Aussie Derivatives Brokers Put Client Funds At Risk

Greg Tanzer, a member of the Australian Securities and Investment Commission, said derivatives brokers are putting client money at risk by investing in contracts for difference without following regulations aimed at protecting their funds.

  • 03 Dec 2012
Greg Tanzer, a member of the Australian Securities and Investment Commission, said derivatives brokers are putting client money at risk by investing in contracts for difference without following regulations aimed at protecting their funds. The ASIC said nearly one-third of 40 contract-for-difference and margin fx brokers failed to ...

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5 Goldman Sachs 15,454.74 49 6.29%

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5 Morgan Stanley 59.80 1 4.65%