Financing Record (December 6 - December 12)

December 15, 2002 12:00 AM

• LinkedIn
• X
• Show more sharing options

• Copy Link URLCopied!
• Print
• LinkedIn
• X

.

Issuer

Date

Princ. Amt. ($ Mils)

Cpn.

Security Type

Maturity

Offer Price

Yield

BP Sprd.

M

S&P

F

Manager

Gross Sprd. Fee %

Sell- Con. Fee %

UnderWriting Fee %

Mgmt. Fee %

*

Ball Corp

12/5/02

300.0

6.875

Senior Notes

12/15/12

100.000

6.875

276

Ba3

BB

NR

BAS,DB,LEH

na

.

..

..

.

DaimlerChrysler North America

12/5/02

450.0

3.400

Sr Med Term Nts

12/15/04

99.957

3.422

145

A3

BBB+

NR

JPM

.175

.

Comb.

Comb.

.

Development Bank of Japan

12/5/02

602.0

1.700

Global Notes

9/20/22

99.767

1.714

5

Aa1

AA-

NR

SSB,UBSW

.450

.30

Comb.

Comb.

.

General Electric Capital Corp

12/5/02

500.0

Floats

Global MTNs

12/10/04

100.000

Floats

.

Aaa

AAA

NR

LEH

.200

.

Comb.

Comb.

.

HSBC Holdings PLC{HSBC}

12/5/02

1400.0

5.250

Sub Global Note

12/12/12

99.739

5.284

118

A1

A

AA-

HSBC-SECURITIES

.450

.

Comb.

Comb.

*

IMC Global Inc

12/5/02

100.0

11.250

Senior Notes

6/1/11

108.500

9.754

530

Ba2

BB

BB

GS

na

.

.

.

*

MassMutual Global Funding II

12/5/02

250.0

Floats

Mdm-Trm Fl Nts

12/13/05

100.000

Floats

19

Aa1

AAA

NR

WACHOVIA-SEC

na

.

.

.

.

Merrill Lynch & Co Inc

12/5/02

50.0

Floats

Mdm-Trm Fl Nts

12/10/04

100.000

Floats

.

Aa3

AA-

AA

MERRILL

na

.

.

.

.

Morgan Stanley

12/5/02

325.0

Floats

Mdm-Trm Fl Nts

1/17/07

100.000

Floats

.

Aa3

A+

AA-

MORGAN-STANLEY

.300

.

Comb.

Comb.

.

National City Bank,Indiana

12/5/02

250.0

Floats

Flt Rate Bk Nts

12/9/03

100.000

Floats

.

A3

A+

NR

BANKONE-CAPITAL

na

.

.

.

.

Salomon Smith Barney Holdings

12/5/02

100.0

Floats

Mdm-Trm Fl Nts

12/10/04

100.000

Floats

.

Aa3

AA-

AA

SALOMON-SMITH

na

.

.

.

.

Textron Financial Corp

12/5/02

50.0

Floats

Mdm-Trm Fl Nts

12/9/05

100.000

Floats

.

Aa3

A-

A

MERRILL

na

.

.

.

*

USAA Capital Corp

12/5/02

30.0

4.640

Medium-Term Nts

12/10/09

100.000

4.640

146

Aa1

AAA

NR

SALOMON-SMITH

.600

.

Comb.

Comb.

*

USAA Capital Corp

12/5/02

25.0

4.000

Medium-Term Nts

12/10/07

100.000

4.000

82

Aa1

AAA

NR

SALOMON-SMITH

.500

.

Comb.

Comb.

.

Alabama Power(Southern Co Inc)

12/6/02

200.0

5.875

Sr Unsecurd Nts

12/1/22

99.271

5.938

95

A2

A

A

MORGAN-STANLEY

.875

.

Comb.

Comb.

*

Allbritton Communications Co

12/6/02

275.0

7.750

Sr Sub Notes

12/15/12

100.000

7.750

367

B3

B-

NR

DEUTSCHE-BK-SEC

na

.

.

.

.

Countrywide Home Loans Inc

12/6/02

37.0

Floats

Mdm-Trm Fl Nts

12/10/03

100.000

Floats

.

A3

A

A

SALOMON-SMITH

na

.

.

.

.

John Deere Capital(Deere & Co)

12/6/02

300.0

3.125

Notes

12/15/05

99.886

3.165

130

A3

A-

NR

ML,SSB

na

.

.

.

.

Emerson Electric Co

12/6/02

250.0

5.000

Notes

12/15/14

99.101

5.101

98

A2

A

NR

BK ONE,SSB

.650

.

Comb.

Comb.

*

John Hancock Global Funding II

12/6/02

50.0

Floats

Mdm-Trm Fl Nts

12/10/04

100.000

Floats

.

Aa2

NR

AAA

UBS-WARBURG

na

.

.

.

.

ING Groep NV

12/6/02

1000.0

7.200

Perp Sub Bonds

Perpet.

100.000

na

.

A1

A-

NR

ML,MS, ING

3.150

.

Comb.

Comb.

*

K2 (USA) LLC

12/6/02

150.0

Floats

Mdm-Trm Fl Nts

1/7/04

100.000

Floats

.

Aaa

AAA

NR

JPM

na

.

.

.

.

Merrill Lynch & Co Inc

12/6/02

300.0

Floats

Mdm-Trm Fl Nts

12/11/03

100.000

Floats

.

Aa3

AA-

AA

MERRILL

na

.

.

.

.

Merrill Lynch & Co Inc

12/6/02

15.0

Floats

Mdm-Trm Fl Nts

12/10/04

100.000

Floats

.

Aa3

AA-

AA

MERRILL

na

.

.

.

.

Merrill Lynch & Co Inc

12/6/02

40.0

Floats

Mdm-Trm Fl Nts

12/17/04

100.000

Floats

.

Aa3

AA-

AA

MERRILL

na

.

.

.

*

USAA Capital Corp

12/6/02

45.0

3.130

Medium-Term Nts

12/15/05

100.000

3.130

126

Aa1

AAA

NR

SALOMON-SMITH

.150

.

Comb.

Comb.

.

Dominion Resources Inc

12/9/02

300.0

6.750

Senior Notes

12/15/32

99.758

6.769

182

Baa1

BBB+

NR

JPM,WACH

na

.

.

.

*

PACE Inc

12/9/02

100.0

Floats

Mdm-Trm Fl Nts

12/15/03

100.000

Floats

.

NR

NR

NR

CS-FB

na

.

.

..

.

Wisconsin Public Service Corp

12/9/02

150.0

4.875

Notes

12/1/12

99.605

4.926

90

Aa1

AA-

AA+

UBS-WARBURG

na

.

.

.

*

American Honda Finance

12/10/02

50.0

Floats

Mdm-Trm Fl Nts

12/15/03

100.000

Floats

.

A2

A+

NR

JPM

na

.

.

.

.

Boston Properties Inc

12/10/02

750.0

6.250

Sr Unsecurd Nts

1/15/13

99.650

6.297

225

Baa2

BBB

BBB

BAS,JPM,SSB

na

.

.

.

.

Florida Power & Light Co(FPL)

12/10/02

200.0

5.850

Notes

2/1/33

100.000

5.850

94

Aa3

A

NR

JPM,SSB

na

.

.

.

.

Goldman Sachs Group Inc

12/10/02

25.0

Floats

Mdm-Trm Fl Nts

1/14/08

100.000

Floats

.

Aa3

A+

AA-

GS

na

.

.

.

.

SLM Corp

12/10/02

50.0

Floats

Mdm-Trm Fl Nts

12/9/05

100.000

Floats

.

A2

A

A+

JPM

na

.

.

.

*

Sigma Finance Inc

12/10/02

50.0

Floats

Mdm-Trm Fl Nts

12/18/03

100.000

Floats

.

Aaa

AAA

AAA

CS-FB

na

.

.

.

*

Turning Stone Casino

12/10/02

135.0

9.125

Senior Notes

12/15/10

100.000

9.125

534

B1

B+

NR

BA-SEC-LLC

na

.

.

.

.

Valero Energy Corp

12/10/02

180.0

6.700

Notes

1/15/13

100.000

6.700

265

Baa2

BBB

BBB-

UBS-WARBURG

na

.

.

...

Source: Thomson Financial/Securities Data. For more information, call Rich Petersonat (973) 645-9701.

BP SPRD. - basis point spread over Treasuries; FLT. SPRD. - basis point spread over floating index; Comb. - fee is combined; NR - not rated; Na - not available; *144A

// Manager responsible for running the books; Contains offerings of $2 million or more and includes only the portion of global deals distributed in the U.S.;

* More managers, but not listed; JB - joint books; Ý estimated price.