SEC May Extend Tech Reg To Brokers
The U.S. Securities and Exchange Commission is considering extending to large brokers and dark pools a proposed regulation to assure they have adequate technology after recent the recent software malfunction at Knight Capital Group.
Unlock this article.
The content you are trying to view is exclusive to our subscribers.
To unlock this article:
- ✔ 4,000 annual insights
- ✔ 700+ notes and long-form analyses
- ✔ 4 capital markets databases
- ✔ Daily newsletters across markets and asset classes
- ✔ 2 weekly podcasts
