| Issuer | Date | Princ. Amt. ($ Mils) | Cpn. | Security Type | Maturity | Offer Price | Yield | BP Sprd. | M | S&P | F | Manager | Gross Sprd. Fee % | Sell-Con. Fee % | Under Writing Fee % | Mgmt. Fee % |
| American Express Centurion Bk | 11/1/01 | 175 | Floats | Mdm-Trm Fl Nts | 11/6/02 | 100 | Floats | Aa3 | A+ | A+ | WACHOVIA-CAP | na | Comb. | Comb. | ||
| Anheuser-Busch Companies Inc | 11/1/01 | 250 | 6 | Bonds | 11/1/41 | 99.013 | 6.066 | 123 | A1 | A+ | NR | JPM, BK ONE | na | Comb. | Comb. | |
| Credit Suisse First Boston | 11/1/01 | 3000 | 6.125 | Global Bonds | 11/15/11 | 98.996 | 6.261 | 208 | Aa3 | AA- | A+ | CS-FB | 0.45 | 0.075 | 0.075 | 0.3 |
| John Deere Capital(Deere & Co) | 11/1/01 | 50 | Floats | Mdm-Trm Fl Nts | 11/6/03 | 100 | Floats | A2 | A+ | A- | MERRILL | na | Comb. | Comb. | ||
| First Data Corp | 11/1/01 | 450 | 4.7 | Global Notes | 11/1/06 | 99.856 | 4.733 | 122 | A1 | A+ | NR | JPM, BEAR | 0.5 | Comb. | Comb. | 0.275 |
| First Data Corp | 11/1/01 | 550 | 5.625 | Global Notes | 11/1/11 | 99.692 | 5.666 | 143 | A1 | A+ | NR | JPM, BEAR | 0.6 | Comb. | Comb. | 0.35 |
| King Pharmaceuticals Inc | 11/1/01 | 300 | 2.75 | Cvt Senior Nts | PUT06/21 | 100 | 2.75 | NA | NA | NA | JPM, CSFB, UBSW | na | ||||
| Mercantile Safe Deposit Trust | 11/1/01 | 200 | 5.7 | Notes | 11/15/11 | 99.81 | 5.725 | 155 | Aa3 | AA- | NR | LEH | na | Comb. | Comb. | |
| National Consumer Cooperative | 11/1/01 | 20 | Floats | Mdm-Trm Fl Nts | 5/5/04 | 100 | Floats | Baa1 | BBB | A- | WACHOVIA-CAP | na | Comb. | Comb. | ||
| Potomac Edison Co | 11/1/01 | 100 | 5 | Bonds | 11/1/06 | 99.739 | 5.06 | 160 | A2 | A | A | BK ONE, WILLIAMS | na | Comb. | Comb. | |
| Salomon Smith Barney Holdings | 11/1/01 | 3.8 | Floats | Mdm-Trm Fl Nts | 11/8/04 | 100 | Floats | Aa3 | AA- | AA | PRYOR | na | Comb. | Comb. | ||
| Salomon Smith Barney Holdings | 11/1/01 | 3.8 | Floats | Mdm-Trm Fl Nts | 11/8/04 | 100 | Floats | Aa3 | AA- | AA | ORMES | na | Comb. | Comb. | ||
| Salomon Smith Barney Holdings | 11/1/01 | 142.5 | Floats | Mdm-Trm Fl Nts | 11/8/04 | 100 | Floats | Aa3 | AA- | AA | SALOMON-SMITH | na | Comb. | Comb. | ||
| Sony Capital Corp | 11/1/01 | 500 | 4.95 | Notes | 11/1/06 | 99.831 | 4.989 | 150 | Aa3 | A+ | NR | CSFB, GS | 0.5 | Comb. | Comb. | 0.3 |
| Stilwell Financial Inc | 11/1/01 | 400 | 7 | Senior Notes | 11/1/06 | 99.874 | 7.031 | 350 | Baa1 | A- | NR | JPM | 0.6 | Comb. | Comb. | 0.35 |
| Tesoro Petroleum Corp | 11/1/01 | 215 | 9.625 | Sr Sub Notes | 11/1/08 | 100 | 9.625 | 565 | B1 | BB- | NR | LEH | 2.25 | Comb. | Comb. | |
| American Express Centurion Bk | 11/2/01 | 100 | Floats | Mdm-Trm Fl Nts | 11/6/02 | 100 | Floats | Aa3 | A+ | A+ | JPM | 0.01 | Comb. | Comb. | ||
| American Honda Finance | 11/2/01 | 45 | Floats | Mdm-Trm Fl Nts | 11/10/03 | 100 | Floats | A2 | A | A | GS | na | Comb. | Comb. | ||
| Boeing Capital Corporation | 11/2/01 | 750 | 5.75 | Global Bonds | 2/15/07 | 99.799 | 5.797 | 220 | A2 | AA- | NR | GS, MER | 0.35 | Comb. | Comb. | |
| Boeing Capital Corporation | 11/2/01 | 750 | 6.5 | Global Bonds | 2/15/12 | 99.658 | 6.548 | 220 | A2 | AA- | NR | GS, MER | 0.45 | Comb. | Comb. | |
| John Deere Capital(Deere & Co) | 11/2/01 | 30 | Floats | Mdm-Trm Fl Nts | 11/6/03 | 100 | Floats | A2 | A+ | A- | BA-SEC-LLC | na | Comb. | Comb. | ||
| Natl Rural Utilities Coop Fin | 11/2/01 | 100 | Floats | Mdm-Trm Fl Nts | 11/7/03 | 100 | Floats | A1 | A+ | AA- | JPM | 0.15 | Comb. | Comb. | ||
| Natl Rural Utilities Coop Fin | 11/2/01 | 100 | Floats | Mdm-Trm Fl Nts | 11/7/03 | 100 | Floats | A1 | A+ | AA- | BA-SEC-LLC | 0.15 | Comb. | Comb. | ||
| USA Education Inc | 11/2/01 | 200 | Floats | Mdm-Trm Fl Nts | 10/25/04 | 100 | Floats | 33 | A3 | A | A+ | JPM | 0.2 | 0.038 | 0.038 | 0.125 |
| USA Education Inc | 11/2/01 | 33.3 | Floats | Mdm-Trm Fl Nts | 10/25/04 | 100 | Floats | A3 | A | A+ | BOCML | 0.2 | 0.038 | 0.038 | 0.125 | |
| USA Education Inc | 11/2/01 | 200 | Floats | Mdm-Trm Fl Nts | 10/25/04 | 100 | Floats | A3 | A | A+ | BA-SEC-LLC | 0.2 | 0.038 | 0.038 | 0.125 | |
| USA Education Inc | 11/2/01 | 33.3 | Floats | Mdm-Trm Fl Nts | 10/25/04 | 100 | Floats | A3 | A | A+ | ABN-AMRO | 0.2 | 0.038 | 0.038 | 0.125 | |
| USA Education Inc | 11/2/01 | 33.4 | Floats | Mdm-Trm Fl Nts | 10/25/04 | 100 | Floats | A3 | A | A+ | CS-FB | 0.2 | 0.038 | 0.038 | 0.125 | |
| ATMI Inc | 11/6/01 | 100 | 5.25 | Cvt Subord Nts | 11/15/06 | 100 | 5.25 | NR | NR | NA | GS | 3 | 0.6 | 0.6 | 1.8 | |
| AIG SunAmerica Global Fin VIII | 11/6/01 | 750 | Floats | Mdm-Trm Fl Nts | 11/15/04 | 100 | Floats | Aaa | AAA | NR | BAS, LEH | na | Comb. | Comb. | ||
| Arden Realty LP | 11/6/01 | 150 | 7 | Notes | 11/15/07 | 100 | 7 | 343 | Baa3 | BBB- | NR | LEH | na | Comb. | Comb. | |
| Bank of New York,New York,NY | 11/6/01 | 100 | Floats | Flt Rate Bk Nts | 11/8/02 | Market | Floats | Aa3 | A+ | AA | CS-FB | Market | Comb. | Comb. | ||
| Duke Energy Field Services LLC | 11/6/01 | 300 | 5.75 | Notes | 11/15/06 | 99.87 | 5.78 | 200 | Baa2 | BBB | BBB | BA-SEC-LLC | na | Comb. | Comb. | |
| Energy East Corp | 11/6/01 | 250 | 5.75 | Notes | 11/15/06 | 99.431 | 5.883 | 232 | Baa1 | BBB+ | BBB+ | MS, UBSW | na | Comb. | Comb. | |
| Links Finance Corporation | 11/6/01 | 150 | 2.18 | Medium-Term Nts | 11/15/02 | 99.99 | 2.181 | -29 | NR | NR | NR | CS-FB | na | Comb. | Comb. | |
| Universal Health Services Inc | 11/6/01 | 200 | 6.75 | Notes | 11/15/11 | 99.948 | 6.757 | 246 | Baa3 | BBB- | BBB | BAS, JPM | na | Comb. | Comb. | |
| Allstate Corp | 11/7/01 | 100 | Floats | Float Rate Nts | 11/15/04 | 100 | Floats | Aa2 | AA- | NR | UBS-WARBURG | na | Comb. | Comb. | ||
| American International Group | 11/7/01 | 1520 | Zero | Zero Cvt Notes | PUT06/31 | 65.801 | na | Aaa | AAA | AAA | MORGAN-STANLEY | na | ||||
| Verizon Pennsylvannia Inc | 11/7/01 | 1000 | 5.65 | Global Bonds | 11/15/11 | 99.743 | 5.684 | 150 | Aa2 | A+ | AA | CSFB, MER | 0.45 | Comb. | Comb. | |
| Credit Suisse Group Fin (US) | 11/7/01 | 100 | Floats | Mdm-Trm Fl Nts | 11/13/02 | 100 | Floats | A1 | AA- | A+ | CS-FB | na | Comb. | Comb. | ||
| Credit Suisse Group Fin (US) | 11/7/01 | 100 | Floats | Mdm-Trm Fl Nts | 11/9/04 | 100 | Floats | A1 | AA- | A+ | CS-FB | na | Comb. | Comb. | ||
| Credit Suisse Group Fin (US) | 11/7/01 | 100 | Floats | Mdm-Trm Fl Nts | 11/13/04 | 100 | Floats | A1 | AA- | A+ | CS-FB | na | Comb. | Comb. | ||
| ISP Chemco Inc | 11/7/01 | 400 | 10.25 | Sr Sub Notes | 7/1/11 | 101.5 | 9.96 | 577 | Ba2 | BB- | NR | UBS-WARBURG | na | Comb. | Comb. | |
| Johnson Controls Inc | 11/7/01 | 250 | Floats | Flt Senior Nts | 11/13/03 | 100 | Floats | A2 | A- | A | ABN, JPM | na | Comb. | Comb. | ||
| Johnson Controls Inc | 11/7/01 | 350 | 5 | Senior Notes | 11/15/06 | 99.812 | 5.043 | 155 | A2 | A- | A | ABN, JPM | na | Comb. | Comb. | |
| Pacific Century CyberWork HKT | 11/7/01 | 750 | 7.75 | Sr Unsecurd Nts | 11/15/11 | 99.705 | 7.793 | 360 | Baa1 | BBB | NR | JPM | na | Comb. | Comb. | |
| Triton PCS Inc | 11/7/01 | 400 | 8.75 | Sr Sub Notes | 11/15/11 | 100 | 8.75 | 456 | B2 | B- | NR | JPM, MER | na | Comb. | Comb. | |
| Wendy's International Inc | 11/7/01 | 200 | 6.25 | Notes | 11/15/11 | 99.611 | 6.303 | 211 | Baa1 | BBB+ | NR | GS | na | Comb. | Comb. | |
| Source: Thomson Financial/Securities Data. For more information, call Rich Peterson at (973) 645-9701. | ||||||||||||||||
| BP SPRD. - basis point spread over Treasuries; FLT. SPRD. - basis point spread over floating index; Comb. - fee is combined; NR - not rated; Na - not available; n 144A | ||||||||||||||||
| // Manager responsible for running the books; Contains offerings of $2 million or more and includes only the portion of global deals distributed in the U.S.; | ||||||||||||||||
| * More managers, but not listed; JB - joint books; † estimated price. |
