The SEC Jefferson County Swaps Action

On April 30, the Securities and Exchange Commission filed a civil action alleging securities fraud in connection with interest rate swaps entered into by Jefferson County, Alabama.

  • 27 Jun 2008
On April 30, the Securities and Exchange Commission filed a civil action alleging securities fraud in connection with interest rate swaps entered into by Jefferson County, Alabama. This case marks the SEC's first enforcement action involving swaps, even though it has had anti-fraud enforcement jurisdiction over so-called security-based ...

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5 Barclays 267,242.43 1081 5.79%

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5 Goldman Sachs 17,332.64 99 6.68%