| Issuer | Issue Date | Principal Amount ($ mil) | Coupon (%) | Type of Security | Maturity | Offer Price | Offer Yield to Maturity (%) | Spread to Treas- ury | Moody Rating | Stan- dard & Poor's Rating | Fitch Rating | Book Manager(s) | Gross Spread as % of Prncpl Amt - in this Mkt | Management Fee as % of Prncpl Amt - in this Mkt | Selling Concession as % of Prncpl Amt - in this Mkt | Underwriting Fee as % of Prncpl Amt - in this Mkt | |
| Albertson's Inc | 4/26/01 | 400.0 | 8.000 | Senior Notes | 5/1/31 | 99.943 | 8.005 | 227 | Baa1 | BBB+ | NR | BA, MER | na | Comb. | Comb. | ||
| Albertson's Inc | 4/26/01 | 200.0 | 7.250 | Senior Notes | 5/1/13 | 99.534 | 7.309 | 208 | Baa1 | BBB+ | NR | BA, MER | .675 | Comb. | Comb. | ||
| Bank of New York,New York,NY | 4/26/01 | 150.0 | 4.260 | Mdm-Trm Bk Nts | 5/4/06 | 100.000 | 4.260 | -49 | A1 | AA- | AA | MERRILL | na | Comb. | Comb. | ||
| Caterpillar Financial Services | 4/26/01 | 65.0 | Floats | Mdm-Trm Fl Nts | 5/1/03 | Market | Floats | A2 | A+ | NR | GS | Market | Comb. | Comb. | |||
| Ford Motor Credit Co | 4/26/01 | 22.0 | Floats | Mdm-Trm Fl Nts | 3/8/04 | 99.928 | Floats | A2 | A | A+ | SALOMON-SMITH | na | Comb. | Comb. | |||
| Ford Motor Credit Co | 4/26/01 | 27.0 | Floats | Mdm-Trm Fl Nts | 3/8/04 | 99.928 | Floats | A2 | A | A+ | CS-FB | na | Comb. | Comb. | |||
| Ford Motor Credit Co | 4/26/01 | 111.0 | Floats | Mdm-Trm Fl Nts | 3/8/04 | 99.928 | Floats | A2 | A | A+ | LEH | na | Comb. | Comb. | |||
| Ford Motor Credit Co | 4/26/01 | 3.0 | 5.880 | Medium-Term Nts | 3/8/04 | Market | Market | A2 | A | A+ | MERRILL | Market | Comb. | Comb. | |||
| General Electric Capital Corp | 4/26/01 | 50.0 | 6.400 | Medium-Term Nts | 5/16/16 | 100.000 | 6.400 | 66 | Aaa | AAA | NR | SALOMON-SMITH | na | Comb. | Comb. | ||
| General Motors Acceptance(GM) | 4/26/01 | 95.0 | Floats | Mdm-Trm Fl Nts | 5/4/04 | 100.000 | Floats | A2 | A | A | LEH | na | Comb. | Comb. | |||
| General Motors Acceptance(GM) | 4/26/01 | 101.5 | Floats | Mdm-Trm Fl Nts | 5/4/04 | 100.000 | Floats | A2 | A | A | UBS-WARBURG | na | Comb. | Comb. | |||
| General Motors Acceptance(GM) | 4/26/01 | 400.0 | Floats | Mdm-Trm Fl Nts | 5/4/04 | 100.000 | Floats | A2 | A | A | SALOMON-SMITH | na | Comb. | Comb. | |||
| Heller Financial Inc | 4/26/01 | 152.0 | 7.000 | Mandatory Conv | 5/3/04 | 100.000 | 7.000 | Baa1 | BBB | A- | JPM | .030 | Comb. | Comb. | |||
| International Lease Finance | 4/26/01 | 200.0 | 5.250 | Bonds | 5/3/04 | 99.797 | 5.324 | 82 | A1 | AA- | AA- | JPM | na | Comb. | Comb. | ||
| Masco Corp | 4/26/01 | 500.0 | 6.000 | Notes | 5/3/04 | 99.815 | 6.068 | 178 | Baa1 | BBB+ | NR | MER, SSB | .450 | .090 | .060 | ||
| Yes | Mirant Americas Generation | 4/26/01 | 850.0 | 8.300 | Senior Notes | 5/1/11 | 99.692 | 8.346 | 315 | Baa3 | BBB- | BBB- | LEH | .775 | .200 | .475 | .175 |
| Yes | Mirant Americas Generation | 4/26/01 | 500.0 | 7.625 | Senior Notes | 5/1/06 | 100.000 | 7.625 | 290 | Baa3 | BBB- | BBB- | LEH | .700 | .150 | .40 | .150 |
| Yes | Mirant Americas Generation | 4/26/01 | 400.0 | 9.125 | Senior Notes | 5/1/31 | 99.371 | 9.187 | 340 | Baa3 | BBB- | BBB- | LEH | 1.000 | .250 | .50 | .250 |
| Salomon Smith Barney Holdings | 4/26/01 | 76.0 | Floats | Mdm-Trm Fl Nts | 5/2/03 | 100.000 | Floats | Aa3 | AA- | AA | SALOMON-SMITH | na | Comb. | Comb. | |||
| Salomon Smith Barney Holdings | 4/26/01 | 100.0 | Floats | Mdm-Trm Fl Nts | 5/4/04 | 100.000 | Floats | Aa3 | AA- | AA | SALOMON-SMITH | na | Comb. | Comb. | |||
| Yes | Shaw Group Inc | 4/26/01 | 590.0 | Zero | LYONS | PUT04/21 | 63.923 | 2.250 | NR | B+ | NR | MERRILL | na | Comb. | Comb. | ||
| TECO Energy Inc | 4/26/01 | 400.0 | 7.200 | Notes | 5/1/11 | 99.733 | 7.238 | 200 | A3 | A- | NR | JPM | na | Comb. | Comb. | ||
| Yes | Varco International Inc | 4/26/01 | 200.0 | 7.250 | Bonds | 5/1/11 | 98.745 | 7.430 | 225 | Baa2 | BBB+ | NR | CS-FB | .650 | .130 | .40 | .120 |
| Yes | Beta Finance | 4/27/01 | 50.0 | 4.350 | Medium-Term Nts | 5/7/02 | 100.000 | 4.350 | 20 | Aaa | AAA | NR | SALOMON-SMITH | na | Comb. | Comb. | |
| Yes | Beta Finance Inc(Beta Finance) | 4/27/01 | 50.0 | 4.325 | Medium-Term Nts | 5/3/02 | 99.99 | 4.335 | 19 | Aaa | AAA | NR | CS-FB | na | Comb. | Comb. | |
| Yes | Dorada Finance Inc | 4/27/01 | 90.0 | 4.345 | Medium-Term Nts | 5/2/02 | 99.99 | 4.355 | 21 | NR | NR | NR | CS-FB | na | Comb. | Comb. | |
| Jabil Circuit Inc | 4/27/01 | 300.0 | 1.750 | Cvt Subord Nts | PUT04/21 | 100.000 | 1.750 | NR | B | NR | SALOMON-SMITH | 2.250 | .450 | 1.35 | .450 | ||
| Yes | Old Mutual PLC | 4/27/01 | 575.0 | 3.625 | Convertible Bds | PUT03/05 | 100.000 | 3.625 | A2 | NA | NA | MERRILL | na | Comb. | Comb. | ||
| Yes | Sigma Finance Inc | 4/27/01 | 100.0 | 4.335 | Medium-Term Nts | 5/1/02 | na | Market | Aaa | AAA | NR | CS-FB | Market | Comb. | Comb. | ||
| Yes | Sigma Finance Inc | 4/27/01 | 300.0 | 4.750 | Medium-Term Nts | 4/25/02 | 100.000 | 4.750 | Aaa | AAA | NR | SALOMON-SMITH | na | Comb. | Comb. | ||
| Yes | Superior Energy Services Inc | 4/27/01 | 200.0 | 8.875 | Senior Notes | 5/15/11 | 100.000 | 8.875 | 362 | B1 | BB- | NR | CS-FB | na | Comb. | Comb. | |
| ANZ Banking Group Ltd | 4/30/01 | 50.0 | 4.370 | Bank Notes | 5/2/02 | 100.000 | 4.370 | 22 | Aa3 | AA- | NR | BA-SEC-LLC | na | Comb. | Comb. | ||
| BankAmerica Corp,Charlotte,NC | 4/30/01 | 400.0 | Floats | Mdm-Trm Fl Nts | 5/3/04 | 100.000 | Floats | Aa2 | A+ | NR | BA-SEC-LLC | na | Comb. | Comb. | |||
| Yes | Cendant Corp | 4/30/01 | 800.0 | Zero | Zero Cvt Notes | PUT02/21 | 100.000 | na | Baa1 | BBB | NA | GS | na | Comb. | Comb. | ||
| First Union National Bank,NC | 4/30/01 | 150.0 | Floats | Flt Rate Bk Nts | 5/3/02 | Market | Floats | Aa3 | A+ | AA- | FIRST-UNION-CAP | Market | Comb. | Comb. | |||
| Yes | Neuberger Berman Inc | 4/30/01 | 151.0 | na | COCO LYON | 5/4/21 | 86.095 | na | NA | NA | NA | MERRILL | na | Comb. | Comb. | ||
| Yes | Affiliated Managers Group Inc | 5/1/01 | 195.0 | Zero | COCO LYON | PUT02/21 | 90.495 | na | NR | NR | NR | MERRILL | na | ||||
| Yes | Credit Suisse Group | 5/1/01 | 250.0 | Floats | Mdm-Trm Fl Nts | 5/7/03 | 100.000 | Floats | A1 | AA+ | AA | CS-FB | na | Comb. | Comb. | ||
| Dynegy Inc | 5/1/01 | 550.4 | 7.270 | Notes | 11/8/16 | 100.000 | 7.270 | NA | BBB+ | BBB | LEH | na | Comb. | Comb. | |||
| Yes | Emcore Corp | 5/1/01 | 150.0 | 5.000 | Cvt Subord Nts | 5/15/06 | 100.000 | 5.000 | NR | NR | NA | CS-FB-CS | na | Comb. | Comb. | ||
| Georgia Power Co(Southern Co) | 5/1/01 | 90.0 | 5.250 | Notes | 5/8/03 | 100.000 | 5.250 | 102 | A2 | A | NR | SALOMON-SMITH | na | Comb. | Comb. | ||
| Yes | IVAX Corp | 5/1/01 | 575.0 | 4.500 | Cvt Sr Sub Nts | 5/15/08 | 100.000 | 4.500 | NR | B- | NR | UBS-WARBURG | .260 | Comb. | Comb. | ||
| Toyota Motor Credit Corp | 5/1/01 | 100.0 | Floats | Mdm-Trm Fl Nts | 5/7/03 | 100.000 | Floats | Aa1 | AAA | NR | GS | na | Comb. | Comb. | |||
| Yes | AARP | 5/2/01 | 125.0 | 7.500 | Notes | 5/15/31 | 99.177 | 7.570 | 175 | Aa3 | AA | NR | na | Comb. | Comb. | ||
| Yes | AIG SunAmerica Glbl Fin V | 5/2/01 | 1000.0 | 6.300 | Global Bonds | 5/10/11 | 99.853 | 6.320 | 103 | Aaa | AAA | NR | MER,UBSW | .425 | .075 | .30 | .075 |
| Yes | AIG SunAmerica Glbl Fin V | 5/2/01 | 750.0 | 5.200 | Global Bonds | 5/10/04 | 99.912 | 5.232 | 88 | Aaa | AAA | NR | MER, UBSW | .225 | .050 | .125 | .050 |
| American National Bank & Trust | 5/2/01 | 1.3 | 5.000 | CDs | 5/3/04 | 100.000 | 5.000 | NR | NR | NR | MORGAN-STANLEY | na | Comb. | Comb. | |||
| American National Bank & Trust | 5/2/01 | 1.7 | 5.250 | CDs | 5/2/05 | 100.000 | 5.250 | NR | NR | NR | MORGAN-STANLEY | na | Comb. | Comb. | |||
| American National Bank & Trust | 5/2/01 | 4.8 | 5.500 | CDs | 5/2/06 | 100.000 | 5.500 | NR | NR | NR | MORGAN-STANLEY | na | Comb. | Comb. | |||
| Bank Leumi USA | 5/2/01 | 1.2 | 5.050 | CDs | 11/2/04 | 100.000 | 5.050 | A3 | AA | NR | MORGAN-STANLEY | na | Comb. | Comb. | |||
| Yes | CC(USA) Inc(Centauri Corp) | 5/2/01 | 42.0 | Floats | Mdm-Trm Fl Nts | 5/8/02 | 99.99 | Floats | Aaa | AAA | NR | CS-FB | na | Comb. | Comb. | ||
| Capital One Bank | 5/2/01 | 1.8 | 4.500 | CDs | 5/2/02 | 100.000 | 4.500 | Baa2 | BBB- | BBB+ | MORGAN-STANLEY | na | Comb. | Comb. | |||
| Capital One Bank | 5/2/01 | 1.7 | 5.000 | CDs | 5/2/03 | 100.000 | 5.000 | Baa2 | BBB- | BBB+ | MORGAN-STANLEY | na | Comb. | Comb. | |||
| Capital One Bank | 5/2/01 | 3.0 | 5.750 | CDs | 5/2/06 | 100.000 | 5.750 | Baa2 | BBB- | BBB+ | MORGAN-STANLEY | na | Comb. | Comb. | |||
| Capital One Bank | 5/2/01 | 1.0 | 5.250 | CDs | 5/3/04 | 100.000 | 5.250 | Baa2 | BBB- | BBB+ | MORGAN-STANLEY | na | Comb. | Comb. | |||
| Yes | Cephalon Inc | 5/2/01 | 300.0 | na | Cvt Sr Sub Nts | 5/1/06 | 100.000 | 5.250 | NR | NR | NR | ROBERTSON-S | na | Comb. | Comb. | ||
| CIB Bank | 5/2/01 | 1.1 | 5.050 | CDs | 5/3/04 | 100.000 | 5.050 | NR | NR | NR | MORGAN-STANLEY | na | Comb. | Comb. | |||
| Yes | Credit Suisse Group | 5/2/01 | 50.0 | Floats | Mdm-Trm Fl Nts | 11/7/02 | 100.000 | Floats | A1 | AA+ | AA | CS-FB | na | Comb. | Comb. | ||
| Yes | Credit Suisse Group | 5/2/01 | 245.0 | Floats | Mdm-Trm Fl Nts | 5/7/02 | 100.000 | Floats | A1 | AA+ | AA | CS-FB | na | Comb. | Comb. | ||
| Yes | Credit Suisse Group | 5/2/01 | 203.0 | Floats | Mdm-Trm Fl Nts | 5/6/02 | 100.000 | Floats | A1 | A+ | AA | CS-FB | na | Comb. | Comb. | ||
| Discover Card Bk of New Castle | 5/2/01 | 6.8 | 4.650 | CDs | 5/2/03 | 100.000 | 4.650 | NR | NR | NR | MORGAN-STANLEY | na | Comb. | Comb. | |||
| Discover Card Bk of New Castle | 5/2/01 | 4.7 | 5.250 | CDs | 5/2/05 | 100.000 | 5.250 | NR | NR | NR | MORGAN-STANLEY | na | Comb. | Comb. | |||
| Discover Card Bk of New Castle | 5/2/01 | 4.7 | 5.400 | CDs | 5/2/06 | 100.000 | 5.400 | NR | NR | NR | MORGAN-STANLEY | na | Comb. | Comb. | |||
| Discover Card Bk of New Castle | 5/2/01 | 6.4 | 5.000 | CDs | 5/3/04 | 100.000 | 5.000 | NR | NR | NR | MORGAN-STANLEY | na | Comb. | Comb. | |||
| Direct Merchants Credit Card | 5/2/01 | 2.1 | 5.000 | CDs | 4/30/03 | 100.000 | 5.000 | Ba1 | NR | NR | MORGAN-STANLEY | na | Comb. | Comb. | |||
| Firstar Bank | 5/2/01 | 100.0 | 4.290 | CDs | 5/3/02 | 100.000 | 4.290 | 6 | A2 | A- | A+ | BA-SEC-LLC | na | Comb. | Comb. | ||
| First USA Bank,Wilmington,DE | 5/2/01 | 5.2 | 5.500 | CDs | 5/2/06 | 100.000 | 5.500 | Aa2 | AA- | NR | MORGAN-STANLEY | na | Comb. | Comb. | |||
| Household Finance Corp | 5/2/01 | 2000.0 | 6.750 | Global Bonds | 5/15/11 | 99.532 | 6.815 | 155 | A2 | A | NR | DB,JPMS,SSB | .450 | Comb. | Comb. | ||
| Lehman Brothers Holdings Inc | 5/2/01 | 1500.0 | 6.250 | Global Bonds | 5/15/06 | 99.812 | 6.294 | 143 | A2 | A | NR | LEH | .350 | Comb. | Comb. | ||
| NOVA Chemicals Corp | 5/2/01 | 300.0 | 7.000 | Senior Notes | 5/15/06 | 99.515 | 7.116 | 225 | Baa2 | BBB | NR | SSB, LEH | na | Comb. | Comb. | ||
| Providian Ntl Bk, Tilton, NH | 5/2/01 | 1.3 | 5.300 | CDs | 5/2/05 | 100.000 | 5.300 | Baa3 | BBB- | NR | MORGAN-STANLEY | na | Comb. | Comb. | |||
| Providian Ntl Bk, Tilton, NH | 5/2/01 | 1.3 | 6.050 | CDs | 5/2/11 | 100.000 | 6.050 | Baa3 | BBB- | NR | MORGAN-STANLEY | na | Comb. | Comb. | |||
| Providian Ntl Bk, Tilton, NH | 5/2/01 | 1.8 | 5.500 | CDs | 5/2/06 | 100.000 | 5.500 | Baa3 | BBB- | NR | MORGAN-STANLEY | na | Comb. | Comb. | |||
| Providian Ntl Bk, Tilton, NH | 5/2/01 | 4.1 | 4.350 | CDs | 5/2/02 | 100.000 | 4.350 | Baa3 | BBB- | NR | MORGAN-STANLEY | na | Comb. | Comb. | |||
| Providian Ntl Bk, Tilton, NH | 5/2/01 | 1.1 | 4.700 | CDs | 5/2/03 | 100.000 | 4.700 | Baa3 | BBB- | NR | MORGAN-STANLEY | na | Comb. | Comb. | |||
| Providian Ntl Bk, Tilton, NH | 5/2/01 | 1.4 | 5.100 | CDs | 5/3/04 | 100.000 | 5.100 | Baa3 | BBB- | NR | MORGAN-STANLEY | na | Comb. | Comb. | |||
| Svenska Handelsbanken NY | 5/2/01 | 75.0 | 4.350 | CDs | 5/31/02 | 100.000 | 4.350 | Aa3 | A+ | AA- | BA-SEC-LLC | na | Comb. | Comb. | |||
| Yes | Marriott International Inc | 5/3/01 | 410.0 | Zero | LYONS | 86.095 | na | NR | NR | NR | MERRILL | na | Comb. | Comb. |
April 26, 6 P.M.--May 3, 6 P.M.
