- |
Date |
Issuer |
Princ. Amt. ($ Mils) |
Cpn. |
Security Type |
Maturity |
Offer Price |
Yield |
BP Sprd. |
M |
S&P |
F |
Manager |
Gross Sprd. Fee % |
Sell-Con. Fee % |
Under Writing Fee % |
Mgmt. Fee % |
* |
2/5/04 |
American Axle and Mnfrg |
250 |
5.25 |
Notes |
2/11/14 |
99.861 |
5.268 |
108 |
Baa3 |
BBB |
NR |
BA-SEC-LLC-JPM-MERRILL |
na |
- |
- |
- |
- |
2/5/04 |
American Express Credit |
100 |
Floats |
Mdm-Trm Fl Nts |
8/9/05 |
100 |
Floats |
- |
Aa3 |
A+ |
A+ |
BNP-PARIBAS |
0.02 |
- |
Comb. |
Comb. |
- |
2/5/04 |
American Express Credit |
100 |
Floats |
Mdm-Trm Fl Nts |
8/9/05 |
100 |
Floats |
- |
Aa3 |
A+ |
A+ |
BARCLAYS-CAP |
0.02 |
- |
Comb. |
Comb. |
* |
2/5/04 |
Argosy Gaming Co |
350 |
7 |
Sr Sub Notes |
2/5/14 |
100 |
7 |
285 |
B3 |
B+ |
NR |
MORGAN-STANLEY |
na |
- |
- |
- |
* |
2/5/04 |
Beta Finance |
10 |
1.38 |
Medium-Term Nts |
2/17/05 |
99.99 |
1.39 |
-40 |
Aaa |
AAA |
NR |
GS |
na |
- |
- |
- |
* |
2/5/04 |
General Communication Inc |
230 |
7.25 |
Senior Notes |
2/15/14 |
98.264 |
7.5 |
332 |
B2 |
B+ |
NR |
DEUTSCHE-BK-SEC |
na |
- |
- |
- |
- |
2/5/04 |
Lehman Brothers Holdings Inc |
14 |
5.7 |
Medium-Term Nts |
2/10/29 |
100 |
5.7 |
72 |
A1 |
A |
A+ |
LEH |
na |
- |
- |
- |
* |
2/5/04 |
Pinnacle Foods Corp |
194 |
8.25 |
Sr Sub Notes |
12/1/13 |
103.596 |
7.72 |
394 |
B3 |
B |
NR |
JPM-CITIGROUP |
na |
- |
- |
- |
* |
2/5/04 |
Ply-Gem Industries Inc |
200 |
9 |
Sr Sub Notes |
2/15/12 |
100 |
9 |
506 |
B3 |
B- |
NR |
DEUTSCHE-BANK-UBS-INV-BANK |
na |
- |
- |
- |
- |
2/5/04 |
UnitedHealth Group Inc |
250 |
3.75 |
Notes |
2/10/09 |
99.851 |
3.783 |
60 |
A3 |
A |
A |
JPM-MERRILL-UBS-INV-BANK |
0.6 |
0.35 |
Comb. |
Comb. |
- |
2/5/04 |
UnitedHealth Group Inc |
250 |
4.75 |
Notes |
2/10/14 |
99.067 |
4.869 |
70 |
A3 |
A |
A |
JPM-MERRILL-UBS-INV-BANK |
0.65 |
0.4 |
Comb. |
Comb. |
* |
2/6/04 |
Affinity Group Inc |
200 |
9 |
Sr Sub Notes |
2/15/12 |
100 |
9 |
515 |
B3 |
BB- |
NR |
CIBC-WORLD |
na |
- |
- |
- |
- |
2/6/04 |
Bank of America Corp |
1,500.00 |
Floats |
Flt Senior Nts |
2/15/07 |
100 |
Floats |
- |
Aa2 |
A+ |
AA |
BA-SEC-LLC |
0.01 |
0.01 |
Comb. |
Comb. |
* |
2/6/04 |
Cullen/Frost Bankers Inc,Texas |
100 |
Floats |
Float Rate Nts |
3/1/34 |
100 |
Floats |
- |
Baa2 |
BBB- |
BBB+ |
LEH |
na |
- |
- |
- |
- |
2/6/04 |
Household Finance Corp |
350 |
Floats |
Mdm-Trm Fl Nts |
2/9/07 |
100 |
Floats |
- |
A1 |
A |
NR |
HSBC-SECURITIES |
0.09 |
- |
Comb. |
Comb. |
- |
2/6/04 |
KeyCorp,Cleveland,Ohio |
250 |
2.75 |
Medium-Term Nts |
2/15/07 |
Market |
Market |
65 |
A2 |
A- |
A |
MCDONALD |
0.1 |
- |
Comb. |
Comb. |
* |
2/6/04 |
ORMAT |
190 |
8.25 |
Sr Secured Nts |
12/30/20 |
100 |
8.25 |
325 |
NR |
NR |
NR |
LEH |
na |
- |
- |
- |
* |
2/6/04 |
Pliant Corp |
306 |
Varies |
Discount Notes |
6/15/09 |
73.627 |
Varies |
805 |
B3 |
B |
NR |
JPM-CS-FB-CS-DEUTSCHE-BK-SEC |
na |
- |
- |
- |
- |
2/9/04 |
CIT Group Inc |
750 |
5 |
Global Notes |
2/13/14 |
99.301 |
5.09 |
102 |
A2 |
A |
A |
CITIGROUP-GS-MORGAN-STANLEY |
na |
- |
- |
- |
- |
2/9/04 |
Consolidated Edison Co of NY |
200 |
5.701 |
Notes |
2/10/34 |
99.731 |
5.72 |
80 |
A1 |
A |
A- |
CITIGROUP-MERRILL |
0.875 |
0.5 |
Comb. |
Comb. |
- |
2/9/04 |
Consolidated Edison Co of NY |
200 |
4.7 |
Debentures |
2/1/14 |
99.82 |
4.723 |
65 |
A1 |
A |
A- |
CITIGROUP-MERRILL |
0.65 |
0.4 |
Comb. |
Comb. |
- |
2/9/04 |
Fifth Third Bancorp,Cincinnati |
500 |
Floats |
Flt Rate Bk Nts |
8/15/05 |
100 |
Floats |
- |
Aa1 |
AA- |
NR |
JPM |
na |
- |
- |
- |
- |
2/9/04 |
LaSalle Bank NA,Chicago,IL |
100 |
1.33 |
Mdm-Trm Bk Nts |
2/10/05 |
100 |
1.33 |
-41 |
A3 |
A+ |
AA- |
LEH |
na |
- |
- |
- |
* |
2/9/04 |
MidAmerican Energy Co |
250 |
5 |
Notes |
2/14/14 |
99.517 |
5.062 |
99 |
Baa3 |
BBB- |
NR |
CS-FB-CS-LEH |
0.65 |
0.4 |
Comb. |
Comb. |
* |
2/9/04 |
PACE |
50 |
Floats |
Mdm-Trm Fl Nts |
2/15/05 |
100 |
Floats |
- |
NR |
NR |
NR |
LEH |
na |
- |
- |
- |
* |
2/9/04 |
Private Export Funding Corp |
200 |
3.375 |
Notes |
2/15/09 |
99.991 |
3.377 |
31 |
Aaa |
AAA |
NR |
JPM |
na |
- |
- |
- |
- |
2/10/04 |
AES Corp |
500 |
7.75 |
Senior Notes |
2/10/14 |
98.288 |
8.002 |
390 |
B3 |
B- |
NR |
CITIGROUP-DEUTSCHE-BK-SEC |
na |
- |
- |
- |
- |
2/10/04 |
Alabama Power(Southern Co Inc) |
200 |
5.125 |
Notes |
2/15/19 |
99.535 |
5.17 |
107 |
A2 |
A |
A |
BARCLAYS-CAP-WACHOVIA-SEC |
na |
- |
- |
- |
* |
2/10/04 |
American Honda Finance |
40 |
Floats |
Mdm-Trm Fl Nts |
2/13/05 |
100 |
Floats |
- |
A1 |
A+ |
NR |
JPM |
na |
- |
- |
- |
* |
2/10/04 |
Assurant Inc |
500 |
5.625 |
Notes |
2/15/14 |
99.887 |
5.64 |
157 |
Baa2 |
BBB+ |
NR |
BANKONE-CAPITAL-CITIGROUP-MORGAN-STANLEY |
na |
- |
- |
- |
* |
2/10/04 |
Assurant Inc |
475 |
6.75 |
Notes |
2/15/34 |
99.39 |
6.798 |
189 |
Baa2 |
BBB+ |
NR |
BANKONE-CAPITAL-CITIGROUP-MORGAN-STANLEY |
na |
- |
- |
- |
* |
2/10/04 |
HBOS PLC |
200 |
Floats |
Float Rate Nts |
2/17/06 |
100 |
Floats |
- |
Aa2 |
AA |
AA |
MORGAN-STANLEY |
na |
- |
- |
- |
* |
2/10/04 |
Huntington Natl Bk,Columbus,OH |
150 |
5.375 |
Notes |
2/28/19 |
99.686 |
5.406 |
130 |
A2 |
A- |
A |
CITIGROUP-CS-FB-CS |
na |
- |
- |
- |
* |
2/10/04 |
BF Saul Real Estate Invt Tr |
250 |
7.5 |
Sr Secured Nts |
3/1/14 |
100 |
7.5 |
344 |
B3 |
B+ |
NR |
LEH |
na |
- |
- |
- |
* |
2/10/04 |
Sigma Finance Inc |
200 |
1.068 |
Medium-Term Nts |
3/7/05 |
100 |
1.068 |
-71 |
Aaa |
AAA |
NR |
LEH |
na |
- |
- |
- |
* |
2/10/04 |
Time Warner Telecom Inc |
240 |
Floats |
Sr Sec Flt Nts |
2/15/11 |
100 |
Floats |
- |
B1 |
B |
NR |
LEH-MORGAN-STANLEY |
na |
- |
- |
- |
* |
2/10/04 |
Time Warner Telecom Inc |
200 |
9.25 |
Senior Notes |
2/15/14 |
100 |
9.25 |
516 |
B2 |
CCC+ |
NR |
LEH-MORGAN-STANLEY |
na |
- |
- |
- |
- |
2/10/04 |
Wal-Mart Stores Inc |
1,250.00 |
4.125 |
Global Notes |
2/15/11 |
99.58 |
4.195 |
111 |
Aa2 |
AA |
NR |
CS-FB-CS-LEH-GS |
na |
- |
- |
- |
* |
2/11/04 |
Infinity Prop & Casualty Corp |
200 |
5.5 |
Notes |
2/18/14 |
99.628 |
5.549 |
143 |
Baa3 |
BBB |
BBB |
LEH-UBS-INV-BANK |
na |
- |
- |
- |
- |
2/11/04 |
National City Bank,Cleveland |
200 |
2.7 |
Amortizing Nts |
8/24/09 |
99.951 |
2.71 |
65 |
Aa3 |
A+ |
AA- |
BA-SEC-LLC |
na |
- |
- |
- |
* |
2/11/04 |
North Atlantic Trading Co Inc |
200 |
9.25 |
Senior Notes |
3/1/12 |
100 |
9.25 |
539 |
B2 |
B+ |
NR |
CITIGROUP |
na |
- |
- |
- |
* |
2/11/04 |
North Atlantic Trading Co Inc |
97 |
Varies |
Sr Discount Nts |
3/1/14 |
61.866 |
Varies |
- |
Caa1 |
B- |
NR |
CITIGROUP-RBC-CAP-MKTS |
na |
- |
- |
- |
- |
Source: Thomson Financial/Securities Data. For more information, call Rich Petersonat (973) 645-9701. |
BP SPRD. - basis point spread over Treasuries; FLT. SPRD. - basis point spread over floating index; Comb. - fee is combined; NR - not rated; Na - not available; *144A |
// Manager responsible for running the books; Contains offerings of $2 million or more and includes only the portion of global deals distributed in the U.S.; |
* More managers, but not listed; JB - joint books; Ý estimated price. |