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Financing Record (November 1--November 8)

Issuer Date Princ. Amt. ($ Mils) Cpn. Security Type Maturity Offer Price Yield BP Sprd. M S&P F Manager Gross Sprd. Fee % Sell-Con. Fee % Under Writing Fee % Mgmt. Fee %
American Express Centurion Bk 11/1/01 175 Floats Mdm-Trm Fl Nts 11/6/02 100 Floats   Aa3 A+ A+ WACHOVIA-CAP na Comb. Comb.  
Anheuser-Busch Companies Inc 11/1/01 250 6 Bonds 11/1/41 99.013 6.066 123 A1 A+ NR JPM, BK ONE na Comb. Comb.  
Credit Suisse First Boston 11/1/01 3000 6.125 Global Bonds 11/15/11 98.996 6.261 208 Aa3 AA- A+ CS-FB 0.45 0.075 0.075 0.3
John Deere Capital(Deere & Co) 11/1/01 50 Floats Mdm-Trm Fl Nts 11/6/03 100 Floats   A2 A+ A- MERRILL na Comb. Comb.  
First Data Corp 11/1/01 450 4.7 Global Notes 11/1/06 99.856 4.733 122 A1 A+ NR JPM, BEAR 0.5 Comb. Comb. 0.275
First Data Corp 11/1/01 550 5.625 Global Notes 11/1/11 99.692 5.666 143 A1 A+ NR JPM, BEAR 0.6 Comb. Comb. 0.35
King Pharmaceuticals Inc 11/1/01 300 2.75 Cvt Senior Nts PUT06/21 100 2.75   NA NA NA JPM, CSFB, UBSW na      
Mercantile Safe Deposit Trust 11/1/01 200 5.7 Notes 11/15/11 99.81 5.725 155 Aa3 AA- NR LEH na Comb. Comb.  
National Consumer Cooperative 11/1/01 20 Floats Mdm-Trm Fl Nts 5/5/04 100 Floats   Baa1 BBB A- WACHOVIA-CAP na Comb. Comb.  
Potomac Edison Co 11/1/01 100 5 Bonds 11/1/06 99.739 5.06 160 A2 A A BK ONE, WILLIAMS na Comb. Comb.  
Salomon Smith Barney Holdings 11/1/01 3.8 Floats Mdm-Trm Fl Nts 11/8/04 100 Floats   Aa3 AA- AA PRYOR na Comb. Comb.  
Salomon Smith Barney Holdings 11/1/01 3.8 Floats Mdm-Trm Fl Nts 11/8/04 100 Floats   Aa3 AA- AA ORMES na Comb. Comb.  
Salomon Smith Barney Holdings 11/1/01 142.5 Floats Mdm-Trm Fl Nts 11/8/04 100 Floats   Aa3 AA- AA SALOMON-SMITH na Comb. Comb.  
Sony Capital Corp 11/1/01 500 4.95 Notes 11/1/06 99.831 4.989 150 Aa3 A+ NR CSFB, GS 0.5 Comb. Comb. 0.3
Stilwell Financial Inc 11/1/01 400 7 Senior Notes 11/1/06 99.874 7.031 350 Baa1 A- NR JPM 0.6 Comb. Comb. 0.35
Tesoro Petroleum Corp 11/1/01 215 9.625 Sr Sub Notes 11/1/08 100 9.625 565 B1 BB- NR LEH 2.25 Comb. Comb.  
American Express Centurion Bk 11/2/01 100 Floats Mdm-Trm Fl Nts 11/6/02 100 Floats   Aa3 A+ A+ JPM 0.01 Comb. Comb.  
American Honda Finance 11/2/01 45 Floats Mdm-Trm Fl Nts 11/10/03 100 Floats   A2 A A GS na Comb. Comb.  
Boeing Capital Corporation 11/2/01 750 5.75 Global Bonds 2/15/07 99.799 5.797 220 A2 AA- NR GS, MER 0.35 Comb. Comb.  
Boeing Capital Corporation 11/2/01 750 6.5 Global Bonds 2/15/12 99.658 6.548 220 A2 AA- NR GS, MER 0.45 Comb. Comb.  
John Deere Capital(Deere & Co) 11/2/01 30 Floats Mdm-Trm Fl Nts 11/6/03 100 Floats   A2 A+ A- BA-SEC-LLC na Comb. Comb.  
Natl Rural Utilities Coop Fin 11/2/01 100 Floats Mdm-Trm Fl Nts 11/7/03 100 Floats   A1 A+ AA- JPM 0.15 Comb. Comb.  
Natl Rural Utilities Coop Fin 11/2/01 100 Floats Mdm-Trm Fl Nts 11/7/03 100 Floats   A1 A+ AA- BA-SEC-LLC 0.15 Comb. Comb.  
USA Education Inc 11/2/01 200 Floats Mdm-Trm Fl Nts 10/25/04 100 Floats 33 A3 A A+ JPM 0.2 0.038 0.038 0.125
USA Education Inc 11/2/01 33.3 Floats Mdm-Trm Fl Nts 10/25/04 100 Floats   A3 A A+ BOCML 0.2 0.038 0.038 0.125
USA Education Inc 11/2/01 200 Floats Mdm-Trm Fl Nts 10/25/04 100 Floats   A3 A A+ BA-SEC-LLC 0.2 0.038 0.038 0.125
USA Education Inc 11/2/01 33.3 Floats Mdm-Trm Fl Nts 10/25/04 100 Floats   A3 A A+ ABN-AMRO 0.2 0.038 0.038 0.125
USA Education Inc 11/2/01 33.4 Floats Mdm-Trm Fl Nts 10/25/04 100 Floats   A3 A A+ CS-FB 0.2 0.038 0.038 0.125
ATMI Inc 11/6/01 100 5.25 Cvt Subord Nts 11/15/06 100 5.25   NR NR NA GS 3 0.6 0.6 1.8
AIG SunAmerica Global Fin VIII 11/6/01 750 Floats Mdm-Trm Fl Nts 11/15/04 100 Floats   Aaa AAA NR BAS, LEH na Comb. Comb.  
Arden Realty LP 11/6/01 150 7 Notes 11/15/07 100 7 343 Baa3 BBB- NR LEH na Comb. Comb.  
Bank of New York,New York,NY 11/6/01 100 Floats Flt Rate Bk Nts 11/8/02 Market Floats   Aa3 A+ AA CS-FB Market Comb. Comb.  
Duke Energy Field Services LLC 11/6/01 300 5.75 Notes 11/15/06 99.87 5.78 200 Baa2 BBB BBB BA-SEC-LLC na Comb. Comb.  
Energy East Corp 11/6/01 250 5.75 Notes 11/15/06 99.431 5.883 232 Baa1 BBB+ BBB+ MS, UBSW na Comb. Comb.  
Links Finance Corporation 11/6/01 150 2.18 Medium-Term Nts 11/15/02 99.99 2.181 -29 NR NR NR CS-FB na Comb. Comb.  
Universal Health Services Inc 11/6/01 200 6.75 Notes 11/15/11 99.948 6.757 246 Baa3 BBB- BBB BAS, JPM na Comb. Comb.  
Allstate Corp 11/7/01 100 Floats Float Rate Nts 11/15/04 100 Floats   Aa2 AA- NR UBS-WARBURG na Comb. Comb.  
American International Group 11/7/01 1520 Zero Zero Cvt Notes PUT06/31 65.801 na   Aaa AAA AAA MORGAN-STANLEY na      
Verizon Pennsylvannia Inc 11/7/01 1000 5.65 Global Bonds 11/15/11 99.743 5.684 150 Aa2 A+ AA CSFB, MER 0.45 Comb. Comb.  
Credit Suisse Group Fin (US) 11/7/01 100 Floats Mdm-Trm Fl Nts 11/13/02 100 Floats   A1 AA- A+ CS-FB na Comb. Comb.  
Credit Suisse Group Fin (US) 11/7/01 100 Floats Mdm-Trm Fl Nts 11/9/04 100 Floats   A1 AA- A+ CS-FB na Comb. Comb.  
Credit Suisse Group Fin (US) 11/7/01 100 Floats Mdm-Trm Fl Nts 11/13/04 100 Floats   A1 AA- A+ CS-FB na Comb. Comb.  
ISP Chemco Inc 11/7/01 400 10.25 Sr Sub Notes 7/1/11 101.5 9.96 577 Ba2 BB- NR UBS-WARBURG na Comb. Comb.  
Johnson Controls Inc 11/7/01 250 Floats Flt Senior Nts 11/13/03 100 Floats   A2 A- A ABN, JPM na Comb. Comb.  
Johnson Controls Inc 11/7/01 350 5 Senior Notes 11/15/06 99.812 5.043 155 A2 A- A ABN, JPM na Comb. Comb.  
Pacific Century CyberWork HKT 11/7/01 750 7.75 Sr Unsecurd Nts 11/15/11 99.705 7.793 360 Baa1 BBB NR JPM na Comb. Comb.  
Triton PCS Inc 11/7/01 400 8.75 Sr Sub Notes 11/15/11 100 8.75 456 B2 B- NR JPM, MER na Comb. Comb.  
Wendy's International Inc 11/7/01 200 6.25 Notes 11/15/11 99.611 6.303 211 Baa1 BBB+ NR GS na Comb. Comb.  
Source: Thomson Financial/Securities Data. For more information, call Rich Peterson at (973) 645-9701.
BP SPRD. - basis point spread over Treasuries; FLT. SPRD. - basis point spread over floating index; Comb. - fee is combined; NR - not rated; Na - not available; n 144A
// Manager responsible for running the books; Contains offerings of $2 million or more and includes only the portion of global deals distributed in the U.S.;
* More managers, but not listed; JB - joint books; † estimated price.


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