CFTC Issues Guidance For FCMs On Omnibus Accounts
The U.S. Commodity and Futures Trading Commission has issued guidance to registered futures commission merchants regarding clarify the record keeping requirements for customer segregated and secured funds maintained in carrying broker omnibus accounts.
Unlock this article.
The content you are trying to view is exclusive to our subscribers.
To unlock this article:
- ✔ 4,000 annual insights
- ✔ 700+ notes and long-form analyses
- ✔ 4 capital markets databases
- ✔ Daily newsletters across markets and asset classes
- ✔ 2 weekly podcasts