Morgan Stanley Fined Over TRS-Related Supervision Claim

© 2025 GlobalCapital, Derivia Intelligence Limited, company number 15235970, 4 Bouverie Street, London, EC4Y 8AX. Part of the Delinian group. All rights reserved.

Accessibility | Terms of Use | Privacy Policy | Modern Slavery Statement | Event Participant Terms & Conditions

Morgan Stanley Fined Over TRS-Related Supervision Claim

trs-diw23f.gif

The Financial Industry Regulatory Authority has fined Morgan Stanley $575,000 over alleged supervisory failures involving total return swaps and offshore stock loans.

Unlock this article.

The content you are trying to view is exclusive to our subscribers.

To unlock this article:

Request demo or Login

Related articles

Gift this article