All material subject to strictly enforced copyright laws. © 2022 Euromoney Institutional Investor PLC group

FINRA Charges Morgan Keegan Over Structured Investments

The U.S. Financial Industry Regulatory Authority has filed a disciplinary proceeding against Morgan Keegan over the investment firm’s practices related to the marketing of bond funds heavily invested in structured products.

Unlock this article.

The content you are trying to view is exclusive to our subscribers.

To unlock this article:

Take a Free Trial or Login
We use cookies to provide a personalized site experience.
By continuing to use & browse the site you agree to our Privacy Policy.
I agree