SEC Revisits Uptick Rule

The U.S. Securities and Exchange Commission plans to discuss reinstating the so-called “uptick rule” when it meets April 8 to consider possible short sale price test rules.

  • 16 Mar 2009
The U.S. Securities and Exchange Commission plans to discuss reinstating the so-called “uptick rule” when it meets April 8 to consider possible short sale price test rules. The rule, which had been introduced in 1929 to allow short sales only when the latest sale price was higher than ...

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5 Barclays 231,197.41 895 5.84%

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2 Deutsche Bank 34,880.53 120 6.51%
3 Bank of America Merrill Lynch 31,805.65 97 5.93%
4 BNP Paribas 27,920.60 169 5.21%
5 SG Corporate & Investment Banking 24,398.89 138 4.55%

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2 Morgan Stanley 16,334.63 83 7.32%
3 Citi 15,972.34 95 7.16%
4 UBS 15,487.17 60 6.94%
5 Goldman Sachs 14,053.61 76 6.30%