dcsimg
Derivatives

SEC Preps Derivatives Guidance For Funds

The Securities and Exchange Commission is working on updated guidance on how the Investment Company Act applies to derivatives.

  • 04 Aug 2011
The Securities and Exchange Commission is working on updated guidance on how the Investment Company Act applies to derivatives. Kevin Kelcourse, assistant director in the agency’s Boston office, told attendees at a recent American Law Institute-American Bar Association investment company regulation conference that the guidance will likely cover ...

Please take a trial or subscribe to access this content.

Contact Mark Goodes to discuss your access: mark.goodes@globalcapital.com

Corporate access

To discuss GlobalCapital access for your entire department or company please call Mark Goodes on +44 (0)20 7779 8605 or email mark.goodes@globalcapital.com to discuss your requirements.

All International Bonds

Rank Lead Manager Amount $m No of issues Share %
  • Last updated
  • 26 Jan 2015
1 Barclays 28,419.66 77 8.76%
2 JPMorgan 26,688.86 72 8.23%
3 Citi 24,028.42 64 7.41%
4 HSBC 21,259.01 74 6.55%
5 Morgan Stanley 19,362.83 50 5.97%

Bookrunners of All Syndicated Loans EMEA

Rank Lead Manager Amount $m No of issues Share %
  • Last updated
  • 20 Jan 2015
1 Credit Agricole CIB 2,525.38 2 33.69%
2 Citi 725.00 2 9.67%
3 SG Corporate & Investment Banking 600.00 1 8.00%
3 Emirates NBD PJSC 600.00 1 8.00%
5 Deutsche Bank 508.74 2 6.79%

Bookrunners of all EMEA ECM Issuance

Rank Lead Manager Amount $m No of issues Share %
  • Last updated
  • 20 Jan 2015
1 UBS 4,446.03 1 40.92%
1 Goldman Sachs 4,446.03 1 40.92%
3 Citi 511.98 3 4.71%
4 Liberum Capital Ltd 192.75 4 1.77%
5 Morgan Stanley 186.33 2 1.71%