CFTC orders Citigroup to pay $550,000 for swap reporting violations

Citi has been fined $550,000 for data reporting violations on its internal swap contracts.

  • By Nell Mackenzie
  • 26 Sep 2017

The US Commodity Futures Trading Commission (CFTC) charged Citibank NA and its London counterparty Citigroup Global Markets Ltd for not reporting legal entity identifier (LEI) information on thousands of its swaps.

The bank was fined for not identifying the swaps and for not having the systems set up ...

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All International Bonds

Rank Lead Manager Amount $m No of issues Share %
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1 Citi 357,043.08 1340 9.06%
2 JPMorgan 319,078.96 1445 8.09%
3 Bank of America Merrill Lynch 316,666.04 1099 8.03%
4 Goldman Sachs 236,643.87 789 6.00%
5 Barclays 230,494.28 891 5.85%

Bookrunners of All Syndicated Loans EMEA

Rank Lead Manager Amount $m No of issues Share %
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1 HSBC 34,591.50 163 6.58%
2 Deutsche Bank 34,293.84 117 6.53%
3 Bank of America Merrill Lynch 31,293.04 95 5.96%
4 BNP Paribas 27,578.61 168 5.25%
5 SG Corporate & Investment Banking 23,982.83 136 4.56%

Bookrunners of all EMEA ECM Issuance

Rank Lead Manager Amount $m No of issues Share %
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1 JPMorgan 19,745.92 80 8.86%
2 Morgan Stanley 16,323.54 83 7.32%
3 Citi 15,946.50 94 7.15%
4 UBS 15,487.17 60 6.95%
5 Goldman Sachs 14,053.61 76 6.30%