|
Date |
Issuer |
Princ. Amt. ($ Mils) |
Cpn. |
Security Type |
Maturity |
Offer Price |
Yield |
BP Sprd. |
M |
S&P |
F |
Manager |
Gross Sprd. Fee % |
Sell-Con. Fee % |
Under Writing Fee % |
Mgmt. Fee % |
|
8/12/2004 |
Georgia Power Co(Southern Co) |
125 |
4.1 |
Senior Notes |
8/15/2009 |
99.947 |
4.112 |
92 |
A2 |
A |
NR |
BARCLAYS-CAP CL-SEC-USA |
na |
- |
- |
- |
|
8/12/2004 |
Lehman Brothers Holdings Inc |
5 |
Varies |
Step-Up MTN |
8/30/2019 |
100 |
Varies |
|
A1 |
A |
A+ |
LEH |
na |
- |
- |
- |
|
8/12/2004 |
Maytag Corp |
100.00 |
6.45 |
Medium-Term Nts |
8/15/2014 |
99.724 |
6.488 |
225 |
Baa2 |
BBB |
BBB- |
CITIGROUP LEH |
0.625 |
- |
Comb. |
Comb. |
n |
8/12/2004 |
Newfield Exploration Co |
325 |
6.25 |
Sr Sub Notes |
9/1/2014 |
100 |
6.25 |
195 |
Ba3 |
BB- |
NR |
MORGAN-STANLEY |
na |
- |
- |
- |
n |
8/12/2004 |
Norcraft Holdings, LP |
118 |
Varies |
Sr Discount Nts |
9/1/2012 |
68.08 |
Varies |
569 |
Caa1 |
B- |
NR |
UBS-INV-BANK |
na |
- |
- |
- |
n |
8/13/2004 |
Beta Finance |
100 |
Floats |
Mdm-Trm Fl Nts |
8/24/2005 |
100 |
Floats |
|
Aaa |
AAA |
NR |
MERRILL |
na |
- |
- |
- |
|
8/13/2004 |
Citigroup Global Markets |
400 |
Floats |
Mdm-Trm Fl Nts |
8/16/2007 |
100 |
Floats |
|
Aa1 |
AA- |
AA+ |
CITIGROUP |
0.25 |
- |
Comb. |
Comb. |
n |
8/13/2004 |
Pacific Life Funding LLC |
250 |
Floats |
Extendible Nts |
9/13/2004 |
100 |
Floats |
|
Aa3 |
AA |
AA+ |
DEUTSCHE-BK-SEC |
na |
- |
- |
- |
n |
8/13/2004 |
Stanfield Victoria Finance Ltd |
100 |
Floats |
Mdm-Trm Fl Nts |
8/22/2005 |
100 |
Floats |
|
Aaa |
AAA |
NR |
MERRILL |
na |
- |
- |
- |
n |
8/16/2004 |
American Honda Finance |
35 |
Floats |
Mdm-Trm Fl Nts |
8/23/2007 |
100 |
Floats |
|
A1 |
A+ |
NR |
GS |
na |
- |
- |
- |
n |
8/16/2004 |
Dorada Finance Inc |
100 |
Floats |
Mdm-Trm Fl Nts |
8/23/2006 |
100 |
Floats |
|
Aaa |
AAA |
NR |
BNP-PARIBAS |
na |
- |
- |
- |
|
8/16/2004 |
Duke Capital(Duke Energy) |
408 |
5.668 |
Senior Notes |
8/15/2014 |
100 |
5.668 |
140 |
Baa3 |
BBB- |
BBB- |
BA-SEC-LLC CITIGROUP DEUTSCHE-BK-SEC |
na |
- |
- |
- |
n |
8/16/2004 |
PPL Energy Supply |
300 |
5.4 |
Notes |
8/15/2014 |
99.658 |
5.445 |
118 |
Baa2 |
BBB |
BBB+ |
BARCLAYS-CAP CITIGROUP MORGAN-STANLEY |
na |
- |
- |
- |
|
8/16/2004 |
Public Service Electric & Gas |
250 |
5 |
Fst Mtg Bonds |
8/15/2014 |
99.604 |
5.051 |
78 |
A3 |
A- |
NR |
BA-SEC-LLC DEUTSCHE-BK-SEC |
na |
- |
- |
- |
|
8/16/2004 |
Universal Corp |
95 |
5 |
Medium-Term Nts |
9/1/2011 |
99.343 |
5.112 |
|
Baa1 |
A- |
NR |
DEUTSCHE-BK-SEC WACHOVIA-SEC |
0.6 |
- |
Comb. |
Comb. |
n |
8/17/2004 |
Beta Finance Inc(Beta Finance) |
100 |
Floats |
Mdm-Trm Fl Nts |
2/21/2006 |
100 |
Floats |
|
Aaa |
AAA |
AAA |
LEH |
na |
- |
- |
- |
n |
8/17/2004 |
CC(USA) Inc(Centauri Corp) |
100 |
Floats |
Mdm-Trm Fl Nts |
2/27/2006 |
100 |
Floats |
|
Aaa |
AAA |
NR |
MORGAN-STANLEY |
na |
- |
- |
- |
n |
8/17/2004 |
Centauri Corp |
105 |
Floats |
Mdm-Trm Fl Nts |
8/25/2005 |
100 |
Floats |
|
Aaa |
AAA |
NR |
MERRILL |
na |
- |
- |
- |
n |
8/17/2004 |
Dorada Finance Inc |
127 |
Floats |
Mdm-Trm Fl Nts |
8/25/2005 |
100 |
Floats |
|
Aaa |
AAA |
NR |
MERRILL |
na |
- |
- |
- |
|
8/17/2004 |
Entergy-New Orleans Inc |
35 |
5.6 |
Fst Mtg Bonds |
9/1/2024 |
100 |
5.6 |
56 |
Aaa |
AAA |
NR |
JPM |
na |
- |
- |
- |
|
8/17/2004 |
General Motors Acceptance Corp |
100 |
Floats |
Mdm-Trm Fl Nts |
3/20/2007 |
100 |
Floats |
|
A3 |
BBB |
BBB+ |
BARCLAYS-CAP |
na |
- |
- |
- |
|
8/17/2004 |
General Motors Acceptance Corp |
150 |
Floats |
Mdm-Trm Fl Nts |
3/20/2007 |
100 |
Floats |
|
A3 |
BBB |
BBB+ |
CITIGROUP |
na |
- |
- |
- |
|
8/17/2004 |
General Motors Acceptance Corp |
100 |
Floats |
Mdm-Trm Fl Nts |
3/20/2007 |
100 |
Floats |
|
A3 |
BBB |
BBB+ |
MORGAN-STANLEY |
na |
- |
- |
- |
|
8/17/2004 |
General Motors Acceptance Corp |
20 |
Floats |
Mdm-Trm Fl Nts |
3/20/2007 |
100 |
Floats |
|
A3 |
BBB |
BBB+ |
UTENDAHL-CAP |
na |
- |
- |
- |
|
8/17/2004 |
General Motors Acceptance Corp |
65 |
Floats |
Mdm-Trm Fl Nts |
3/20/2007 |
100 |
Floats |
|
A3 |
BBB |
BBB+ |
HSBC-SECURITIES |
na |
- |
- |
- |
|
8/17/2004 |
General Motors Acceptance Corp |
110 |
Floats |
Mdm-Trm Fl Nts |
3/20/2007 |
100 |
Floats |
|
A3 |
BBB |
BBB+ |
LEH |
na |
- |
- |
- |
|
8/17/2004 |
General Motors Acceptance Corp |
105 |
Floats |
Mdm-Trm Fl Nts |
3/20/2007 |
100 |
Floats |
|
A3 |
BBB |
BBB+ |
JPM |
na |
- |
- |
- |
|
8/17/2004 |
General Motors Acceptance Corp |
100 |
Floats |
Mdm-Trm Fl Nts |
3/20/2007 |
100 |
Floats |
|
A3 |
BBB |
BBB+ |
MERRILL |
na |
- |
- |
- |
|
8/17/2004 |
Lehman Brothers Holdings Inc |
150 |
Floats |
Mdm-Trm Fl Nts |
8/20/2007 |
100 |
Floats |
|
A1 |
A |
A+ |
LEH |
na |
- |
- |
- |
|
8/17/2004 |
Eli Lilly & Co |
1,000.00 |
Floats |
Float Rate Nts |
8/24/2007 |
100 |
Floats |
|
Aa3 |
AA |
AA |
DEUTSCHE-BK-SEC JPM |
1.5 |
- |
Comb. |
Comb. |
n |
8/17/2004 |
Links Finance Corporation |
200 |
Floats |
Mdm-Trm Fl Nts |
8/23/2006 |
99.98 |
Floats |
|
Aaa |
AAA |
NR |
CS-FB-CS |
na |
- |
- |
- |
|
8/17/2004 |
Royal Bank of Scotland Group |
550 |
Floats |
Global FRNs |
Perpet. |
100 |
Floats |
|
A1 |
A |
AA |
RBS JPM LEH |
na |
- |
- |
- |
|
8/17/2004 |
Royal Bank of Scotland Group |
950 |
5.512 |
Global Notes |
Perpet. |
100 |
5.512 |
|
A1 |
A |
AA |
RBS JPM LEH |
na |
- |
- |
- |
n |
8/17/2004 |
Secunda Marine Services Ltd. |
125 |
Floats |
Sr Sec Flt Nts |
9/1/2012 |
98.5 |
Floats |
|
B2 |
B |
NR |
RBC-DAIN |
na |
- |
- |
- |
n |
8/17/2004 |
Standard Aero Ltd |
200 |
8.25 |
Sr Sub Notes |
9/1/2014 |
100 |
8.25 |
400 |
Caa1 |
B- |
NR |
JPM LEH |
na |
- |
- |
- |
n |
8/18/2004 |
Arden Realty Inc |
200 |
5.2 |
Notes |
9/1/2011 |
99.721 |
5.248 |
140 |
Baa3 |
BBB- |
NR |
LEH WACHOVIA-SEC |
na |
- |
- |
- |
|
8/18/2004 |
CarrAmerica Realty Corp |
200 |
5.125 |
Senior Notes |
9/1/2011 |
99.684 |
5.179 |
133 |
Baa2 |
BBB |
BBB |
JPM BA-SEC-LLC |
na |
- |
- |
- |
|
8/18/2004 |
Caterpillar Finl Svcs Corp |
350 |
Floats |
Mdm-Trm Fl Nts |
8/20/2007 |
100 |
Floats |
|
A2 |
A |
A+ |
BARCLAYS-CAP GS |
na |
- |
- |
- |
|
8/18/2004 |
Caterpillar Finl Svcs Corp |
250 |
3.7 |
Notes |
8/15/2008 |
100 |
3.7 |
55 |
A2 |
A |
A+ |
BA-SEC-LLC MERRILL |
na |
- |
- |
- |
|
8/18/2004 |
International Lease Finance |
100 |
4.15 |
Global Notes |
1/20/2010 |
99.907 |
4.161 |
78 |
A1 |
AA- |
AA- |
LEH |
na |
- |
- |
- |
n |
8/18/2004 |
Liberty Lighthouse CP Co |
100 |
Floats |
Mdm-Trm Fl Nts |
8/19/2005 |
100 |
Floats |
|
NR |
AAA |
AAA |
BARCLAYS-CAP |
na |
- |
- |
- |
n |
8/18/2004 |
Parker Drilling Co |
150 |
Floats |
Sr Flt Notes |
9/1/2010 |
100 |
Floats |
|
B2 |
B- |
NR |
LEH BA-SEC-LLC |
na |
- |
- |
- |
n |
8/18/2004 |
Ply-Gem Industries Inc |
135 |
9 |
Sr Sub Notes |
2/15/2012 |
100.25 |
8.953 |
493 |
B3 |
B- |
NR |
UBS-INV-BANK DEUTSCHE-BK-SEC JPM |
na |
- |
- |
- |
n |
8/18/2004 |
PACE |
70 |
Floats |
Mdm-Trm Fl Nts |
8/22/2005 |
100 |
Floats |
|
Aaa |
AAA |
NR |
LEH |
na |
- |
- |
- |
n |
8/18/2004 |
Securus Inc |
154 |
11 |
Sr Secured Nts |
9/1/2011 |
97.651 |
11.499 |
787 |
B2 |
B+ |
NR |
CS-FB-CS MORGAN-STANLEY |
na |
- |
- |
- |
n |
8/18/2004 |
Sigma Finance Corp |
100 |
Floats |
Mdm-Trm Fl Nts |
8/21/2006 |
100 |
Floats |
|
Aaa |
AAA |
AAA |
LEH |
na |
- |
- |
- |
|
8/18/2004 |
XL Capital Ltd |
300 |
5.25 |
Sr Unsecurd Nts |
9/15/2014 |
99.432 |
5.324 |
100 |
A2 |
A |
A |
LEH MORGAN-STANLEY |
0.45 |
0.2 |
Comb. |
Comb. |
Source: Thomson Financial/Securities Data. For more information, call Rich Peterson at (973) 645-9701. |
BP SPRD. - basis point spread over Treasuries; FLT. SPRD. - basis point spread over floating index; Comb. - fee is combined; NR - not rated; Na - not available; n 144A // Manager responsible for running the books; Contains offerings of $2 million or more and includes only the portion of global deals distributed in the U.S.; * More managers, but not listed; JB - joint books; † estimated price. |