SEC fines Jefferies for ADR failures
Jefferies must pay almost $4m to settle charges relating to the improper handling of American Depositary Receipts (ADRs) and supervisory failure.
Unlock this article.
The content you are trying to view is exclusive to our subscribers.
To unlock this article:
- ✔ 4,000 annual insights
- ✔ 700+ notes and long-form analyses
- ✔ 4 capital markets databases
- ✔ Daily newsletters across markets and asset classes
- ✔ 2 weekly podcasts