| Rule 144A Private Place- ment | Issuer | Issue Date | Principal Amount ($ mil) | Coupon (%) | Type of Security | Maturity | Offer Price | Offer Yield to Maturity (%) | Spread to Treas- ury | Moody Rating | Stan- dard & Poor's Rating | Fitch Rating | Bookrunner(s) | Gross Spread as % of Prncpl Amt - in this Mkt | Selling Concession fee % | Underwriting Fee % | Management Fee % |
| Yes | American Honda Finance | 1/10/02 | 100 | Floats | Mdm-Trm Fl Nts | 1/18/05 | 100 | Floats | A2 | A | A | BA-SEC-LLC | na | Comb. | Comb. | ||
| Yes | Best Buy Co Inc | 1/10/02 | 350 | na | Cvt Sub Debs | PUT07/22 | 100 | 2.25 | Ba1 | B | BBB | CS-FB-CS | na | ||||
| Caterpillar Financial Service | 1/10/02 | 24.3 | 5 | Power Notes | 1/15/06 | 100 | 5 | A2 | A+ | NR | ABN-AMRO | 0.9 | Comb. | Comb. | |||
| Countrywide Home Loans Inc | 1/10/02 | 25 | Varies | Mdm-Trm Fl Nts | 1/16/03 | 100 | Varies | A3 | A | A | BNP-PARIBAS | na | Comb. | Comb. | |||
| Yes | K2 (USA) LLC | 1/10/02 | 100 | Floats | Mdm-Trm Fl Nts | 1/18/05 | 100 | Floats | Aaa | AAA | NR | LEH | na | Comb. | Comb. | ||
| Yes | Sigma Finance Inc | 1/10/02 | 100 | Floats | Mdm-Trm Fl Nts | 1/22/04 | 99.941 | Floats | Aaa | AAA | AAA | CS-FB | na | Comb. | Comb. | ||
| Weingarten Realty Investors | 1/10/02 | 35 | 6.7 | Medium-Term Nts | 1/15/14 | 100 | 6.7 | 175 | A3 | A | NR | GS | 0.625 | Comb. | Comb. | ||
| Yes | AMC Entertainment Inc | 1/11/02 | 175 | 9.875 | Sr Sub Notes | 2/1/12 | 98.436 | 10.125 | 522 | CCC | NR | SALOMON-SMITH | na | Comb. | Comb. | ||
| Yes | Interface Inc | 1/11/02 | 175 | 10.375 | Senior Notes | 2/1/10 | 100 | 10.375 | 551 | B2 | BB | BB | SSB,WACH | na | Comb. | Comb. | |
| Norddeutsche Landesbank | 1/11/02 | 100 | 2.26 | Bank Notes | 1/13/03 | 100 | 2.26 | Aa1 | AAA | AAA | BA-SEC-LLC | na | Comb. | Comb. | |||
| Rabobank International | 1/11/02 | 150 | 2.285 | Bank Notes | 2/11/03 | 100 | 2.285 | Aa2 | NR | AAA | BA-SEC-LLC | na | Comb. | Comb. | |||
| Yes | Rural Cellular Corp | 1/11/02 | 300 | 9.75 | Sr Sub Notes | 1/15/10 | 100 | 9.75 | 488 | B3 | B- | NR | DRES-KLEIN-WASS | na | Comb. | Comb. | |
| WellPoint Health Networks Inc | 1/11/02 | 350 | 6.375 | Notes | 1/15/12 | 99.687 | 6.418 | 155 | Baa1 | A- | A- | DB,JPM | 0.65 | Comb. | Comb. | 0.4 | |
| Yes | American Honda Finance | 1/14/02 | 125 | Floats | Mdm-Trm Fl Nts | 1/17/03 | 99.97 | Floats | A2 | A | NR | JPM | na | Comb. | Comb. | ||
| Yes | American Honda Finance | 1/14/02 | 25 | Floats | Mdm-Trm Fl Nts | 1/16/04 | 100 | Floats | A2 | A | NR | GS | na | Comb. | Comb. | ||
| Yes | American Honda Finance | 1/14/02 | 100 | Floats | Mdm-Trm Fl Nts | 1/16/03 | 100 | Floats | A2 | A | NR | GS | na | Comb. | Comb. | ||
| Credit Suisse Group Fin (US) | 1/14/02 | 50 | Floats | Mdm-Trm Fl Nts | 1/20/04 | 100 | Floats | A1 | AA- | A+ | CS-FB | na | Comb. | Comb. | |||
| Credit Suisse Group Fin (US) | 1/14/02 | 300 | Floats | Mdm-Trm Fl Nts | 1/17/03 | 100 | Floats | A1 | AA- | A+ | CS-FB | na | Comb. | Comb. | |||
| Credit Suisse Group Fin (US) | 1/14/02 | 240 | Floats | Mdm-Trm Fl Nts | 1/20/04 | 100 | Floats | A1 | AA- | A+ | CS-FB | na | Comb. | Comb. | |||
| General Electric Capital Corp | 1/14/02 | 1000 | Floats | Mdm-Trm Fl Nts | 7/17/03 | 100 | Floats | Aaa | AAA | AAA | DEUTSCHE-ALEX-B | 0.03 | Comb. | Comb. | |||
| MBNA Corp | 1/14/02 | 300 | 6.25 | Senior Notes | 1/17/07 | 99.78 | 6.302 | 225 | Baa2 | BBB | BBB+ | BAS,CSFB | na | Comb. | Comb. | ||
| Union Pacific Corp | 1/14/02 | 300 | 6.125 | Notes | 1/15/12 | 99.287 | 6.222 | 135 | Baa3 | BBB- | NR | CSFB,SSB | 0.65 | 0.13 | 0.12 | 0.4 | |
| Yes | UnitedHealth Group Inc | 1/14/02 | 400 | 5.2 | Notes | 1/17/07 | 99.861 | 5.232 | 115 | A3 | A | A | GS,ML | na | Comb. | Comb. | |
| Yes | American Honda Finance | 1/15/02 | 50 | Floats | Mdm-Trm Fl Nts | 1/24/05 | 99.91 | Floats | A2 | A | NR | JPM | na | Comb. | Comb. | ||
| Bank One NA,Dayton,Ohio | 1/15/02 | 20 | Floats | Mdm-Trm Fl Nts | 1/22/07 | 99.9 | Floats | Aa2 | A+ | A+ | JPM | na | Comb. | Comb. | |||
| Yes | Beta Finance Inc(Beta Finance) | 1/15/02 | 20 | 3.01 | Medium-Term Nts | 11/13/03 | 100 | 3.01 | Aaa | AAA | AAA | JPM | na | Comb. | Comb. | ||
| Canadian Natural Resources Ltd | 1/15/02 | 400 | 7.2 | Notes | 1/15/32 | 99.455 | 7.245 | 190 | Baa1 | BBB+ | NR | DB,SSB | 0.875 | Comb. | Comb. | ||
| Comerica Bank(Comerica Inc) | 1/15/02 | 200 | Floats | Flt Rte CDs | 1/16/03 | 100 | Floats | A1 | A | A+ | BA-SEC-LLC | na | Comb. | Comb. | |||
| Credit Suisse Group Fin (US) | 1/15/02 | 70 | Floats | Mdm-Trm Fl Nts | 1/18/06 | 100 | Floats | A1 | AA- | A+ | CS-FB | na | Comb. | Comb. | |||
| National City Bank,Cleveland | 1/15/02 | 50 | 2.06 | Medium-Term Nts | 1/15/03 | 100 | 2.06 | Aa3 | A+ | AA- | JPM | na | Comb. | Comb. | |||
| National City Bank,Cleveland | 1/15/02 | 135 | Floats | Mdm-Trm Fl Nts | 1/21/03 | 100 | Floats | Aa3 | A+ | AA- | JPM | na | Comb. | Comb. | |||
| National City Bank,Cleveland | 1/15/02 | 11 | Floats | Mdm-Trm Fl Nts | 1/21/03 | 99.99 | Floats | Aa3 | A+ | AA- | JPM | na | Comb. | Comb. | |||
| Verizon New Jersey Inc | 1/15/02 | 1000 | 6 | Notes | 1/17/12 | 100 | 6 | Aa2 | AA+ | AA | MORGAN-STANLEY | na | Comb. | Comb. | |||
| Regency Centers LP | 1/15/02 | 250 | 6.75 | Notes | 1/15/12 | 99.85 | 6.771 | 195 | Baa2 | BBB | BBB+ | GS,JPM | 0.65 | Comb. | Comb. | ||
| Yes | Sigma Finance Inc | 1/15/02 | 70 | Floats | Mdm-Trm Fl Nts | 1/26/04 | 100 | Floats | Aaa | AAA | AAA | LEH | na | Comb. | Comb. | ||
| Wells Fargo Bank NA | 1/15/02 | 500 | Floats | Mdm-Trm Fl Nts | 1/21/03 | 100 | Floats | Aa1 | AA- | AA | JPM | na | Comb. | Comb. | |||
| Yes | Ameren Corp | 1/16/02 | 100 | 5.7 | Medium-Term Nts | 2/1/07 | 99.74 | 5.76 | A2 | A | A+ | LEH,GS | 0.6 | 0.125 | 0.125 | 0.35 | |
| Bayerische Hypo-und Vereins- | 1/16/02 | 100 | Floats | Bank Notes | 1/20/04 | 100 | Floats | Aa3 | A+ | AA- | BA-SEC-LLC | na | Comb. | Comb. | |||
| Yes | Beta Finance Inc(Beta Finance) | 1/16/02 | 70 | 2.06 | Medium-Term Nts | 1/27/03 | na | Market | Aaa | AAA | AAA | CS-FB | Market | Comb. | Comb. | ||
| Commerzbank AG (New York) | 1/16/02 | 50 | 2.045 | Bank Notes | 1/7/03 | 100 | 2.045 | A1 | AA- | A+ | BA-SEC-LLC | na | Comb. | Comb. | |||
| Yes | Consumers Packaging Inc | 1/16/02 | 1000 | 8.875 | Notes | 2/15/09 | 100 | 8.875 | B2 | BB | NR | BAS,GS | na | Comb. | Comb. | ||
| Goldman Sachs Group Inc | 1/16/02 | 75 | Floats | Mdm-Trm Fl Nts | 1/22/04 | 100 | Floats | A1 | A+ | AA- | GS | na | Comb. | Comb. | |||
| Goldman Sachs Group Inc | 1/16/02 | 25 | Floats | Mdm-Trm Fl Nts | 1/16/04 | 100 | Floats | A1 | A+ | AA- | GS | na | Comb. | Comb. | |||
| National City Bank,Cleveland | 1/16/02 | 200 | 2.04 | Medium-Term Nts | 1/17/03 | 100 | 2.04 | Aa3 | A+ | AA- | JPM | na | Comb. | Comb. | |||
| Thomson Corp | 1/16/02 | 400 | 5.75 | Global Bonds | 2/1/08 | 99.567 | 5.836 | A3 | A- | NR | BARC,SSB | 0.4 | Comb. | Comb. | |||
| Yes | VW Credit Inc(Volkswagen AG) | 1/16/02 | 492 | Floats | Mdm-Trm Fl Nts | 1/22/04 | 100 | Floats | A1 | A+ | NR | LEH | na | Comb. | Comb. | ||
| Yes | VW Credit Inc(Volkswagen AG) | 1/16/02 | 208 | Floats | Mdm-Trm Fl Nts | 1/22/05 | 100 | Floats | A1 | A+ | NR | LEH | na | Comb. | Comb. | ||
| Continental Airlines Inc | 1/17/02 | 175 | 4.5 | Cvt Senior Debs | 2/1/07 | 100 | 4.5 | NA | NR | CITIGROUP-SSB | na | Comb. | Comb. | ||||
| Source: Thomson Financial/Securities Data. For more information, call Rich Peterson at (973) 645-9701. | |||||||||||||||||
| BP SPRD. - basis point spread over Treasuries; FLT. SPRD. - basis point spread over floating index; Comb. - fee is combined; NR - not rated; Na - not available; n 144A | |||||||||||||||||
| // Manager responsible for running the books; Contains offerings of $2 million or more and includes only the portion of global deals distributed in the U.S.; | |||||||||||||||||
| * More managers, but not listed; JB - joint books; † estimated price. |
Financing Record (January 10, 6 P.M.--January 17, 6 P.M.)
