Financiang Record (OCTOBER 30 – NOVEMBER 5)

November 10, 2003 12:00 am

BondWeek is the leading news publication for fixed-income professionals, covering new deals, structures, asset-backed securities, industry and market activity.

-	Issuer	Date	Princ.Amt.($ Mils)	Cpn.	Security Type	Maturity	Offer Price	Yield	BP Sprd.	M	S&P	F	Manager	Gross Sprd. Fee %	Sell- Con. Fee %	Under Writing Fee %	Mgmt. Fee %
*	Altria Group Inc	10/30/03	1,000.00	7	Notes	11/4/13	99.972	7.004	265	Baa2	BBB	NR	CITIGROUP/JPM/LEH	na	-	-	-
*	Altria Group Inc	10/30/03	500	5.625	Notes	11/4/08	99.493	5.743	245	Baa2	BBB	NR	CITIGROUP/JPM/LEH	na	-	-	-
*	American Honda Finance	10/30/03	750	3.85	Notes	11/6/08	99.919	3.868	60	A1	A+	NR	CITIGROUP/JPM	na	-	-	-
-	Lehman Brothers Holdings Inc	10/30/03	2.2	5.5	Medium-Term Nts	11/4/18	100	5.5	33	A2	A	A+	LEH	2.2	-	Comb.	Comb.
-	Lehman Brothers Holdings Inc	10/30/03	15	Varies	Step-Up MTN	11/26/13	100	Varies	-	A2	A	A+	LEH	na	-	--	-
-	Merrill Lynch & Co Inc	10/30/03	700	4.5	Medium-Term Nts	11/4/10	99.466	4.59	75	Aa3	AA-	AA-	MERRILL	0.4	-	Comb.	Comb.
-	Merrill Lynch & Co Inc	10/30/03	725	4.5	Medium-Term Nts	11/4/10	100	4.5	75	Aa3	AA-	AA-	MERRILL	na	-	-	-
-	NiSource Finance Corp	10/30/03	250	3.2	Notes	11/1/06	99.862	3.249	93	Baa3	BBB	NR	CS-FB-CS/MCDONALD	0.35	0.2	0.075	0.075
-	NiSource Finance Corp	10/30/03	250	Floats	Float Rate Nts	5/4/05	100	Floats	-	Baa3	BBB	NR	CS-FB-CS/MCDONALD	0.225	0.15	0.038	0.038
*	O Charleys Inc	10/30/03	125	9	Sr Sub Notes	11/1/13	100	9	466	Ba3	B	NR	WACHOVIA-SEC	na	-	--	-
-	South Carolina Elec & Gas Co	10/30/03	250	5.25	Fst Mtg Bonds	11/1/18	99.754	5.274	90	A1	A-	A	BA-SEC-LLC/BNY-CAP/WACHOVIA-SEC	na	-	--	-
*	White Pine Finance LLC	10/30/03	82	Floats	Mdm-Trm Fl Nts	11/15/04	100	Floats	-	Aaa	AAA	NR	BANKONE-CAPITAL	na	-	--	-
-	DaimlerChrysler AG	10/30/03	2,000.00	6.5	Global Notes	11/15/13	99.968	6.504	215	A3	BBB	NR	BA-SEC-LLC/CITIGROUP/DEUTSCHE-BK-SEC/JPM	na	-	--	-
-	American Annuity Group Inc	10/31/03	100	7.5	Senior Notes	11/5/33	100	7.5	230	NR	BBB-	BBB+	MERRILL	na	-	--	-
*	Cincinnati Bell Telephone	10/31/03	540	8.375	Sr Sub Notes	1/15/14	100	8.375	405	B3	B-	NR	BA-SEC-LLC/CS-FB-CS/GS	na	-	--	-
-	General Electric Capital Corp	10/31/03	50	Floats	Mdm-Trm Fl Nts	11/5/13	100	Floats	-	Aaa	AAA	NR	CITIGROUP	0.4	-	Comb.	Comb.
-	HCA Inc	10/31/03	250	7.5	Notes	11/6/33	99.858	7.512	238	Ba1	BBB-	BBB-	DEUTSCHE-BK-SEC/MERRILL	na	-	-	-
-	HCA Inc	10/31/03	350	5.25	Notes	11/6/08	99.709	5.317	208	Ba1	BBB-	BBB-	DEUTSCHE-BK-SEC/MERRILL	na	-	-	-
*	Huntington Natl Bk,Columbus,OH	10/31/03	150	Floats	Mdm-Trm Fl Nts	12/1/05	100	Floats	-	A1	A-	A	CITIGROUP	na	--	--	--
*	Telex Communications Inc	10/31/03	125	11.5	Sr Secured Nts	10/15/08	100	11.5	821	B3	B	NR	JEFFERIES	na	-	-	-
-	Zions Bancorp,Utah	10/31/03	150	2.7	Notes	5/1/06	99.9	2.742	65	A3	BBB	A-	GS	na	-	-	-
*	American Tower Corp	11/3/03	400	7.25	Sr Sub Notes	12/1/11	100	7.25	321	B3	CCC	NR	CS-FB-CS	na	-	-	-
-	AutoZone Inc	11/3/03	200	4.75	Notes	11/15/10	99.892	4.768	93	Baa2	BBB+	NR	BA-SEC-LLC/WACHOVIA-SEC	na	-	-	-
-	AutoZone Inc	11/3/03	300	5.5	Notes	11/15/15	99.425	5.566	120	Baa2	BBB+	NR	BA-SEC-LLC/WACHOVIA-SEC	na	-	-	-
-	BP Capital plc	11/3/03	750	2.75	Global Notes	12/29/06	99.647	2.869	57	Aa1	AA+	NR	UBS-INV-BANK	na	-	-	-
*	Beta Finance Inc(Beta Finance)	11/3/03	30	Floats	Mdm-Trm Fl Nts	11/8/04	100	Floats	-	Aaa	AAA	NR	LEH	na	-	-	-
*	Beta Finance Inc(Beta Finance)	11/3/03	100	Floats	Mdm-Trm Fl Nts	11/10/04	100	Floats	-	Aaa	AAA	NR	LEH	na	-	-	-
*	Beta Finance Inc(Beta Finance)	11/3/03	25	1.44	Medium-Term Nts	11/10/04	100	1.44	-	Aaa	AAA	AAA	CITIGROUP	na	-	-	-
-	CIT Group Inc	11/3/03	375	Floats	Mdm-Trm Fl Nts	11/4/05	100	Floats	-	A2	A	A	LEH	0.1	-	Comb.	Comb.
-	CIT Group Inc	11/3/03	5	Floats	Mdm-Trm Fl Nts	11/4/05	100	Floats	-	A2	A	A	BANKONE-CAPITAL	0.1	-	Comb.	Comb.
-	CIT Group Inc	11/3/03	25	Floats	Mdm-Trm Fl Nts	11/4/05	100	Floats	-	A2	A	A	WACHOVIA-SEC	0.1	-	Comb.	Comb.
-	CIT Group Inc	11/3/03	25	Floats	Mdm-Trm Fl Nts	11/4/05	100	Floats	-	A2	A	A	BA-SEC-LLC	0.1	-	Comb.	Comb.
-	CIT Group Inc	11/3/03	55	Floats	Mdm-Trm Fl Nts	11/4/05	100	Floats	-	A2	A	A	GS	0.1	-	Comb.	Comb.
-	CIT Group Inc	11/3/03	150	Floats	Mdm-Trm Fl Nts	11/4/05	100	Floats	-	A2	A	A	BARCLAYS-CAP	0.1	-	Comb.	Comb.
-	CIT Group Inc	11/3/03	180	Floats	Mdm-Trm Fl Nts	11/4/05	100	Floats	-	A2	A	A	DEUTSCHE-BK-SEC	0.1	-	Comb.	Comb.
-	CIT Group Inc	11/3/03	185	Floats	Mdm-Trm Fl Nts	11/4/05	100	Floats	-	A2	A	A	CITIGROUP	0.1	-	Comb.	Comb.
-	Capital One Finl Corp	11/3/03	300	6.25	Notes	11/3/13	99.527	6.315	198	Baa3	BB+	NR	JPM/LEH	na	-	-	-
*	Dex Media West	11/3/03	250	Zero	Discount Notes	11/15/13	64.393	4.444	465	Caa1	B	NR	JPM/BA-SEC-LLC	na	-	-	-
*	Dex Media West	11/3/03	500	8	Notes	11/15/13	100	8	365	Caa1	B	NR	JPM/BA-SEC-LLC	na	-	-	-
*	Dorada Finance Inc	11/3/03	50	1.45	Medium-Term Nts	11/10/04	100	1.45	-	Aaa	AAA	NR	CITIGROUP	na	-	-	-
-	International Lease Finance	11/3/03	218.5	4.375	Medium-Term Nts	11/1/09	99.43	4.485	127	A1	AA-	NR	HSBC-SECURITIES	na	-	-	-
*	K2 (USA) LLC	11/3/03	50	Floats	Mdm-Trm Fl Nts	11/8/04	100	Floats	-	Aaa	AAA	NR	LEH	na	-	-	-
*	K2 (USA) LLC	11/3/03	60	1.445	Medium-Term Nts	11/8/04	100	1.445	-41	Aaa	AAA	NR	LEH	na	-	-	-
-	Manitowoc Co Inc	11/3/03	150	7.125	Senior Notes	11/1/13	100	7.125	280	B1	B+	NR	DEUTSCHE-BK-SEC/LEH	na	-	-	-
-	Mellon Funding Corp	11/3/03	250	5.5	Sub Notes	11/15/18	99.634	5.536	118	A2	A	AA-	CITIGROUP	na	-	-	-
*	Sigma Finance Inc	11/3/03	215	Floats	Mdm-Trm Fl Nts	11/12/04	100	Floats	-	Aaa	AAA	NR	JPM	na	-	-	-
*	Sigma Finance Inc	11/3/03	50	Floats	Mdm-Trm Fl Nts	11/15/04	99.97	Floats	-	Aaa	AAA	NR	CS-FB-CS	na	-	-	-
*	CC(USA) Inc(Centauri Corp)	11/4/03	20	Floats	Mdm-Trm Fl Nts	11/8/04	100	Floats	-	Aa1	AA+	NR	LEH	na	-	-	-
*	CC(USA) Inc(Centauri Corp)	11/4/03	49	Floats	Mdm-Trm Fl Nts	11/12/04	100	Floats	-	Aa1	AA+	NR	LEH	na	-	-	-
-	CCO Holdings, LLC	11/4/03	500	8.75	Senior Notes	11/15/13	100	8.75	446	B3	CCC-	NR	JPM/BA-SEC-LLC/MORGAN-STANLEY/CITIGROUP	na	-	-	-
*	Dorada Finance Inc	11/4/03	38	Floats	Mdm-Trm Fl Nts	11/15/04	100	Floats	-	Aaa	AAA	NR	LEH	na	-	-	-
-	JP Morgan Chase & Co	11/4/03	750	4.5	Notes	11/20/10	99.767	4.539	76	A1	A+	NR	JPM	na	-	-	-
*	K2 (USA) LLC	11/4/03	50	Floats	Mdm-Trm Fl Nts	11/14/05	100	Floats	-	Aaa	AAA	NR	MERRILL	na	-	-	-
*	Links Finance Corporation	11/4/03	250	Floats	Mdm-Trm Fl Nts	11/15/04	99	Floats	-	Aaa	AAA	NR	CS-FB-CS	na	-	-	-
-	MBIA Inc	11/4/03	150	2.875	Notes	11/30/06	99.889	2.913	65	Aaa	AAA	AA	GS/JPM	na	-	-	-
*	River Rock Entertainment	11/4/03	200	9.75	Senior Notes	11/1/11	98.651	9.999	599	B2	B+	NR	CIBC-WORLD	na	-	-	-
-	Royal Bank of Scotland Group	11/4/03	750	5	Sub Notes	11/12/13	99.65	5.045	75	Aa3	A+	AA	LEH/RBS/UBS-INV-BANK	na	-	-	-
-	SLM Corp	11/4/03	1,000.00	4	Global Notes	1/15/09	99.746	4.055	79	A2	A	A+	BANKONE-CAPITAL/CITIGROUP/MERRILL	na	-	-	-
*	Sigma Finance Inc	11/4/03	55	Floats	Mdm-Trm Fl Nts	2/25/05	100	Floats	-	Aaa	AAA	AAA	LEH	na	-	-	-
*	Sigma Finance Inc	11/4/03	100	Floats	Mdm-Trm Fl Nts	11/10/05	100	Floats	-	Aaa	AAA	NR	MERRILL	na	-	-	-
*	Sigma Finance Inc	11/4/03	100	Floats	Mdm-Trm Fl Nts	11/12/04	100	Floats	-	Aaa	AAA	AAA	LEH	na	-	-	-
*	Sigma Finance Inc	11/4/03	50	Floats	Mdm-Trm Fl Nts	11/1/04	99.97	Floats	-	Aaa	AAA	NR	CS-FB-CS	na	-	-	-
*	Sigma Finance Inc	11/4/03	100	Floats	Mdm-Trm Fl Nts	11/15/04	100	Floats	-	Aaa	AAA	NR	LEH	na	-	-	-
*	Sigma Finance Inc	11/4/03	500	Floats	Mdm-Trm Fl Nts	11/10/04	100	Floats	-	Aaa	AAA	NR	CS-FB-CS	na	-	-	-
-	US Bancorp,Minneapolis,MN	11/4/03	1,000.00	2.85	Notes	11/15/06	99.991	2.853	57	Aa2	AA-	NR	BEAR/LEH	na	-	-	-
*	Allied Waste North America Inc	11/5/03	350	6.5	Senior Notes	11/12/10	100	6.5	218	Ba3	BB-	BB-	CITIGROUP/JPM	na	-	-	-
*	Carnival Corp	11/5/03	550	3.75	Notes	11/15/07	99.649	3.845	87	A3	A-	NR	MERRILL/UBS-INV-BANK	na	-	-	-
-	Clear Channel Communications	11/5/03	250	3.125	Notes	2/1/07	99.874	3.167	88	Baa3	BBB-	NR	BA-SEC-LLC	na	-	-	-
*	Massey Energy Co	11/5/03	360	6.625	Senior Notes	11/15/10	100	6.625	280	Ba3	BB-	NR	UBS-INV-BANK	na	-	-	-
	Nike Inc	11/5/03	20	5.23	Medium-Term Nts	10/15/15	100	5.23	195	A1	A+	NR	DEUTSCHE-BK-SEC	na	-	-	-
*	Premcor Refining Group Inc	11/5/03	210	6.75	Senior Notes	2/1/11	100	6.75	270	Ba3	BB-	BB-	CS-FB-CS MORGAN-STANLEY DEUTSCHE-BANK	na	-	-	-
*	Premcor Refining Group Inc	11/5/03	175	7.75	Sr Sub Notes	2/1/12	100	7.75	360	B2	B	NR	CS-FB-CS MORGAN-STANLEY DEUTSCHE-BANK	na	-	-	-
*	TableTop Holdings	11/6/03	75	Zero	Sr Sub Disc Nts	5/15/14	55.131	12.25	785	Caa1	B-	NR	CS-FB-CS	na	-	-	-
*	Triad Hospitals Inc	11/6/03	600	7	Sr Sub Notes	11/15/13	100	7	260	B2	B	NR	MERRILL BA-SEC-LLC	na	-	-	-
Source: Thomson Financial/Securities Data. For more information, call Rich Petersonat (973) 645-9701.
BP SPRD. - basis point spread over Treasuries; FLT. SPRD. - basis point spread over floating index; Comb. - fee is combined; NR - not rated; Na - not available; *144A
// Manager responsible for running the books; Contains offerings of $2 million or more and includes only the portion of global deals distributed in the U.S.;
* More managers, but not listed; JB - joint books; Ý estimated price.