| Issuer | Date | Princ. Amt. ($ Mils) | Cpn. | Security Type | Maturity | Offer Price | Yield | BP Sprd. | M | S&P | F | Manager | Gross Sprd. Fee % | Sell- Con.Fee % | Under Writing Fee % | Mgmt. Fee % |
| Allstate Corp | 11/26/01 | 550 | 5.375 | Notes | 12/1/06 | 99.672 | 5.45 | 110 | A1 | A+ | NR | SALOMON-SMITH | 0.6 | 0.125 | 0.125 | 0.35 |
| Bank of America Corp | 11/26/01 | 17.1 | 6.65 | InterNotes | 11/15/26 | 100 | 6.65 | 130 | Aa3 | A | AA- | BA-SEC-LLC | 2.5 | Comb. | Comb. | |
| Bank of America Corp | 11/26/01 | 7.5 | 6.45 | InterNotes | 11/15/21 | 100 | 6.45 | 110 | Aa3 | A | AA- | BA-SEC-LLC | 2.5 | Comb. | Comb. | |
| Bank of America Corp | 11/26/01 | 26.3 | 6.2 | InterNotes | 11/15/16 | 100 | 6.2 | 85 | Aa3 | A | AA- | BA-SEC-LLC | 2 | Comb. | Comb. | |
| DaimlerChrysler North America | 11/26/01 | 3.7 | 6.875 | InterNotes | 11/15/11 | 100 | 6.875 | 191 | A3 | A- | NR | BA-SEC-LLC | 1.5 | Comb. | Comb. | |
| DaimlerChrysler North America | 11/26/01 | 10.1 | 4.55 | InterNotes | 11/15/03 | 100 | 4.55 | 140 | A3 | A- | NR | BA-SEC-LLC | 0.4 | Comb. | Comb. | |
| DaimlerChrysler North America | 11/26/01 | 8 | 5 | InterNotes | 11/15/04 | 100 | 5 | 141 | A3 | A- | NR | BA-SEC-LLC | 0.625 | Comb. | Comb. | |
| DaimlerChrysler North America | 11/26/01 | 3.4 | 5.8 | InterNotes | 11/15/06 | 100 | 5.8 | 145 | A3 | A- | NR | BA-SEC-LLC | 1 | Comb. | Comb. | |
| Household Finance Corp | 11/26/01 | 4.6 | 6.1 | InterNotes | 11/15/11 | 100 | 6.1 | 113 | A2 | A | A+ | BA-SEC-LLC | 1.5 | Comb. | Comb. | |
| Household Finance Corp | 11/26/01 | 6.4 | 5.15 | InterNotes | 11/15/06 | 100 | 5.15 | 80 | A2 | A | A+ | BA-SEC-LLC | 1 | Comb. | Comb. | |
| Household Finance Corp | 11/26/01 | 3.3 | 5.8 | InterNotes | 11/15/08 | 100 | 5.8 | 100 | A2 | A | A+ | BA-SEC-LLC | 1.2 | Comb. | Comb. | |
| American Honda Finance | 11/27/01 | 110 | Floats | Mdm-Trm Fl Nts | 12/5/03 | 99.94 | Floats | A2 | A | A | CS-FB | na | Comb. | Comb. | ||
| Hasbro Inc | 11/27/01 | 225 | 2.75 | Cvt Senior Nts | PUT05/21 | 100 | 2.75 | Ba3 | BB | BB | CITIGROUP-SSB | 2.5 | 0.5 | 0.5 | 1.5 | |
| Maytag Corp | 11/27/01 | 200 | 6.875 | Bonds | 12/1/06 | 100 | 6.875 | 240 | Baa1 | BBB+ | NR | LEH, BK ONE CAP | na | Comb. | Comb. | |
| Nationwide Mutual Insurance Co | 11/27/01 | 400 | 8.25 | Notes | 12/1/31 | 98.236 | 8.412 | 305 | A2 | A- | A+ | MORGAN-STANLEY | na | Comb. | Comb. | |
| Nextel Partners Inc | 11/27/01 | 225 | 12.5 | Senior Notes | 11/15/09 | 93.521 | 13.875 | 892 | B3 | CCC+ | NR | CS-FB | na | Comb. | Comb. | |
| Roadway Express Inc | 11/27/01 | 225 | 8.25 | Senior Notes | 12/1/08 | 99.931 | 8.263 | 350 | Baa3 | BBB | NR | CS-FB | 0.625 | 0.125 | 0.125 | 0.375 |
| Toll Brothers Inc | 11/27/01 | 150 | 8.25 | Sr Sub Notes | 12/1/11 | 100 | 8.25 | 322 | Ba2 | BB+ | BBB | BA-SEC-LLC | na | Comb. | Comb. | |
| UnionBanCal Corporation,CA | 11/27/01 | 200 | 5.75 | Notes | 12/1/06 | 99.965 | 5.758 | 128 | A2 | A- | A | SALOMON-SMITH | na | Comb. | Comb. | |
| Vectren Corp | 11/27/01 | 250 | 6.625 | Notes | 12/1/11 | 99.302 | 6.722 | 167 | A2 | A- | NR | ABN, BANK ONE | na | Comb. | Comb. | |
| American Honda Finance | 11/28/01 | 91 | Floats | Mdm-Trm Fl Nts | 12/6/04 | 100 | Floats | A2 | A | A | JPM | 0.09 | Comb. | Comb. | ||
| Bank of New York,New York,NY | 11/28/01 | 25 | 6.5 | Medium-Term Nts | 12/11/16 | 100 | 6.5 | 116 | Aa3 | A+ | AA- | SALOMON-SMITH | na | Comb. | Comb. | |
| Caterpillar Inc | 11/28/01 | 50 | Floats | Mdm-Trm Fl Nts | 11/4/03 | 100 | Floats | A2 | A+ | A+ | JPM | 0.094 | Comb. | Comb. | ||
| Caterpillar Inc | 11/28/01 | 55 | Floats | Mdm-Trm Fl Nts | 11/4/04 | 100 | Floats | A2 | A+ | A+ | JPM | 0.12 | Comb. | Comb. | ||
| EOG Company of Canada(Enron) | 11/28/01 | 120 | 7 | Medium-Term Nts | 12/1/11 | 99.063 | 7.133 | 223 | Baa1 | BBB+ | NR | SALOMON-SMITH | na | Comb. | Comb. | |
| FleetBoston Financial Corp,MA | 11/28/01 | 500 | Floats | Mdm-Trm Fl Nts | 6/3/03 | 100 | Floats | A1 | A | A+ | LEH | na | Comb. | Comb. | ||
| FleetBoston Financial Corp,MA | 11/28/01 | 100 | Floats | Mdm-Trm Fl Nts | 12/3/04 | 100 | Floats | A1 | A | A+ | LEH | na | Comb. | Comb. | ||
| Shaw Communications Inc | 11/28/01 | 300 | 7.2 | Bonds | 12/15/11 | 99.785 | 7.23 | Baa3 | BBB+ | NR | MERRILL | na | Comb. | Comb. | ||
| Telephone & Data Systems Inc | 11/28/01 | 500 | 7.6 | Notes | 12/1/41 | 100 | 7.6 | A3 | A- | A- | SSB,ML | na | Comb. | Comb. | ||
| Tommy Hilfiger USA | 11/28/01 | 150 | 9 | PINES | 12/1/31 | 100 | 9 | 366 | Ba1 | BBB- | NR | MS, SSB | na | Comb. | Comb. | 0.05 |
| USA Education Inc | 11/28/01 | 75 | Floats | Mdm-Trm Fl Nts | 12/16/02 | 100 | Floats | A3 | A | A+ | JPM | 0.02 | Comb. | Comb. | ||
| Aluminum Co of America{Alcoa} | 11/29/01 | 1000 | 6 | Senior Notes | 1/1/12 | 99.801 | 6.025 | 114 | A1 | A+ | NR | JPM,SSB,CSFB | 0.45 | Comb. | Comb. | |
| Aluminum Co of America{Alcoa} | 11/29/01 | 500 | Floats | Senior Notes | 12/6/04 | Market | Floats | A1 | A+ | NR | JPM,SSB,CSFB | 0.25 | Comb. | Comb. | ||
| Source: Thomson Financial/Securities Data. For more information, call Rich Peterson at (973) 645-9701. | ||||||||||||||||
| BP SPRD. - basis point spread over Treasuries; FLT. SPRD. - basis point spread over floating index; Comb. - fee is combined; NR - not rated; Na - not available; n 144A | ||||||||||||||||
| // Manager responsible for running the books; Contains offerings of $2 million or more and includes only the portion of global deals distributed in the U.S.; | ||||||||||||||||
| * More managers, but not listed; JB - joint books; † estimated price. |
Financing Record (November 22--November 29)
