All material subject to strictly enforced copyright laws. © 2022 Euromoney Institutional Investor PLC group

SEC fines Jefferies for ADR failures

Jefferies must pay almost $4m to settle charges relating to the improper handling of American Depositary Receipts (ADRs) and supervisory failure.

Unlock this article.

The content you are trying to view is exclusive to our subscribers.

To unlock this article:

Take a Free Trial or Login