Issuer |
Date |
Princ. Amt. ($ Mils) |
Cpn. |
Security Type |
Maturity |
Offer Price |
Yield |
BP Sprd. |
M |
S&P |
F |
Manager |
Gross Sprd. Fee % |
Sell-Con. Fee % |
Under Writing Fee % |
Mgmt. Fee % |
American Express Centurion Bk |
11/1/01 |
175 |
Floats |
Mdm-Trm Fl Nts |
11/6/02 |
100 |
Floats |
|
Aa3 |
A+ |
A+ |
WACHOVIA-CAP |
na |
Comb. |
Comb. |
|
Anheuser-Busch Companies Inc |
11/1/01 |
250 |
6 |
Bonds |
11/1/41 |
99.013 |
6.066 |
123 |
A1 |
A+ |
NR |
JPM, BK ONE |
na |
Comb. |
Comb. |
|
Credit Suisse First Boston |
11/1/01 |
3000 |
6.125 |
Global Bonds |
11/15/11 |
98.996 |
6.261 |
208 |
Aa3 |
AA- |
A+ |
CS-FB |
0.45 |
0.075 |
0.075 |
0.3 |
John Deere Capital(Deere & Co) |
11/1/01 |
50 |
Floats |
Mdm-Trm Fl Nts |
11/6/03 |
100 |
Floats |
|
A2 |
A+ |
A- |
MERRILL |
na |
Comb. |
Comb. |
|
First Data Corp |
11/1/01 |
450 |
4.7 |
Global Notes |
11/1/06 |
99.856 |
4.733 |
122 |
A1 |
A+ |
NR |
JPM, BEAR |
0.5 |
Comb. |
Comb. |
0.275 |
First Data Corp |
11/1/01 |
550 |
5.625 |
Global Notes |
11/1/11 |
99.692 |
5.666 |
143 |
A1 |
A+ |
NR |
JPM, BEAR |
0.6 |
Comb. |
Comb. |
0.35 |
King Pharmaceuticals Inc |
11/1/01 |
300 |
2.75 |
Cvt Senior Nts |
PUT06/21 |
100 |
2.75 |
|
NA |
NA |
NA |
JPM, CSFB, UBSW |
na |
|
|
|
Mercantile Safe Deposit Trust |
11/1/01 |
200 |
5.7 |
Notes |
11/15/11 |
99.81 |
5.725 |
155 |
Aa3 |
AA- |
NR |
LEH |
na |
Comb. |
Comb. |
|
National Consumer Cooperative |
11/1/01 |
20 |
Floats |
Mdm-Trm Fl Nts |
5/5/04 |
100 |
Floats |
|
Baa1 |
BBB |
A- |
WACHOVIA-CAP |
na |
Comb. |
Comb. |
|
Potomac Edison Co |
11/1/01 |
100 |
5 |
Bonds |
11/1/06 |
99.739 |
5.06 |
160 |
A2 |
A |
A |
BK ONE, WILLIAMS |
na |
Comb. |
Comb. |
|
Salomon Smith Barney Holdings |
11/1/01 |
3.8 |
Floats |
Mdm-Trm Fl Nts |
11/8/04 |
100 |
Floats |
|
Aa3 |
AA- |
AA |
PRYOR |
na |
Comb. |
Comb. |
|
Salomon Smith Barney Holdings |
11/1/01 |
3.8 |
Floats |
Mdm-Trm Fl Nts |
11/8/04 |
100 |
Floats |
|
Aa3 |
AA- |
AA |
ORMES |
na |
Comb. |
Comb. |
|
Salomon Smith Barney Holdings |
11/1/01 |
142.5 |
Floats |
Mdm-Trm Fl Nts |
11/8/04 |
100 |
Floats |
|
Aa3 |
AA- |
AA |
SALOMON-SMITH |
na |
Comb. |
Comb. |
|
Sony Capital Corp |
11/1/01 |
500 |
4.95 |
Notes |
11/1/06 |
99.831 |
4.989 |
150 |
Aa3 |
A+ |
NR |
CSFB, GS |
0.5 |
Comb. |
Comb. |
0.3 |
Stilwell Financial Inc |
11/1/01 |
400 |
7 |
Senior Notes |
11/1/06 |
99.874 |
7.031 |
350 |
Baa1 |
A- |
NR |
JPM |
0.6 |
Comb. |
Comb. |
0.35 |
Tesoro Petroleum Corp |
11/1/01 |
215 |
9.625 |
Sr Sub Notes |
11/1/08 |
100 |
9.625 |
565 |
B1 |
BB- |
NR |
LEH |
2.25 |
Comb. |
Comb. |
|
American Express Centurion Bk |
11/2/01 |
100 |
Floats |
Mdm-Trm Fl Nts |
11/6/02 |
100 |
Floats |
|
Aa3 |
A+ |
A+ |
JPM |
0.01 |
Comb. |
Comb. |
|
American Honda Finance |
11/2/01 |
45 |
Floats |
Mdm-Trm Fl Nts |
11/10/03 |
100 |
Floats |
|
A2 |
A |
A |
GS |
na |
Comb. |
Comb. |
|
Boeing Capital Corporation |
11/2/01 |
750 |
5.75 |
Global Bonds |
2/15/07 |
99.799 |
5.797 |
220 |
A2 |
AA- |
NR |
GS, MER |
0.35 |
Comb. |
Comb. |
|
Boeing Capital Corporation |
11/2/01 |
750 |
6.5 |
Global Bonds |
2/15/12 |
99.658 |
6.548 |
220 |
A2 |
AA- |
NR |
GS, MER |
0.45 |
Comb. |
Comb. |
|
John Deere Capital(Deere & Co) |
11/2/01 |
30 |
Floats |
Mdm-Trm Fl Nts |
11/6/03 |
100 |
Floats |
|
A2 |
A+ |
A- |
BA-SEC-LLC |
na |
Comb. |
Comb. |
|
Natl Rural Utilities Coop Fin |
11/2/01 |
100 |
Floats |
Mdm-Trm Fl Nts |
11/7/03 |
100 |
Floats |
|
A1 |
A+ |
AA- |
JPM |
0.15 |
Comb. |
Comb. |
|
Natl Rural Utilities Coop Fin |
11/2/01 |
100 |
Floats |
Mdm-Trm Fl Nts |
11/7/03 |
100 |
Floats |
|
A1 |
A+ |
AA- |
BA-SEC-LLC |
0.15 |
Comb. |
Comb. |
|
USA Education Inc |
11/2/01 |
200 |
Floats |
Mdm-Trm Fl Nts |
10/25/04 |
100 |
Floats |
33 |
A3 |
A |
A+ |
JPM |
0.2 |
0.038 |
0.038 |
0.125 |
USA Education Inc |
11/2/01 |
33.3 |
Floats |
Mdm-Trm Fl Nts |
10/25/04 |
100 |
Floats |
|
A3 |
A |
A+ |
BOCML |
0.2 |
0.038 |
0.038 |
0.125 |
USA Education Inc |
11/2/01 |
200 |
Floats |
Mdm-Trm Fl Nts |
10/25/04 |
100 |
Floats |
|
A3 |
A |
A+ |
BA-SEC-LLC |
0.2 |
0.038 |
0.038 |
0.125 |
USA Education Inc |
11/2/01 |
33.3 |
Floats |
Mdm-Trm Fl Nts |
10/25/04 |
100 |
Floats |
|
A3 |
A |
A+ |
ABN-AMRO |
0.2 |
0.038 |
0.038 |
0.125 |
USA Education Inc |
11/2/01 |
33.4 |
Floats |
Mdm-Trm Fl Nts |
10/25/04 |
100 |
Floats |
|
A3 |
A |
A+ |
CS-FB |
0.2 |
0.038 |
0.038 |
0.125 |
ATMI Inc |
11/6/01 |
100 |
5.25 |
Cvt Subord Nts |
11/15/06 |
100 |
5.25 |
|
NR |
NR |
NA |
GS |
3 |
0.6 |
0.6 |
1.8 |
AIG SunAmerica Global Fin VIII |
11/6/01 |
750 |
Floats |
Mdm-Trm Fl Nts |
11/15/04 |
100 |
Floats |
|
Aaa |
AAA |
NR |
BAS, LEH |
na |
Comb. |
Comb. |
|
Arden Realty LP |
11/6/01 |
150 |
7 |
Notes |
11/15/07 |
100 |
7 |
343 |
Baa3 |
BBB- |
NR |
LEH |
na |
Comb. |
Comb. |
|
Bank of New York,New York,NY |
11/6/01 |
100 |
Floats |
Flt Rate Bk Nts |
11/8/02 |
Market |
Floats |
|
Aa3 |
A+ |
AA |
CS-FB |
Market |
Comb. |
Comb. |
|
Duke Energy Field Services LLC |
11/6/01 |
300 |
5.75 |
Notes |
11/15/06 |
99.87 |
5.78 |
200 |
Baa2 |
BBB |
BBB |
BA-SEC-LLC |
na |
Comb. |
Comb. |
|
Energy East Corp |
11/6/01 |
250 |
5.75 |
Notes |
11/15/06 |
99.431 |
5.883 |
232 |
Baa1 |
BBB+ |
BBB+ |
MS, UBSW |
na |
Comb. |
Comb. |
|
Links Finance Corporation |
11/6/01 |
150 |
2.18 |
Medium-Term Nts |
11/15/02 |
99.99 |
2.181 |
-29 |
NR |
NR |
NR |
CS-FB |
na |
Comb. |
Comb. |
|
Universal Health Services Inc |
11/6/01 |
200 |
6.75 |
Notes |
11/15/11 |
99.948 |
6.757 |
246 |
Baa3 |
BBB- |
BBB |
BAS, JPM |
na |
Comb. |
Comb. |
|
Allstate Corp |
11/7/01 |
100 |
Floats |
Float Rate Nts |
11/15/04 |
100 |
Floats |
|
Aa2 |
AA- |
NR |
UBS-WARBURG |
na |
Comb. |
Comb. |
|
American International Group |
11/7/01 |
1520 |
Zero |
Zero Cvt Notes |
PUT06/31 |
65.801 |
na |
|
Aaa |
AAA |
AAA |
MORGAN-STANLEY |
na |
|
|
|
Verizon Pennsylvannia Inc |
11/7/01 |
1000 |
5.65 |
Global Bonds |
11/15/11 |
99.743 |
5.684 |
150 |
Aa2 |
A+ |
AA |
CSFB, MER |
0.45 |
Comb. |
Comb. |
|
Credit Suisse Group Fin (US) |
11/7/01 |
100 |
Floats |
Mdm-Trm Fl Nts |
11/13/02 |
100 |
Floats |
|
A1 |
AA- |
A+ |
CS-FB |
na |
Comb. |
Comb. |
|
Credit Suisse Group Fin (US) |
11/7/01 |
100 |
Floats |
Mdm-Trm Fl Nts |
11/9/04 |
100 |
Floats |
|
A1 |
AA- |
A+ |
CS-FB |
na |
Comb. |
Comb. |
|
Credit Suisse Group Fin (US) |
11/7/01 |
100 |
Floats |
Mdm-Trm Fl Nts |
11/13/04 |
100 |
Floats |
|
A1 |
AA- |
A+ |
CS-FB |
na |
Comb. |
Comb. |
|
ISP Chemco Inc |
11/7/01 |
400 |
10.25 |
Sr Sub Notes |
7/1/11 |
101.5 |
9.96 |
577 |
Ba2 |
BB- |
NR |
UBS-WARBURG |
na |
Comb. |
Comb. |
|
Johnson Controls Inc |
11/7/01 |
250 |
Floats |
Flt Senior Nts |
11/13/03 |
100 |
Floats |
|
A2 |
A- |
A |
ABN, JPM |
na |
Comb. |
Comb. |
|
Johnson Controls Inc |
11/7/01 |
350 |
5 |
Senior Notes |
11/15/06 |
99.812 |
5.043 |
155 |
A2 |
A- |
A |
ABN, JPM |
na |
Comb. |
Comb. |
|
Pacific Century CyberWork HKT |
11/7/01 |
750 |
7.75 |
Sr Unsecurd Nts |
11/15/11 |
99.705 |
7.793 |
360 |
Baa1 |
BBB |
NR |
JPM |
na |
Comb. |
Comb. |
|
Triton PCS Inc |
11/7/01 |
400 |
8.75 |
Sr Sub Notes |
11/15/11 |
100 |
8.75 |
456 |
B2 |
B- |
NR |
JPM, MER |
na |
Comb. |
Comb. |
|
Wendy's International Inc |
11/7/01 |
200 |
6.25 |
Notes |
11/15/11 |
99.611 |
6.303 |
211 |
Baa1 |
BBB+ |
NR |
GS |
na |
Comb. |
Comb. |
|
Source: Thomson Financial/Securities Data. For more information, call Rich Peterson at (973) 645-9701. |
BP SPRD. - basis point spread over Treasuries; FLT. SPRD. - basis point spread over floating index; Comb. - fee is combined; NR - not rated; Na - not available; n 144A |
// Manager responsible for running the books; Contains offerings of $2 million or more and includes only the portion of global deals distributed in the U.S.; |
* More managers, but not listed; JB - joint books; † estimated price. |