Financing Record (SEPTEMBER 9 — SEPTEMBER 15)

  • 17 Sep 2004
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                                Under  
      Princ.                     GrossSell-Writ-  
      Amt.   Security   Offer   BP         Sprd.Con.ingMgmt.
  DateIssuer($ Mils)Cpn.TypeMaturityPriceYieldSprd.MS&PFManagerFee %Fee % Fee %Fee %
38239 American Express Centurion Bk 250 Floats Bank Notes 39339 100 Floats Aa3 A+ NR BNP-PARIBAS UTENDAHL-CAP 0.125 - Comb. Comb.
38239 L-Bank 1000 3.75 Fxd/Straight Bd 40073 99.61 3.836 Aaa AAA NR ABN-AMRO-INC MORGAN-STANLEY RBS 0.1 - Comb. Comb.
n 38239 Beta Finance Inc(Beta Finance) 50 Floats Mdm-Trm Fl Nts 38790 100 Floats Aaa AAA AAA GS na - - -
n 38239 Beta Finance Inc(Beta Finance) 125 Floats Mdm-Trm Fl Nts 38796 100 Floats Aaa AAA AAA GS na - - -
n 38239 Dorada Finance Inc 75 Floats Mdm-Trm Fl Nts 38790 100 Floats Aaa AAA NR GS na - - -
38239 ERP Operating Limited 500 5.25 Notes 41897 99.877 5.266 108 Baa1 BBB+ BBB+ WACHOVIA-SEC BA-SEC-LLC na - - -
38239 Golden West Financial Corp,CA 650 Floats Bank Notes 38975 100 Floats Aaa AA- AA- GS LEH na - - -
38239 Golden West Financial Corp,CA 350 Floats Bank Notes 38975 100 Floats Aaa AA- AA- GS LEH na - - -
n 38239 K2 (USA) LLC 129 Floats Mdm-Trm Fl Nts 38796 100 Floats Aaa AAA NR GS na - - -
n 38239 K2 (USA) LLC 100 Floats Mdm-Trm Fl Nts 38796 100 Floats Aaa AAA NR GS na - - -
n 38239 Links Finance Corporation 200 Floats Mdm-Trm Fl Nts 38791 100 Floats Aaa AAA NR GS na - - -
38239 US Bank NA,Minneapolis,MN 100 Floats Bank Notes 38610 100 Floats Aa2 AA- A+ LEH na - - -
38240 Caterpillar Finl Svcs Corp 25 Floats Mdm-Trm Fl Nts 38790 100 Floats A2 A A+ BA-SEC-LLC 0.3 - Comb. Comb.
38240 Natl Rural Utilities Coop Fin 25 Floats Mdm-Trm Fl Nts 38791 100 Floats A2 A A BA-SEC-LLC 0.3 - Comb. Comb.
n 38240 Pfizer Inc 1000 Floats Ext Flt Rt Bond 38266 100 Floats P1 A1+ F-1+ MORGAN-STANLEY MERRILL na - - -
n 38240 Protective Life Corp 25 Floats Mdm-Trm Fl Nts 38791 100 Floats Aa3 AA AA- BA-SEC-LLC 0.3 - Comb. Comb.
n 38240 Sigma Finance Inc 50 Floats Mdm-Trm Fl Nts 38611 100 Floats Aaa AAA AAA CS-FB-CS na - - -
38240 Textron Financial Corp 25 Floats Mdm-Trm Fl Nts 38792 100 Floats A3 A- A- BA-SEC-LLC 0.3 - Comb. Comb.
n 38243 Banco Do Brazil Securities 300 8.5 Sub Notes 41902 99.174 8.625 447 Baa1 NR NR CS-FB-CS na - - -
n 38243 Berkshire Hathaway Inc 300 3.4 Notes 39265 100.447 3.231 43 Aaa AAA AAA GS na - - -
38243 CIT Group Inc 750 5.125 Global Bonds 41912 99.704 5.163 102 A2 A A BA-SEC-LLC GS JPM na - - -
38243 CIT Group Inc 750 Floats Global Bonds 39345 100 Floats A2 A A BA-SEC-LLC GS JPM na - - -
38243 Connecticut Light and Power Co 150 4.8 Fst Mtg Bonds 41897 99.8 4.825 67 A2 A- BBB+ BARCLAYS-CAP JPM na - - -
38243 Connecticut Light and Power Co 130 5.75 Fst Mtg Bonds 12677 99.279 5.801 85 A2 A- BBB+ BARCLAYS-CAP JPM na - - -
38243 Countrywide Home Loans Inc 1250 4.125 Global Notes 40071 99.848 4.159 77 A3 A A CITIGROUP JPM LEH na - - -
38243 DaimlerChrysler North America 25 Floats Mdm-Trm Fl Nts 38792 100 Floats A3 BBB BBB+ BA-SEC-LLC 0.3 - Comb. Comb.
38243 First Data Corp 550 4.85 Notes 41913 99.982 4.852 69 A1 A+ NR CITIGROUP WELLS-FARGO na - - -
38243 First Data Corp 450 3.9 Notes 40087 99.84 3.935 55 A1 A+ NR CITIGROUP WELLS-FARGO na - - -
38243 Gulf Power Company 75 4.9 Notes 41913 99.944 4.907 75 A2 A A CITIGROUP JPM na - - -
n 38243 Home Depot Inc 1000 3.75 Notes 40071 99.496 3.862 48 Aa3 AA AA CS-FB-CS JPM 0.6 - Comb. Comb.
n 38244 American Honda Finance 40 Floats Mdm-Trm Fl Nts 38614 99.97 Floats A1 A+ NR BA-SEC-LLC na - - -
n 38244 American Honda Finance 40 Floats Mdm-Trm Fl Nts 38614 100 Floats A1 A+ NR CS-FB-CS na - - -
38244 DR Horton Inc 250 5.625 Senior Notes 41897 99.174 5.735 158 Ba1 BB+ BBB- UBS-INV-BANK na - - -
38244 General Electric Capital Corp 750 Floats Global FRNs 41897 100 Floats Aaa AAA AAA CITIGROUP LEH MORGAN-STANLEY na - - -
38244 General Electric Capital Corp 1250 4.75 Global Notes 41897 99.364 4.831 70 Aaa AAA AAA CITIGROUP GS MORGAN-STANLEY na - - -
38244 HSBC Bank USA,Brooklyn,NY 2750 Floats Global FRNs 39346 100 Floats Aa2 AA- AA HSBC-SECURITIES na - - -
38244 HSBC Bank USA,Brooklyn,NY 1750 3.875 Global Notes 40071 99.673 3.948 60 Aa2 AA- AA HSBC-SECURITIES na - - -
n 38244 Oil Casualty Insurance Ltd 200 8 Def Int Debs 12683 99.305 8.062 313 NR BBB NR GS na - - -
38244 Southwest Airlines Co 350 5.25 Notes 41913 99.389 5.329 119 Baa1 A A CITIGROUP SUN-TRUST-SEC na - - -
Go to www.BondWeek.com for a complete listing of all last week’s financing record.
Source: Thomson Financial/Securities Data. For more information, call Rich Peterson at (973) 645-9701.
BP SPRD. - basis point spread over Treasuries; FLT. SPRD. - basis point spread over floating index; Comb. - fee is combined; NR - not rated; Na - not available; n 144A
// Manager responsible for running the books; Contains offerings of $2 million or more and includes only the portion of global deals distributed in the U.S.; 
* More managers, but not listed; JB - joint books; † estimated price.
  • 17 Sep 2004

All International Bonds

Rank Lead Manager Amount $m No of issues Share %
  • Last updated
  • Today
1 Citi 304,500.91 1183 8.05%
2 JPMorgan 297,722.75 1300 7.87%
3 Bank of America Merrill Lynch 278,326.06 937 7.35%
4 Barclays 230,541.51 857 6.09%
5 Goldman Sachs 206,469.72 679 5.46%

Bookrunners of All Syndicated Loans EMEA

Rank Lead Manager Amount $m No of issues Share %
  • Last updated
  • Today
1 BNP Paribas 43,227.81 174 7.06%
2 JPMorgan 38,825.76 78 6.34%
3 Credit Agricole CIB 33,071.14 158 5.40%
4 UniCredit 32,366.25 145 5.29%
5 SG Corporate & Investment Banking 31,330.98 120 5.12%

Bookrunners of all EMEA ECM Issuance

Rank Lead Manager Amount $m No of issues Share %
  • Last updated
  • Today
1 JPMorgan 13,024.03 55 8.93%
2 Goldman Sachs 12,162.67 59 8.34%
3 Citi 9,451.48 53 6.48%
4 Morgan Stanley 8,054.41 48 5.52%
5 UBS 7,856.75 31 5.39%