| - | Date | Issuer | Princ. Amt. ($ Mils) | Cpn. | Security Type | Maturity | Offer Price | Yield | BP Sprd. | M | S&P | F | Manager | Gross Sprd. Fee % | Sell-Con. Fee % | Under Writing Fee % | Mgmt. Fee % |
| - | 2/12/04 | American Express Centurion Bk | 225 | Floats | FR MT Bank Nts | 2/17/05 | 100 | Floats | - | Aa3 | A+ | A+ | CITIGROUP | na | - | - | - |
| * | 2/12/04 | AmeriPath Inc | 75 | 10.5 | Sr Sub Notes | 4/1/13 | 106 | 9.502 | 578 | Caa1 | B- | NR | CS-FB-CS DEUTSCHE-BK-SEC CITIGROUP WACHOVIA-SEC | na | - | - | - |
| * | 2/12/04 | CC(USA) Inc(Centauri Corp) | 77 | Floats | Mdm-Trm Fl Nts | 2/25/05 | 100 | Floats | - | Aaa | AAA | NR | LEH | na | - | - | - |
| * | 2/12/04 | Centauri Corp | 100 | Floats | Mdm-Trm Fl Nts | 3/7/05 | 100 | Floats | - | Aaa | AAA | NR | MERRILL | na | - | - | - |
| - | 2/12/04 | Countrywide Home Loans Inc | 750 | Floats | Global MTNs | 2/17/06 | 100 | Floats | - | A3 | A | A | DEUTSCHE-BK-SEC LEH | 0.2 | - | Comb. | Comb. |
| * | 2/12/04 | Erico Holdings Corp | 141 | 8.875 | Sr Sub Notes | 3/1/12 | 100 | 8.875 | 485 | B3 | B- | NR | DEUTSCHE-BK-SEC JPM | na | - | - | - |
| - | 2/12/04 | General Electric Capital Corp | 50 | Floats | Mdm-Trm Fl Nts | 2/18/11 | 100 | Floats | - | Aaa | AAA | NR | MORGAN-STANLEY | na | - | - | - |
| - | 2/12/04 | General Motors Acceptance Corp | 200 | Floats | Mdm-Trm Fl Nts | 5/18/06 | 100 | Floats | - | A3 | BBB | BBB+ | LEH | na | - | - | - |
| - | 2/12/04 | General Motors Acceptance Corp | 200 | Floats | Mdm-Trm Fl Nts | 5/18/06 | 100 | Floats | - | A3 | BBB | BBB+ | CITIGROUP | na | - | - | - |
| - | 2/12/04 | General Motors Acceptance Corp | 175 | Floats | Mdm-Trm Fl Nts | 5/18/06 | 100 | Floats | - | A3 | BBB | BBB+ | JPM | na | - | - | - |
| - | 2/12/04 | General Motors Acceptance Corp | 155 | Floats | Mdm-Trm Fl Nts | 5/18/06 | 100 | Floats | - | A3 | BBB | BBB+ | MORGAN-STANLEY | na | - | - | - |
| - | 2/12/04 | Georgia Power Co(Southern Co) | 150 | Floats | Float Rate Nts | 2/17/09 | 100 | Floats | - | A2 | A | NR | GS LEH MORGAN-STANLEY | na | - | - | - |
| * | 2/12/04 | John Hancock Global Funding II | 67 | Floats | Mdm-Trm Fl Nts | 2/23/07 | 100 | Floats | - | Aa3 | NR | AA | MORGAN-STANLEY | na | - | - | - |
| * | 2/12/04 | John Hancock Finl Svcs Inc | 50 | Floats | Mdm-Trm Fl Nts | 2/23/07 | 100 | Floats | - | A3 | A | A+ | CITIGROUP | na | - | - | - |
| * | 2/12/04 | John Hancock Finl Svcs Inc | 10 | Floats | Mdm-Trm Fl Nts | 4/3/09 | 100 | Floats | - | A3 | A | NR | CS-FB-CS | na | - | - | - |
| * | 2/12/04 | John Hancock Finl Svcs Inc | 200 | Floats | Float Rate Nts | 2/24/06 | 100 | Floats | - | A3 | A | NR | LEH | na | - | - | - |
| * | 2/12/04 | John Hancock Finl Svcs Inc | 144.5 | Floats | Mdm-Trm Fl Nts | 4/3/09 | 100 | Floats | - | A3 | A | NR | LEH | na | - | - | - |
| * | 2/12/04 | John Hancock Finl Svcs Inc | 5 | Floats | Mdm-Trm Fl Nts | 4/3/09 | 100 | Floats | - | A3 | A | NR | MORGAN-STANLEY | na | - | - | - |
| - | 2/12/04 | Lehman Brothers Holdings Inc | 11.9 | 5.6 | Medium-Term Nts | 2/17/29 | 100 | 5.6 | 71 | A1 | A | A+ | LEH | na | - | - | - |
| - | 2/12/04 | Paccar Financial Corp | 50 | Floats | Mdm-Trm Fl Nts | 2/17/06 | 100 | Floats | - | A1 | AA- | NR | BARCLAYS-CAP | 0.2 | - | Comb. | Comb. |
| - | 2/12/04 | Paccar Financial Corp | 50 | Floats | Mdm-Trm Fl Nts | 2/17/06 | 100 | Floats | - | A1 | AA- | NR | CITIGROUP | 0.2 | - | Comb. | Comb. |
| * | 2/12/04 | Phillips Van-Heusen Corp | 150 | 7.25 | Senior Notes | 2/15/11 | 100 | 7.25 | 370 | B2 | BB- | NR | CS-FB-CS JPM LEH | na | - | - | - |
| - | 2/12/04 | SLM Corp | 25 | Floats | Mdm-Trm Fl Nts | 2/12/16 | 100 | Floats | - | A2 | A | NR | MORGAN-STANLEY | na | - | - | - |
| * | 2/12/04 | Sigma Finance Inc | 500 | Floats | Mdm-Trm Fl Nts | 9/15/05 | 100 | Floats | - | Aaa | AAA | NR | JPM | na | - | - | - |
| * | 2/12/04 | Solo Cup Co | 325 | 8.5 | Sr Sub Notes | 2/15/14 | 100 | 8.5 | 445 | B3 | B- | NR | BA-SEC-LLC CITIGROUP | na | - | - | - |
| - | 2/12/04 | US Bancorp,Minneapolis,MN | 500 | Floats | Float Rate Nts | 2/17/06 | 99.991 | Floats | - | Aa2 | AA- | NR | MORGAN-STANLEY | na | - | - | - |
| - | 2/12/04 | Westpac Banking Corp | 1,750.00 | Floats | Extendible Nts | 3/11/05 | 100 | Floats | - | Aa3 | AA- | NR | MORGAN-STANLEY | na | - | - | - |
| * | 2/12/04 | Woodcraft Inc | 120 | 10 | Sr Sub Notes | 2/4/12 | 100 | 10 | 597 | B2 | B- | NR | CS-FB-CS WACHOVIA-SEC | na | - | - | - |
| * | 2/13/04 | CC(USA) Inc(Centauri Corp) | 47 | Floats | Mdm-Trm Fl Nts | 2/28/05 | 100 | Floats | - | Aaa | AAA | NR | LEH | na | - | - | - |
| * | 2/13/04 | John Hancock Global Funding II | 7.5 | Floats | Mdm-Trm Fl Nts | 4/3/09 | 100 | Floats | - | Aa3 | NR | AA | JPM | na | - | - | - |
| - | 2/13/04 | Natl Rural Utilities Coop Fin | 200 | Floats | Mdm-Trm Fl Nts | 2/17/06 | 100 | Floats | - | A2 | A | NR | LEH JPM | na | - | - | - |
| - | 2/13/04 | Overseas Shipholding Group Inc | 150 | 7.5 | Notes | 2/15/24 | 100 | 7.5 | 261 | Ba1 | BB+ | NR | UBS-INV-BANK | na | - | - | - |
| * | 2/13/04 | Pantry Inc | 225 | 7.75 | Sr Sub Notes | 2/15/14 | 100 | 7.75 | 374 | B3 | B- | NR | CS-FB-CS WACHOVIA-SEC | na | - | - | - |
| * | 2/13/04 | Russel Metals Inc | 175 | 6.375 | Senior Notes | 2/20/14 | 100 | 6.375 | - | Ba3 | BB- | NR | CITIGROUP | na | - | - | - |
| * | 2/13/04 | Ubiquitel Inc | 270 | 9.875 | Senior Notes | 3/1/11 | 98.26 | 10.228 | - | Caa1 | CCC | NR | BEAR CITIGROUP | na | - | - | - |
| * | 2/13/04 | White Pine Finance LLC | 55 | Floats | Mdm-Trm Fl Nts | 2/15/05 | 100 | Floats | - | Aaa | AAA | NR | JPM | na | - | - | - |
| * | 2/17/04 | American Honda Finance | 35 | Floats | Mdm-Trm Fl Nts | 2/21/06 | 100 | Floats | - | A1 | A+ | NR | BANKONE-CAPITAL | na | - | - | - |
| * | 2/17/04 | American Honda Finance | 35 | Floats | Mdm-Trm Fl Nts | 2/21/06 | 100 | Floats | - | A1 | A+ | NR | JPM | na | - | - | - |
| * | 2/17/04 | American Honda Finance | 35 | Floats | Mdm-Trm Fl Nts | 2/21/06 | 100 | Floats | - | A1 | A+ | NR | GS | na | - | - | - |
| * | 2/17/04 | Riverside Forest Products Ltd | 150 | 7.875 | Senior Notes | 3/1/14 | 100 | 7.875 | 385 | B2 | B+ | NR | BEAR HARRN | na | - | - | - |
| * | 2/17/04 | Rogers AT&T Wireless | 750 | 6.375 | Sr Secured Nts | 3/1/14 | 100 | 6.375 | 233 | Ba3 | BB+ | NR | CITIGROUP JPM | na | - | - | - |
| - | 2/18/04 | CIT Group Inc | 105 | Floats | Mdm-Trm Fl Nts | 2/15/07 | 100 | Floats | - | A2 | A | A | DEUTSCHE-BK-SEC | na | - | - | - |
| - | 2/18/04 | CIT Group Inc | 280 | Floats | Mdm-Trm Fl Nts | 2/15/07 | 100 | Floats | - | A2 | A | A | JPM | na | - | - | - |
| - | 2/18/04 | CIT Group Inc | 50 | Floats | Mdm-Trm Fl Nts | 2/15/07 | 100 | Floats | - | A2 | A | A | BA-SEC-LLC | na | - | - | - |
| - | 2/18/04 | CIT Group Inc | 40 | Floats | Mdm-Trm Fl Nts | 2/15/07 | 100 | Floats | - | A2 | A | A | HSBC-SECURITIES | na | - | - | - |
| - | 2/18/04 | CIT Group Inc | 100 | Floats | Mdm-Trm Fl Nts | 2/15/07 | 100 | Floats | - | A2 | A | A | CS-FB-CS | na | - | - | - |
| - | 2/18/04 | CIT Group Inc | 75 | Floats | Mdm-Trm Fl Nts | 2/15/07 | 100 | Floats | - | A2 | A | A | BNP-PARIBAS | na | - | - | - |
| - | 2/18/04 | CIT Group Inc | 50 | Floats | Mdm-Trm Fl Nts | 2/15/07 | 100 | Floats | - | A2 | A | A | BARCLAYS-CAP | na | - | - | - |
| - | 2/18/04 | CIT Group Inc | 250 | Floats | Mdm-Trm Fl Nts | 2/15/07 | 100 | Floats | - | A2 | A | A | LEH | na | - | - | - |
| - | 2/18/04 | CIT Group Inc | 50 | Floats | Mdm-Trm Fl Nts | 2/15/07 | 100 | Floats | - | A2 | A | A | UBS-INV-BANK | na | - | - | - |
| - | 2/18/04 | Comstock Resources Inc | 175 | 6.875 | Senior Notes | 3/1/12 | 100 | 6.875 | - | B2 | B | NR | BA-SEC-LLC BMO-NES-INC | na | - | - | - |
| - | 2/18/04 | Duke Capital(Duke Energy) | 200 | 4.37 | Notes | 3/1/09 | 100 | 4.37 | 135 | Baa3 | BBB- | BBB- | JPM WACHOVIA-SEC | na | - | - | - |
| - | 2/18/04 | Duke Capital(Duke Energy) | 288 | 5.5 | Notes | 3/1/14 | 99.998 | 5.5 | 145 | Baa3 | BBB- | BBB- | JPM WACHOVIA-SEC | na | - | - | - |
| - | 2/18/04 | Lehman Brothers Holdings Inc | 750 | 4.8 | Global Notes | 3/13/14 | 99.642 | 4.845 | 83 | A2 | A | A+ | LEH | na | - | - | - |
| - | 2/18/04 | Lehman Brothers Holdings Inc | 100 | Floats | Mdm-Trm Fl Nts | 2/23/07 | 100 | Floats | - | A1 | A | A+ | LEH | na | - | - | - |
| - | 2/18/04 | Lehman Brothers Holdings Inc | 500 | 3.6 | Global Notes | 3/13/09 | 99.902 | 3.621 | 63 | A2 | A | A+ | LEH | na | - | - | - |
| * | 2/18/04 | Morgan Stanley | 1,250.00 | Floats | Float Rate Nts | 2/15/07 | 100 | Floats | - | Aa3 | A+ | NR | MORGAN-STANLEY | na | - | - | - |
| - | 2/18/04 | Natl Rural Utilities Coop Fin | 600 | 4.75 | Coll Trust Bds | 3/1/14 | 99.967 | 4.754 | 70 | A1 | A+ | NR | JPM BA-SEC-LLC MERRILL | na | - | - | - |
| * | 2/18/04 | Odebrecht Overseas Ltd | 150 | 11.5 | Notes | 2/25/09 | 99.075 | 11.75 | 880 | NR | B+ | NR | CS-FB-CS | 1.5 | 1 | 0.25 | 0.25 |
| - | |||||||||||||||||
| Source: Thomson Financial/Securities Data. For more information, call Rich Petersonat (973) 645-9701. | |||||||||||||||||
| BP SPRD. - basis point spread over Treasuries; FLT. SPRD. - basis point spread over floating index; Comb. - fee is combined; NR - not rated; Na - not available; *144A | |||||||||||||||||
| // Manager responsible for running the books; Contains offerings of $2 million or more and includes only the portion of global deals distributed in the U.S.; | |||||||||||||||||
| * More managers, but not listed; JB - joint books; Ý estimated price. |
Financing Record (FEBRUARY 13 -- FEBRUARY 19)
