FINRA Charges Morgan Keegan Over Structured Investments

The U.S. Financial Industry Regulatory Authority has filed a disciplinary proceeding against Morgan Keegan over the investment firm’s practices related to the marketing of bond funds heavily invested in structured products.

  • 07 Apr 2010
The U.S. Financial Industry Regulatory Authority has filed a disciplinary proceeding against Morgan Keegan over the investment firm’s practices related to the marketing of bond funds heavily invested in structured products. In its complaint, FINRA charges that Morgan Keegan did not disclose the risks of investing in the ...

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All International Bonds

Rank Lead Manager Amount $m No of issues Share %
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1 JPMorgan 157,380.50 681 8.10%
2 Citi 153,197.61 617 7.89%
3 Bank of America Merrill Lynch 126,768.08 502 6.53%
4 Barclays 123,228.30 477 6.35%
5 HSBC 100,206.45 502 5.16%

Bookrunners of All Syndicated Loans EMEA

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1 Bank of America Merrill Lynch 12,891.73 34 6.66%
2 BNP Paribas 12,285.93 60 6.35%
3 UniCredit 11,196.47 58 5.79%
4 Citi 9,580.75 37 4.95%
5 Deutsche Bank 8,945.44 35 4.62%

Bookrunners of all EMEA ECM Issuance

Rank Lead Manager Amount $m No of issues Share %
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1 Morgan Stanley 5,254.13 23 10.63%
2 JPMorgan 4,558.16 26 9.22%
3 Goldman Sachs 4,259.98 19 8.62%
4 Citi 3,649.88 23 7.38%
5 UBS 3,602.23 16 7.29%