Another record MiFID fine, this time Goldman

The UK’s Financial Conduct Authority has hit Goldman Sachs with a £34.3m fine for misreporting transactions.

  • By GlobalCapital
  • 28 Mar 2019

It marks the largest fine of this kind levied by the FCA for misreporting under MiFID, surpassing the £27.6m fine incurred by UBS earlier this month for similar failures.

According to the FCA, Goldman misreported 220.2m transactions over a period of just under a decade. ...

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All International Bonds

Rank Lead Manager Amount $m No of issues Share %
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1 JPMorgan 227,365.29 1021 8.28%
2 Citi 211,404.92 882 7.70%
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4 Barclays 164,503.56 674 5.99%
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1 BNP Paribas 27,431.07 110 7.85%
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4 Bank of America Merrill Lynch 21,382.31 54 6.12%
5 SG Corporate & Investment Banking 16,786.71 79 4.80%

Bookrunners of all EMEA ECM Issuance

Rank Lead Manager Amount $m No of issues Share %
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1 Morgan Stanley 7,509.08 37 9.67%
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3 Goldman Sachs 6,842.44 35 8.81%
4 Citi 5,763.97 41 7.42%
5 UBS 4,691.07 23 6.04%