SEC Reminds Industry Of Authority On Insider Trading
Officials at the Securities and Exchange Commission have reaffirmed that the agency has authority potentially to bring enforcement proceedings in situations involving derivatives and other complex transactions provided there has been insider trading or other securities laws violations.
Unlock this article.
The content you are trying to view is exclusive to our subscribers.
To unlock this article:
- ✔ 4,000 annual insights
- ✔ 700+ notes and long-form analyses
- ✔ 4 capital markets databases
- ✔ Daily newsletters across markets and asset classes
- ✔ 2 weekly podcasts
