ICAP Fined Over CDS Correspondence
The Financial Industry Regulatory Authority has fined ICAP Corporates USD2.8 million and suspended one of its former brokers over alleged improper communications relating to credit default swaps.
Unlock this article.
The content you are trying to view is exclusive to our subscribers.
To unlock this article:
- ✔ 4,000 annual insights
- ✔ 700+ notes and long-form analyses
- ✔ 4 capital markets databases
- ✔ Daily newsletters across markets and asset classes
- ✔ 2 weekly podcasts
