| Issuer | Date | Princ. Amt. ($ Mils) | Cpn. | Security Type | Maturity | Offer Price | Yield | BP Sprd. | M | S&P | F | Manager | Gross Sprd. Fee % | Sell-Con. Fee % | Under Writing Fee % | Mgmt. Fee % | |
| Calpine Corp | 2/8/01 | 1150 | 8.5 | Senior Notes | 2/15/11 | 99.768 | 8.535 | 341 | Ba1 | BB+ | NR | SALOMON-SMITH | na | Comb. | Comb. | ||
| Cardinal Health Inc | 2/8/01 | 500 | 6.75 | Sr Unsecurd Nts | 2/15/11 | 99.834 | 6.75 | 163 | A2 | A | NR | DBAB, BACS | na | Comb. | Comb. | ||
| LNR Property Corp | 2/8/01 | 135 | 10.5 | Senior Notes | 1/15/09 | 98.251 | 10.831 | 571 | B1 | B | NR | DEUTSCHE-ALEX-B | na | Comb. | Comb. | ||
| Yes | Sigma Finance Inc | 2/8/01 | 50 | 5.18 | Medium-Term Nts | 2/15/02 | 100 | 5.18 | Aaa | AAA | AAA | SALOMON-SMITH | na | Comb. | Comb. | ||
| Southern Natural Gas Co | 2/8/01 | 300 | 7.35 | Sr Unsecurd Nts | 2/15/31 | 99.903 | 7.358 | 180 | Baa1 | BBB+ | NR | CS-FB | 0.875 | 0.5 | 0.2 | 0.175 | |
| Southwest Gas Corp | 2/8/01 | 200 | 8.375 | Notes | 2/15/11 | 99.241 | 8.489 | 336 | Baa2 | BBB- | BBB | GS | 0.65 | 0.4 | Comb. | Comb. | |
| American Express Centurion Bk | 2/9/01 | 100 | Floats | FR MT Bank Nts | 2/14/02 | 100 | Floats | Aa3 | A+ | NR | SALOMON-SMITH | na | Comb. | Comb. | |||
| Yes | Amkor Technology Inc | 2/9/01 | 500 | 9.25 | Senior Notes | 2/15/08 | 100 | 9.25 | 420 | Ba3 | BB- | NR | SSB, DBAB | na | Comb. | Comb. | |
| BANK ONE Corp,Columbus,Ohio | 2/9/01 | 100 | Floats | Mdm-Trm Fl Nts | 6/14/03 | 100 | Floats | Aa3 | A+ | AA | UBS-WARBURG | na | Comb. | Comb. | |||
| First Union Bancorporation | 2/9/01 | 100 | Floats | FR MT Bank Nts | 2/18/03 | 100 | Floats | A1 | A+ | NR | MSDW | na | Comb. | Comb. | |||
| First Union Bank | 2/9/01 | 125 | Floats | FR MT Bank Nts | 2/14/03 | 100 | Floats | A1 | A+ | NR | MSDW | na | Comb. | Comb. | |||
| Hilton Hotels Corp | 2/9/01 | 300 | 8.25 | Sr Unsecurd Nts | 2/15/11 | 99.33 | 8.35 | 330 | Baa3 | BBB- | NR | JPMS, SSB | 0.875 | 0.5 | 0.2 | 0.175 | |
| Ingersoll-Rand Co | 2/9/01 | 600 | 5.75 | Notes | 2/14/03 | 99.892 | 5.808 | 114 | A3 | A- | NR | JPMS, SSB | 0.25 | 0.15 | Comb. | Comb. | |
| LaSalle Bank NA | 2/9/01 | 110 | 5.07 | Mdm-Trm Bk Nts | 2/12/02 | 100 | 5.07 | 41 | Aa3 | AA- | NR | MERRILL | na | Comb. | Comb. | ||
| Providian Financial Corp | 2/9/01 | 884 | Zero | Cvt Zero Bonds | PUT06/21 | 45.289 | 4 | NA | NR | NA | BA-SEC-LLC | 1.019 | 0.6114 | 0.204 | 0.204 | ||
| Yes | Sigma Finance Inc | 2/9/01 | 100 | Floats | Mdm-Trm Fl Nts | 2/15/02 | 100 | Floats | Aaa | AAA | NR | MERRILL | na | Comb. | Comb. | ||
| Sovereign Bancorp Inc,PA | 2/9/01 | 175 | 8.625 | Sr Unsecurd Nts | 3/15/04 | 99.886 | 8.663 | 390 | Ba3 | BB+ | NR | LEH | na | Comb. | Comb. | ||
| Tanger Properties LP | 2/9/01 | 100 | 9.125 | Senior Notes | 2/15/08 | 99.366 | 9.25 | 420 | Ba2 | BB+ | NR | MERRILL | na | Comb. | Comb. | ||
| AXA Financial Inc | 2/12/01 | 350 | 8.6 | Global Notes | 12/15/30 | 108.013 | 7.896 | 235 | A2 | A- | NR | GS, LB, BNPP | 0.875 | 0.5 | Comb. | Comb. | |
| Cox Radio Inc | 2/12/01 | 250 | 6.625 | Sr Unsecurd Nts | 2/15/06 | 99.811 | 6.67 | 182 | Baa2 | BBB | NR | SALOMON-SMITH | na | Comb. | Comb. | ||
| International Lease Finance | 2/12/01 | 300 | Floats | Float Rate Nts | 2/15/04 | 100 | Floats | A1 | AA- | AA- | LEH | na | Comb. | Comb. | |||
| Yes | Lowe's Companies Inc | 2/12/01 | 905 | Zero | LYONS | 2/16/21 | 60.841 | 2.5 | A3 | A | NA | MERRILL | na | Comb. | Comb. | ||
| PSNC | 2/12/01 | 150 | 6.625 | Senior Notes | 2/11/11 | 99.546 | 6.688 | 165 | A2 | A | NR | BACS, DBAB | na | Comb. | Comb. | ||
| Yes | Advanstar Communications Inc | 2/13/01 | 160 | 12 | Sr Sub Notes | 2/15/11 | 100 | 12 | 696 | B2 | B- | NR | CS-FB | na | Comb. | Comb. | |
| Goldman Sachs Group Inc | 2/13/01 | 25 | Floats | Mdm-Trm Fl Nts | 2/16/04 | Market | Floats | A1 | A+ | AA- | GS | Market | Comb. | Comb. | |||
| Smith International Inc | 2/13/01 | 250 | 6.75 | Senior Notes | 2/15/11 | 99.527 | 6.816 | 175 | Baa1 | BBB+ | BBB+ | MERRILL | 0.65 | 0.4 | 0.13 | 0.12 | |
| Yes | WCI Communities Ltd | 2/14/01 | 250 | 10.63 | Senior Notes | 2/15/11 | 100 | 10.625 | B1 | B | NR | UBS-WARBURG | na | Comb. | Comb. | ||
| DDi Corp | 2/14/01 | 100 | 5.25 | Cvt Subord Nts | 3/1/08 | 100 | 5.25 | NA | NR | NA | CS-FB-CS | na | Comb. | Comb. | |||
| General Electric Capital Corp | 2/14/01 | 750 | 6.125 | Notes | 2/22/11 | 99.749 | 6.159 | 108 | Aaa | AAA | AAA | LEH | na | Comb. | Comb. | ||
| Goldman Sachs Group Inc | 2/14/01 | 25 | Floats | Mdm-Trm Fl Nts | 2/16/02 | Market | Floats | A1 | A+ | AA- | GS | Market | Comb. | Comb. | |||
| Goldman Sachs Group Inc | 2/14/01 | 30 | Floats | Mdm-Trm Fl Nts | 2/20/04 | Market | Floats | A1 | A+ | AA- | GS | Market | Comb. | Comb. | |||
| Yes | Principal Life GlobalFunding I | 2/14/01 | 350 | 6.125 | Bonds | 3/1/06 | 99.878 | 6.153 | 123 | Aa2 | AA | NR | CS-FB | 0.35 | 0.2 | Comb. | Comb. |
| Progress Energy Inc | 2/14/01 | 1250 | 7.1 | Sr Unsecurd Nts | 3/1/11 | 99.862 | 7.119 | 204 | Baa1 | BBB | NR | SSB, DBAB | na | Comb. | Comb. | ||
| Progress Energy Inc | 2/14/01 | 800 | 6.75 | Sr Unsecurd Nts | 3/1/06 | 99.909 | 6.771 | 187 | Baa1 | BBB | NR | SSB, ML | 0.6 | 0.35 | 0.13 | 0.12 | |
| Progress Energy Inc | 2/14/01 | 650 | 7.75 | Sr Unsecurd Nts | 3/1/31 | 99.88 | 7.76 | 234 | Baa1 | BBB | NR | SSB, ML | 0.875 | 0.5 | 0.2 | 0.175 | |
| Progress Energy Inc | 2/14/01 | 500 | 6.55 | Sr Unsecurd Nts | 3/1/04 | 99.986 | 6.554 | 176 | Baa1 | BBB | NR | SSB, ML | na | Comb. | Comb. | ||
| Yes | Shurgard Storage Centers Inc | 2/14/01 | 250 | 7.75 | Notes | 2/22/11 | 99.972 | 7.754 | 268 | Baa2 | BBB | NR | ML, BACS | 0.65 | 0.4 | 0.12 | 0.13 |
| Yes | Affiliated Computer Services | 2/15/01 | 300 | 3.5 | Cvt Subord Nts | 2/15/06 | 100 | na | NA | NR | GS | 2.5 | 1.5 | 0.5 | 0.5 |
Source: Thomson Financial/Securities Data. For more information, call Rich Petersonat (973) 645-9701.
BP SPRD. - basis point spread over Treasuries; FLT. SPRD. - basis point spread over floating index; Comb. - fee is combined; NR - not rated; Na - not available; *144A
// Manager responsible for running the books; Contains offerings of $2 million or more and includes only the portion of global deals distributed in the U.S.;
* More managers, but not listed; JB - joint books; Ý estimated price.
