. | Issuer | Date | Princ. Amt. ($ Mils) | Security Cpn. | Type | Offer Maturity | Price | Yield | BP Sprd. | M | S&P | F | Manager | Gross Sprd. Fee % | Sell-Con. Fee % | Under Writing Fee % | Mgmt. Fee % |
- | American General Finance Corp | 11/6/03 | 350 | Floats | Float Rate Nts CAPITAL JPM | 11/15/06 | 99.64 | Floats | - | A1 | A+ | A+ | BA-SEC-LLC BANKONE | na | - | - | - |
- | Bank One, NA | 11/6/03 | 25 | 3 | Medium-Term Nts | 11/13/06 | 100 | 3 | 65 | Aa2 | A+ | A+ | BANKONE-CAPITAL | na | - | - | - |
- | Bank One, NA | 11/6/03 | 65 | na | Mdm-Trm Fl Nts | 11/17/06 | 100 | na | - | Aa2 | A+ | NR | BANKONE-CAPITAL | na | - | - | - |
* | Beazer Homes USA | 11/6/03 | 200 | 6.5 | Senior Notes | 11/15/13 | 100 | 6.5 | 208 | Ba2 | BB | NR | UBS-INV-BANK | na | - | - | - |
* | Beta Finance Inc(Beta Finance) | 11/6/03 | 23 | 1.51 | Medium-Term Nts | 11/17/04 | 100 | 1.51 | -41 | Aaa | AAA | AAA | CITIGROUP | na | - | - | - |
* | Beta Finance Inc(Beta Finance) | 11/6/03 | 70 | Floats | Mdm-Trm Fl Nts | 11/18/05 | 100 | Floats | - | Aaa | AAA | NR | LEH | na | - | - | - |
* | CC(USA) Inc(Centauri Corp) | 11/6/03 | 250 | 1.5 | Medium-Term Nts | 11/17/04 | 100 | 1.5 | -42 | Aa1 | AA+ | NR | LEH | na | - | - | - |
* | Calpine Corp | 11/6/03 | 400 | 9.875 | Sr Secured Nts | 12/1/11 | 98 | 10.246 | 589 | NR | B | B- | MORGAN-STANLEY | na | - | - | - |
* | Commercial Metals Co | 11/6/03 | 200 | 5.625 | Notes | 11/15/13 | 99.856 | 5.644 | 123 | Baa2 | BBB | NR | GS BA-SEC-LLC | na | - | - | - |
* | Dorada Finance Inc | 11/6/03 | 136 | 1.5 | Medium-Term Nts | 11/17/04 | 100 | 1.5 | -42 | Aaa | AAA | NR | LEH | na | - | - | - |
- | Eastman Chemical Co | 11/6/03 | 250 | 6.3 | Notes | 11/15/18 | 99.234 | 6.38 | 198 | Baa2 | BBB | NR | CITIGROUP JPM-DEUTSCHE-BK-SEC | 0.75 | 0.45 | Comb. | Comb. |
- | Household Finance Corp | 11/6/03 | 110 | 6.7 | Medium-Term Nts | 11/13/05 | 100 | 6.7 | 478 | A1 | A | A | CITIGROUP | na | - | - | - |
- | Lehman Brothers Holdings Inc | 11/6/03 | 6.8 | 5.75 | Medium-Term Nts | 11/12/23 | 100 | 5.75 | - | A2 | A | A+ | LEH | na | - | - | - |
* | Michael Foods Inc | 11/6/03 | 150 | 8 | Sr Sub Notes | 11/15/13 | 100 | 8 | 359 | B3 | B- | NR | BA-SEC-LLC DEUTSCHE-BK-SEC UBS-INV-BANK | na | - | - | - |
* | PPC Escrow | 11/6/03 | 100 | 9.25 | Sr Sub Notes | 11/15/13 | 100 | 9.25 | 485 | B2 | B+ | NR | CS-FB-CS | na | - | - | - |
* | Pinnacle West Capital Corp | 11/6/03 | 165 | Floats | Float Rate Nts | 11/1/05 | 100 | Floats | - | Baa2 | BBB- | NR | BARCLAYS-CAP | na | - | - | - |
- | Public Service Electric & Gas | 11/6/03 | 250 | 4 | Secured MTNs | 11/1/08 | 99.907 | 4.021 | 63 | A3 | A- | A- | JPM SCOTIA-CAP-USA-UBS-INV-BANK | 0.5 | - | Comb. | Comb. |
* | JL Quality Foods | 11/6/03 | 125 | 9 | Sr Sub Notes | 11/15/10 | 100 | 9 | 509 | B3 | B- | NR | CS-FB-CS DEUTSCHE-BK-SEC | na | - | - | - |
* | State Auto Financial Corp | 11/6/03 | 100 | 6.25 | Notes | 11/15/13 | 99.486 | 6.32 | 190 | Baa1 | BBB | NR | MCDONALD | na | - | - | - |
* | Stratus Technologies Inc | 11/6/03 | 170 | 10.375 | Senior Notes | 12/1/08 | 100 | 10.375 | 696 | B3 | B | NR | GS JPM | na | - | - | - |
* | TableTop Holdings | 11/6/03 | 75 | Zero | Sr Sub Disc Nts | 5/15/14 | 55.131 | 12.25 | 785 | Caa1 | B- | NR | CS-FB-CS | na | - | - | - |
* | Triad Hospitals Inc | 11/6/03 | 600 | 7 | Sr Sub Notes | 11/15/13 | 100 | 7 | 260 | B3 | B | NR | MERRILL BA-SEC-LLC | na | - | - | - |
* | Dollar Financial Group | 11/7/03 | 220 | 9.75 | Senior Notes | 11/15/11 | 100 | 9.75 | 558 | B3 | B | NR | CS-FB-CS CITIGROUP | na | - | - | - |
- | Goldman Sachs Group Inc | 11/7/03 | 50 | Floats | Mdm-Trm Fl Nts | 11/7/06 | 99.75 | Floats | - | Aa3 | A+ | AA- | GS | na | - | - | - |
* | K2 (USA) LLC | 11/7/03 | 50 | 1.55 | Medium-Term Nts | 11/15/04 | 100 | 1.55 | -42 | Aaa | AAA | NR | LEH | na | - | - | - |
* | MSW Energy Holdings LLC | 11/7/03 | 225 | 7.375 | Sr Secured Nts | 9/1/10 | 100 | 7.375 | 340 | Ba2 | BB- | NR | CS-FB-CS | na | - | - | - |
- | WGL Holdings Inc | 11/7/03 | 37 | 4.88 | Medium-Term Nts | 11/7/13 | 100 | 4.88 | 47 | NR | AA- | A- | BANKONE-CAPITAL | na | - | - | - |
* | Berry Plastics Corp | 11/10/03 | 85 | 10.75 | Sr Sub Notes | 7/15/12 | 112 | 8.745 | 519 | B3 | B- | NR | JPM GS | na | - | - | - |
* | Terex Corp | 11/10/03 | 300 | 7.375 | Sr Sub Notes | 1/15/14 | 99.11 | 7.502 | 305 | B3 | B | NR | CS-FB-CS CITIGROUP | na | - | - | - |
- | Landesbank Baden-Wuerttemberg | 11/11/03 | 1,152.20 | 4.25 | Pfanbriefe | 1/4/12 | 99.267 | 4.358 | -9 | Aaa | AAA | AAA | BARCCG DZ-BK LBW$ | na | - | - | - |
- | CSX Corp | 11/12/03 | 200 | 2.75 | Notes | 2/15/06 | 99.95 | 2.773 | 75 | Baa2 | BBB | NR | CITIGROUP CS-FB-CS | 0.25 | 0.15 | Comb. | Comb. |
- | CSX Corp | 11/12/03 | 200 | 5.3 | Notes | 2/15/14 | 99.274 | 5.393 | 98 | Baa2 | BBB | NR | CITIGROUP CS-FB-CS | 0.65 | 0.4 | 0.12 | 0.13 |
- | Chesapeake Energy Corp | 11/12/03 | 200 | 6.875 | Senior Notes | 11/15/16 | 98.977 | 6.996 | 260 | Ba3 | BB- | BB- | BA-SEC-LLC LEH-DEUTSCHE-BK-SEC | na | - | - | - |
- | New Plan Excel Realty Trust | 11/12/03 | 50 | 5.5 | Medium-Term Nts | 11/20/13 | 100 | 5.5 | 108 | Baa2 | BBB | NR | BNY-CAP-BANKONE-CAPITAL | na | - | - | - |
* | Pepsi Bottling Group Inc | 11/12/03 | 400 | 5 | Notes | 11/15/13 | 99.348 | 5.084 | 68 | A3 | A | NR | CITIGROUP-CS-FB-CSDEUTSCHE-BK-SEC | 0.65 | - | Comb. | Comb. |
- | SCANA Corp | 11/12/03 | 200 | Floats | Sr Flt Notes | 11/15/06 | 100 | Floats | 45 | A3 | BBB+ | A- | UBS-INV-BANK | na | - | - | - |
* | Sigma Finance Inc | 11/12/03 | 100 | Floats | Mdm-Trm Fl Nts | 11/19/04 | 100 | Floats | - | Aaa | AAA | NR | LEH | na | - | - | - |
* | Sonic Automotive Inc | 11/12/03 | 75 | 8.625 | Sr Sub Notes | 8/15/13 | 105 | 7.88 | - | B2 | B+ | NR | BA-SEC-LLC-JPM-MERRILL | na | - | - | - |
* | Tekni-Plex Inc | 11/12/03 | 275 | 8.75 | Sr Secured Nts | 11/4/13 | 100 | 8.75 | 433 | B2 | B+ | NR | LEH-CITIGROUP | na | - | - | - |
* | United Energy Ltd | 11/12/03 | 260 | 4.7 | Notes | 4/15/11 | 99.899 | 4.716 | 83 | Aaa | AAA | NR | BA-SEC-LLC-CITIGROUP-WESTPAC | na | - | - | - |
* | United Energy Ltd | 11/12/03 | 200 | 5.45 | Notes | 4/15/16 | 99.809 | 5.471 | 108 | Aaa | AAA | NR | BA-SEC-LLC-CITIGROUP-WESTPAC | na | - | - | - |
-Source: Thomson Financial/Securities Data. For more information, call Rich Petersonat (973) 645-9701. | |||||||||||||||||
BP SPRD. - basis point spread over Treasuries; FLT. SPRD. - basis point spread over floating index; Comb. - fee is combined; NR - not rated; Na - not available; *144A | |||||||||||||||||
// Manager responsible for running the books; Contains offerings of $2 million or more and includes only the portion of global deals distributed in the U.S.; | |||||||||||||||||
* More managers, but not listed; JB - joint books; Ý estimated price. |