A1 | A+ | NR | DB, LEH | 0.288 | Comb. | Comb. | ||
| CIT Group Inc | 5/9/01 | 1250 | 5.625 | Global Bonds | 5/17/04 | 99.883 | 5.668 | 126 | A1 | A+ | NR | DB, LEH | 0.225 | Comb. | Comb. | ||
| Yes | Credit Suisse Group Fin (US) | 5/9/01 | 50 | Floats | Mdm-Trm Fl Nts | 11/14/02 | 100 | Floats | A1 | A+ | AA | CS-FB | na | Comb. | Comb. | ||
| El Paso Natural Gas Co | 5/9/01 | 500 | 7 | Notes | 5/15/11 | 99.822 | 7.025 | 182 | Baa2 | BBB | NR | SALOMON-SMITH | na | Comb. | Comb. | ||
| Mellon Funding Corp | 5/9/01 | 300 | 6.4 | Sub Notes | 5/14/11 | 99.694 | 6.442 | 124 | A2 | A | NR | GS | na | Comb. | Comb. | ||
| Newmont Mining Corp | 5/9/01 | 275 | 8.625 | Notes | 5/15/11 | 99.729 | 8.666 | 350 | Baa3 | BBB | NR | JPM, SSB | na | Comb. | Comb. | ||
| Yes | Prudential Funding | 5/9/01 | 600 | 6.6 | Global Notes | 5/15/08 | 99.884 | 6.621 | 167 | A2 | A+ | NR | GS, SSB | 0.65 | Comb. | Comb. | |
| Yes | Prudential Funding | 5/9/01 | 400 | Floats | Global FRNs | 5/14/04 | 100 | Floats | A2 | A+ | NR | GS, SSB | 0.35 | Comb. | Comb. | ||
| Toyota Motor Credit Corp | 5/9/01 | 150 | Floats | Mdm-Trm Fl Nts | 5/15/02 | 99.99 | Floats | Aaa | AAA | NR | CS-FB | na | Comb. | Comb. | |||
| Verizon Communications | 5/9/01 | 5442.1 | na | Zero Cvt Notes | PUT04/21 | 55.126 | na | NR | B+ | NA | GS | 1.103 | 0.662 | Comb. | Comb. | ||
| WorldCom Inc | 5/9/01 | 4600 | 8.25 | Global Bonds | 5/15/31 | 98.098 | 8.425 | 265 | A3 | A- | NR | JPM,SSB | na | Comb. | Comb. | ||
| WorldCom Inc | 5/9/01 | 4000 | 7.5 | Global Bonds | 5/15/11 | 98.904 | 7.659 | 245 | A3 | A- | NR | JPM,SSB | na | Comb. | Comb. | ||
| WorldCom Inc | 5/9/01 | 1500 | 6.5 | Global Bonds | 5/15/04 | 99.823 | 6.566 | 215 | A3 | A- | NR | JPM, SSB | na | Comb. | Comb. |
May 3, 6 P.M. - May 10, 6 P.M.
