- |
Issuer |
Date |
Princ. Amt. ($ Mils) |
Cpn. |
Security Type |
Maturity |
Offer Price |
Yield |
BP Sprd. |
M |
S&P |
F |
Manager |
Gross Sprd. Fee % |
Sell-Con. Fee % |
Under Writing Fee % |
Mgmt. Fee % |
* |
AIG SunAmerica XXIV |
12/4/03 |
250 |
Floats |
Float Rate Nts |
12/11/06 |
100 |
Floats |
- |
Aa2 |
AA |
NR |
DEUTSCHE-BK-SEC |
na |
- |
- |
- |
* |
Continental Airlines Inc |
12/4/03 |
414.6 |
7.875 |
Equip Tr Certs |
7/2/18 |
100 |
7.875 |
347 |
Ba3 |
BBB |
NR |
MORGAN-STANLEY CITIGROUP |
na |
- |
- |
- |
- |
General Motors Acceptance Corp |
12/4/03 |
500 |
4.375 |
Medium-Term Nts |
12/10/07 |
99.865 |
4.412 |
140 |
A3 |
BBB |
BBB+ |
BA-SEC-LLC, CITIGROUP, CS-FB-CS, |
0.181 |
- |
Comb. |
Comb. |
- |
- |
- |
- |
- |
- |
- |
- |
- |
- |
- |
- |
- |
DEUTSCHE-BK-SEC, MORGAN-STANLEY, |
- |
- |
- |
- |
- |
- |
- |
- |
- |
- |
- |
- |
- |
- |
- |
- |
- |
UBS-INV-BANK |
- |
- |
- |
- |
- |
Georgia-Pacific Corp |
12/4/03 |
500 |
8 |
Notes |
1/15/24 |
100 |
8 |
284 |
Ba2 |
BB+ |
BB |
CITIGROUP, DEUTSCHE-BK-SEC, UBS-INV-BANK |
na |
- |
- |
- |
* |
Insight Midwest LP |
12/4/03 |
130 |
10.5 |
Senior Notes |
11/1/10 |
108.75 |
8.778 |
533 |
B2 |
B+ |
NR |
BA-SEC-LLC |
na |
- |
- |
- |
- |
Iron Mountain Inc |
12/4/03 |
170 |
6.625 |
Sr Sub Notes |
1/1/16 |
96.5 |
7.061 |
403 |
B2 |
B |
NR |
BEAR |
1.45 |
0.25 |
Comb. |
Comb. |
- |
JP Morgan Chase & Co |
12/4/03 |
500 |
3.125 |
Medium-Term Nts |
12/11/06 |
99.946 |
3.144 |
58 |
A1 |
A+ |
NR |
JPM |
na |
- |
- |
- |
- |
Northern Illinois Gas |
12/4/03 |
50 |
5.9 |
Fst Mtg Bonds |
12/15/33 |
99.984 |
5.901 |
72 |
Aa3 |
AA |
NR |
BANKONE-CAPITAL |
0.875 |
0.5 |
Comb. |
Comb. |
- |
Northern Illinois Gas |
12/4/03 |
50 |
5.8 |
Fst Mtg Bonds |
12/15/32 |
99.984 |
5.801 |
62 |
Aa3 |
AA |
NR |
BANKONE-CAPITAL |
0.875 |
0.5 |
Comb. |
Comb. |
- |
Northern Illinois Gas |
12/4/03 |
50 |
5.8 |
Fst Mtg Bonds |
12/15/23 |
99.518 |
5.841 |
66 |
Aa3 |
AA |
NR |
BANKONE-CAPITAL |
0.875 |
0.5 |
Comb. |
Comb. |
- |
Northern Trust Corp |
12/4/03 |
100 |
2.875 |
Notes |
12/15/06 |
100 |
2.875 |
27 |
Aa3 |
AA- |
NR |
LEH |
na |
- |
- |
- |
* |
RPM International Inc |
12/4/03 |
200 |
6.25 |
Notes |
12/15/13 |
99.317 |
6.343 |
195 |
Baa3 |
BBB |
NR |
BANKONE-CAPITAL, WACHOVIA-SEC |
na |
- |
- |
- |
- |
SLM Corp |
12/4/03 |
275 |
6 |
Senior Notes |
12/15/43 |
100 |
6 |
82 |
A2 |
A |
A+ |
MORGAN-STANLEY, CITIGROUP, MERRILL |
0.788 |
0.5 |
0.13 |
0.158 |
- |
Swedish Export Credit Corp |
12/4/03 |
1,000.00 |
2.875 |
Global Bonds |
1/26/07 |
99.686 |
2.981 |
37 |
Aa1 |
AA+ |
NR |
LEH, UBS-INV-BANK |
0.075 |
- |
Comb. |
Comb. |
* |
21st Century Insurance Co |
12/4/03 |
100 |
5.9 |
Notes |
12/15/13 |
99.871 |
5.917 |
155 |
NR |
BBB+ |
BBB |
BA-SEC-LLC, LEH |
na |
- |
- |
- |
- |
American Express Credit |
12/5/03 |
200 |
Floats |
Mdm-Trm Fl Nts |
6/9/05 |
100 |
Floats |
- |
Aa3 |
A+ |
A+ |
CITIGROUP |
0.015 |
- |
Comb. |
Comb. |
- |
Citigroup Global Markets |
12/5/03 |
600 |
Floats |
Float Rate Nts |
12/12/05 |
100 |
Floats |
- |
Aa1 |
AA- |
NR |
CITIGROUP |
na |
- |
- |
- |
- |
Citigroup Global Markets |
12/5/03 |
400 |
Floats |
Float Rate Nts |
12/12/06 |
100 |
Floats |
- |
Aa1 |
AA- |
NR |
CITIGROUP |
na |
- |
- |
- |
- |
General Electric Capital Corp |
12/5/03 |
1,000.00 |
Floats |
Mdm-Trm Fl Nts |
3/9/07 |
100 |
Floats |
- |
Aaa |
AAA |
AAA |
GS |
na |
- |
- |
- |
- |
iStar Financial Inc |
12/5/03 |
350 |
6 |
Senior Notes |
12/12/10 |
99.436 |
6.1 |
230 |
Ba1 |
BB+ |
NR |
DEUTSCHE-BK-SEC |
na |
- |
- |
- |
- |
iStar Financial Inc |
12/5/03 |
150 |
6.5 |
Senior Notes |
12/12/13 |
99.275 |
6.6 |
233 |
Ba1 |
BB+ |
NR |
DEUTSCHE-BK-SEC |
na |
- |
- |
- |
- |
JP Morgan Chase & Co |
12/5/03 |
260.4 |
Floats |
Mdm-Trm Fl Nts |
12/12/06 |
100 |
Floats |
- |
A1 |
A+ |
NR |
JPM |
na |
- |
- |
- |
- |
Natl Rural Utilities Coop Fin |
12/5/03 |
50 |
Floats |
Mdm-Trm Fl Nts |
12/12/05 |
100 |
Floats |
- |
A2 |
A |
A |
JPM |
na |
- |
- |
- |
* |
Sweetheart Cup Co Inc |
12/5/03 |
95 |
9.5 |
Sr Secured Nts |
1/15/07 |
100 |
9.5 |
697 |
Caa1 |
CCC |
NR |
JEFFERIES |
na |
- |
- |
- |
- |
US Bank NA,Minneapolis,MN |
12/8/03 |
2,000.00 |
Floats |
FR MT Bank Nts |
12/5/05 |
100 |
Floats |
- |
Aa2 |
A- |
NR |
LEH, MORGAN-STANLEY |
na |
- |
- |
- |
- |
Caterpillar Financial Services |
12/8/03 |
30 |
Floats |
Mdm-Trm Fl Nts |
11/14/05 |
100 |
Floats |
- |
A2 |
A |
A |
BANKONE-CAPITAL |
na |
- |
- |
- |
- |
Caterpillar Financial Services |
12/8/03 |
100 |
Floats |
Mdm-Trm Fl Nts |
11/14/05 |
100 |
Floats |
- |
A2 |
A |
A |
MERRILL |
na |
- |
- |
- |
- |
Caterpillar Financial Services |
12/8/03 |
200 |
3 |
Medium-Term Nts |
2/15/07 |
99.804 |
3.065 |
63 |
A2 |
A |
A- |
BA-SEC-LLC, GS |
na |
- |
- |
- |
* |
Granite Broadcasting Corp |
12/8/03 |
400 |
9.75 |
Sr Secured Nts |
12/1/10 |
98.782 |
9.997 |
617 |
B3 |
CCC+ |
NR |
JPM |
na |
- |
- |
- |
* |
Harrahs Entertainment Inc |
12/8/03 |
500 |
5.375 |
Notes |
12/15/13 |
99.297 |
5.467 |
120 |
Baa3 |
BBB- |
BBB- |
CITIGROUP |
na |
- |
- |
- |
* |
K2 (USA) LLC |
12/8/03 |
100 |
Floats |
Mdm-Trm Fl Nts |
6/15/05 |
100 |
Floats |
- |
Aaa |
AAA |
NR |
JPM |
na |
- |
- |
- |
- |
MDC Holdings Inc |
12/8/03 |
200 |
5.5 |
Senior Notes |
5/15/13 |
100.235 |
5.468 |
124 |
Baa3 |
BBB- |
BBB- |
BANKONE-CAPITAL, CITIGROUP |
0.65 |
- |
Comb. |
Comb. |
* |
Nationwide Building Society |
12/8/03 |
1,000.00 |
Floats |
Ext Liq Sec |
12/28/04 |
100 |
Floats |
- |
Aa3 |
A+ |
NR |
MORGAN-STANLEY, MERRILL |
0.2 |
- |
Comb. |
Comb. |
- |
Nordea Bank Finland PLC-New |
12/8/03 |
200 |
Floats |
Flt Rate Bk Nts |
6/13/05 |
100 |
Floats |
- |
Aa3 |
A+ |
NR |
LEH |
na |
- |
- |
- |
- |
Procter & Gamble Co |
12/8/03 |
150 |
4.85 |
Global Notes |
12/15/15 |
98.927 |
4.97 |
70 |
Aa3 |
AA- |
AA- |
GS, JPM, MERRILL |
na |
- |
- |
- |
- |
Raytheon Co |
12/8/03 |
500 |
4.85 |
Notes |
1/15/11 |
99.78 |
4.887 |
117 |
Baa3 |
BBB- |
BBB- |
BA-SEC-LLC, CS-FB-CS, MORGAN-STANLEY |
0.625 |
0.375 |
Comb. |
Comb. |
- |
Raytheon Co |
12/8/03 |
200 |
Floats |
Notes |
6/10/05 |
100 |
Floats |
- |
Baa3 |
BBB- |
BBB- |
BA-SEC-LLC, CS-FB-CS, MORGAN-STANLEY |
0.22 |
0.132 |
0.044 |
0.044 |
* |
SBA Communications Corp |
12/8/03 |
402 |
Zero |
Discount Notes |
12/15/11 |
68.404 |
9.75 |
552 |
Caa2 |
CCC |
NR |
LEH |
na |
- |
- |
- |
- |
SunTrust Banks Inc,Atlanta,GA |
12/8/03 |
850 |
Floats |
Flt Rate Bk Nts |
12/12/05 |
100 |
Floats |
|
Aa2 |
AA- |
NR |
LEH |
na |
- |
- |
- |
* |
Tenneco Automotive Inc |
12/8/03 |
125 |
10.25 |
Sr Secured Nts |
7/15/13 |
113 |
8.262 |
403 |
B2 |
CCC+ |
NR |
BA-SEC-LLC-CITIGROUP |
na |
- |
- |
- |
- |
Washington RE Investment Trust |
12/8/03 |
100 |
5.25 |
Notes |
1/15/14 |
99.985 |
5.252 |
97 |
Baa1 |
A- |
NR |
BANKONE-CAPITAL, CS-FB-CS |
0.65 |
0.4 |
0.12 |
0.13 |
- |
Wisconsin Public Service Corp |
12/9/03 |
125 |
4.8 |
Secured Notes |
12/1/13 |
99.646 |
4.845 |
57 |
Aa2 |
AA- |
NR |
UBS-INV-BANK |
0.65 |
0.4 |
Comb. |
Comb. |
- |
CIT Group Inc |
12/9/03 |
25 |
Floats |
Mdm-Trm Fl Nts |
6/19/06 |
100 |
Floats |
- |
A2 |
A |
A |
MORGAN-STANLEY |
na |
- |
- |
- |
- |
CIT Group Inc |
12/9/03 |
200 |
Floats |
Mdm-Trm Fl Nts |
6/19/06 |
99.875 |
Floats |
- |
A2 |
A |
A |
LEH |
na |
- |
- |
- |
* |
Cleveland Elec Illuminating |
12/9/03 |
300 |
5.65 |
Notes |
12/19/13 |
99.637 |
5.698 |
145 |
Baa3 |
BBB- |
NR |
BARCLAYS-CAP, MORGAN-STANLEY |
0.65 |
- |
Comb. |
Comb. |
* |
Equinox Fitness Clubs |
12/9/03 |
160 |
9 |
Senior Notes |
12/15/09 |
100 |
9 |
534 |
B3 |
B- |
NR |
MERRILL, UBS-INV-BANK |
na |
- |
- |
- |
- |
Hanover Compressor Co |
12/9/03 |
200 |
8.625 |
Senior Notes |
12/15/10 |
100 |
8.625 |
471 |
B3 |
B |
NR |
JPM, CITIGROUP |
na |
- |
- |
- |
* |
PRICOA Global Funding I |
12/9/03 |
500 |
3.9 |
Notes |
12/15/08 |
99.973 |
3.906 |
69 |
A1 |
A+ |
NR |
CS-FB-CS, LEH |
0.35 |
0.2 |
0.075 |
0.075 |
* |
Privatbank |
12/9/03 |
100 |
10.875 |
Senior Notes |
12/19/06 |
100 |
10.875 |
845 |
NR |
B- |
B- |
CS-FB-CS |
1.75 |
- |
Comb. |
Comb. |
- |
RLI Corp |
12/9/03 |
100 |
5.95 |
Notes |
1/15/14 |
99.504 |
6.016 |
175 |
Baa3 |
BBB+ |
NR |
CS-FB-CS, BANKONE-CAPITAL |
0.65 |
0.4 |
0.12 |
0.13 |
* |
Valeant Pharmaceuticals |
12/9/03 |
300 |
7 |
Senior Notes |
12/15/11 |
100 |
7 |
- |
B1 |
BB- |
NR |
BEAR |
na |
- |
- |
- |
- |
Virginia Electric & Power Co |
12/9/03 |
225 |
4.1 |
Notes |
12/15/08 |
99.986 |
4.101 |
-99 |
A3 |
BBB+ |
NR |
BANKONE-CAPITAL, MERRILL, MCDONALD |
na |
- |
- |
- |
* |
White Pine Finance LLC |
12/9/03 |
45 |
Floats |
Mdm-Trm Fl Nts |
12/15/04 |
100 |
Floats |
- |
Aaa |
AAA |
NR |
JPM |
na |
- |
- |
- |
* |
White Pine Finance LLC |
12/10/03 |
82 |
Floats |
Mdm-Trm Fl Nts |
6/15/05 |
100 |
Floats |
- |
Aaa |
AAA |
NR |
JPM |
na |
- |
- |
- |
- |
American Express Credit |
12/10/03 |
400 |
Floats |
Mdm-Trm Fl Nts |
12/15/06 |
100 |
Floats |
- |
Aa3 |
A+ |
A+ |
ABN-AMRO-INC-WACHOVIA-SEC |
na |
- |
- |
- |
* |
Blue Ridge Paper Products Inc |
12/10/03 |
125 |
9.5 |
Sr Secured Nts |
12/15/08 |
100 |
9.5 |
620 |
B2 |
B- |
NR |
JEFFERIES |
na |
- |
- |
- |
* |
Bunge Finance |
12/10/03 |
350 |
4.375 |
Notes |
12/15/08 |
99.867 |
4.405 |
107 |
Baa3 |
BBB |
BBB |
CITIGROUP-JPM |
na |
- |
- |
- |
- |
Diageo Finance Plc |
12/10/03 |
500 |
3 |
Global Notes |
12/15/06 |
99.969 |
3.011 |
55 |
A2 |
A |
NR |
BARCLAYS-CAP-GS |
na |
- |
- |
- |
- |
International Paper Co |
12/10/03 |
500 |
5.5 |
Global Notes |
1/15/14 |
99.763 |
5.531 |
120 |
Baa2 |
BBB |
BBB |
CITIGROUP-CS-FB-CS-DEUTSCHE-BK-SEC |
na |
- |
- |
- |
- |
International Paper Co |
12/10/03 |
500 |
4.25 |
Global Notes |
1/15/09 |
99.837 |
4.286 |
98 |
Baa2 |
BBB |
BBB |
CITIGROUP-CS-FB-CS-DEUTSCHE-BK-SEC |
na |
- |
- |
- |
* |
Simmons Co(Fenway Partners) |
12/10/03 |
200 |
7.875 |
Sr Sub Notes |
1/15/14 |
100 |
7.875 |
356 |
Caa1 |
B- |
NR |
GS-DEUTSCHE-BK-SEC-UBS-INV-BANK |
na |
- |
- |
- |
- |
Southern CA Gas(Pacific Entp) |
12/10/03 |
250 |
4.375 |
Fst Mtg Bonds |
1/15/11 |
99.971 |
4.38 |
60 |
A1 |
A+ |
AA- |
MERRILL |
na |
- |
- |
- |
* |
Tele Norte Leste SA |
12/10/03 |
300 |
8 |
Senior Notes |
12/18/13 |
98.32 |
8.25 |
393 |
Baa3 |
BB |
B+ |
JPM |
na |
- |
- |
- |
Source: Thomson Financial/Securities Data. For more information, call Rich Petersonat (973) 645-9701. |
BP SPRD. - basis point spread over Treasuries; FLT. SPRD. - basis point spread over floating index; Comb. - fee is combined; NR - not rated; Na - not available; *144A |
// Manager responsible for running the books; Contains offerings of $2 million or more and includes only the portion of global deals distributed in the U.S.; |
* More managers, but not listed; JB - joint books; Ý estimated price. |