| Princ. | Gross | Sell- | Under | ||||||||||||||
| Amt. | Security | Offer | BP | Sprd. | Con. | Writing | Mgmt. | ||||||||||
| Date | Issuer | ($ Mils) | Cpn. | Type | Maturity | Price | Yield | Sprd. | M | S&P | F | Manager | Fee % | Fee % | Fee % | Fee % | |
| 6/30/2005 | BB&T Corp. | 400 | 4.9 | Sub Notes | 6/30/2017 | 100.26 | 4.871 | 91 | A1 | A- | A | BEAR | 0.475 | 0.3 | Comb. | Comb. | |
| n | 6/30/2005 | Encore Acquisition Co | 300 | 6.25 | Sr Sub Bnds | 7/15/2015 | 98.16 | 6.503 | 229 | B2 | B | NR | CS-FB-CS | na | |||
| n | 6/30/2005 | K2 (USA) LLC | 130 | Floats | Mdm-Trm Fl Nts | 7/17/2006 | 100 | Floats | Aaa | AAA | AAA | LEH | na | ||||
| n | 6/30/2005 | NEFF Corp | 245 | 11.25 | Sr Secured Nts | 6/15/2012 | 100 | 11.25 | 753 | Caa1 | B- | NR | CS-FB-CS | na | |||
| n | 6/30/2005 | PCA International Inc | 50 | 14 | Sr Secured Nts | 6/1/2009 | 100 | 14 | 1035 | B3 | CCC | NR | JEFFERIES | na | |||
| n | 6/30/2005 | Psychiatric Solutions Inc | 220 | 7.75 | Sr Sub Notes | 7/15/2015 | 100 | 7.75 | B3 | B- | NR | CITIGROUP | na | ||||
| n | 6/30/2005 | Sigma Finance Corp | 150 | Floats | Mdm-Trm Fl Nts | 7/13/2007 | 100 | Floats | Aaa | AAA | NR | LEH | na | ||||
| n | 7/1/2005 | Sigma Finance Inc | 100 | Floats | Mdm-Trm Fl Nts | 9/20/2007 | 100 | Floats | Aaa | AAA | AAA | LEH | na | ||||
| n | 7/1/2005 | Sigma Finance Corp | 150 | 4 | Medium-Term Nts | 8/2/2006 | 100 | 4 | Aaa | AAA | NR | MERRILL | na | ||||
| n | 7/5/2005 | American Honda Finance | 40 | Floats | Mdm-Trm Fl Nts | 7/10/2006 | 100 | Floats | Aaa | AAA | NR | BARCLAYS-CAP | na | ||||
| n | 7/5/2005 | American Honda Finance | 40 | Floats | Mdm-Trm Fl Nts | 7/10/2006 | 100 | Floats | Aaa | AAA | NR | CS-FB-CS | na | ||||
| n | 7/5/2005 | American Honda Finance | 40 | Floats | Mdm-Trm Fl Nts | 7/10/2006 | 99.97 | Floats | Aaa | AAA | NR | JPM | na | ||||
| n | 7/5/2005 | K2 (USA) LLC | 75 | 3.935 | Medium-Term Nts | 7/7/2006 | 100 | 3.935 | 15 | Aaa | AAA | NR | LEH | na | |||
| n | 7/5/2005 | Liberty Lighthouse Capital | 100 | Floats | Mdm-Trm Fl Nts | 7/10/2006 | 100 | Floats | Aaa | AAA | NR | BARCLAYS-CAP | na | ||||
| n | 7/6/2005 | American Honda Finance | 29 | Floats | Mdm-Trm Fl Nts | 7/11/2008 | 100 | Floats | Aaa | AAA | NR | CS-FB-CS | na | ||||
| n | 7/6/2005 | American Honda Finance | 33 | Floats | Mdm-Trm Fl Nts | 7/11/2008 | 100 | Floats | Aaa | AAA | NR | BARCLAYS-CAP | na | ||||
| 7/6/2005 | American General Finance Corp | 700 | 4.875 | Medium-Term Nts | 7/15/2012 | 99.894 | 4.893 | 96 | A1 | A+ | A+ | BA-SEC-LLC, DEUTSCHE-BK-SEC, HSBC-SECURITIES | na | ||||
| 7/6/2005 | Lehman Brothers Holdings Inc | 1,000.00 | 4.5 | Global MTNs | 7/26/2010 | 99.86 | 4.531 | 67 | A1 | A | A+ | LEH | na | ||||
| n | 7/6/2005 | Lennar Corp | 200 | 5.6 | Notes | 5/31/2015 | 101.407 | 5.414 | 133 | Baa3 | BBB | BBB+ | BARCLAYS-CAP DEUTSCHE-BK-SEC JPM WACHOVIA-SEC | na | |||
| 7/6/2005 | Pitney Bowes Inc | 450 | 4.75 | Notes | 1/15/2016 | 99.624 | 4.796 | 71 | Aa3 | A+ | NR | ABN-AMRO-INC JPM | na | ||||
| n | 7/6/2005 | Bunge Ltd | 400 | 5.1 | Notes | 7/15/2015 | 99.875 | 5.116 | 103 | Baa2 | BBB | BBB | CITIGROUP JPM MORGAN-STANLEY | na | |||
| Source: Thomson Financial/Securities Data. For more information, call Rich Peterson at (212) 806-3144. | |||||||||||||||||
| BP SPRD. - basis point spread over Treasuries; FLT. SPRD. - basis point spread over floating index; Comb. - fee is combined; NR - not rated; Na - not available; n 144A | |||||||||||||||||
| // Manager responsible for running the books; Contains offerings of $2 million or more and includes only the portion of global deals distributed in the U.S.; | |||||||||||||||||
| * More managers, but not listed; JB - joint books; † estimated price. |
Financing Record (JUNE 30 -- JULY 5)
