Financing Record (January 3--January 10)

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Financing Record (January 3--January 10)

January 13, 2002 12:00 am
Issuer Date Princ. Amt. ($ Mils) Cpn. Security Type Maturity Offer Price Yield BP Sprd. M S&P F Manager Gross Sprd. Fee % Sell- Con. Fee % Under Writing Fee % Mgmt. Fee %
American Honda Finance 1/3/02 35 Floats Mdm-Trm Fl Nts 1/16/04 99.94 Floats   A2 A A CS-FB na Comb. Comb.  
Asset Backed Capital Finance 1/3/02 150 Floats Mdm-Trm Fl Nts 1/15/03 99.98 Floats   Aaa AAA AAA CS-FB na Comb. Comb.  
General Electric Capital Corp 1/3/02 1000 4.25 Global Notes 1/28/05 99.771 4.33 117 Aaa AAA AAA DB,MS 0.225 Comb. Comb.  
Goldman Sachs Group Inc 1/3/02 2750 6.6 Global Notes 1/15/12 100 6.6 148 A1 A+ AA- GS 0.45 Comb. Comb. 0.3
Lehman Brothers Holdings Inc 1/3/02 1000 6.625 Global Notes 1/18/12 99.485 6.696   A2 A A LEH 0.45 Comb. Comb.  
Links Finance Corporation 1/3/02 100 Floats Mdm-Trm Fl Nts 1/8/03 99.99 Floats   NR NR NR CS-FB na Comb. Comb.  
Sigma Finance Inc 1/3/02 200 Floats Mdm-Trm Fl Nts 1/15/03 100 Floats   Aaa AAA AAA MERRILL na Comb. Comb.  
Sigma Finance Inc 1/3/02 75 Floats Mdm-Trm Fl Nts 1/15/03 100 Floats   Aaa AAA AAA JPM 0.03 Comb. Comb.  
General Electric Capital Corp 1/4/02 100 Floats Mdm-Trm Fl Nts 1/8/03 99.98 Floats   Aaa AAA AAA CS-FB na Comb. Comb.  
Goldman Sachs Group Inc 1/4/02 160 Floats Mdm-Trm Fl Nts 1/9/04 100 Floats   A1 A+ AA- GS 0.175 Comb. Comb.  
International Lease Finance 1/4/02 250 Floats Mdm-Trm Fl Nts 1/9/03 100 Floats   Aaa AAA AA- MERRILL na Comb. Comb.  
Sigma Finance Inc 1/4/02 100 Floats Mdm-Trm Fl Nts 1/16/03 100 Floats   Aaa AAA AAA MERRILL na Comb. Comb.  
Dresdner Bank-Kleinwort Benson 1/7/02 50 2.4 Bank Notes 1/7/03 100 2.4   NA NA NA BA-SEC-LLC na Comb. Comb.  
Estee Lauder Cos Inc 1/7/02 250 6 Bonds 1/15/12 99.538 6.062   A1 A+ NR SALOMON-SMITH na Comb. Comb.  
Links Finance Corporation 1/7/02 200 Floats Mdm-Trm Fl Nts 1/15/03 99.99 Floats   NR A- NR CS-FB na Comb. Comb.  
National City Bank,Indiana 1/7/02 200 Floats Flt Rate Bk Nts 1/9/03 100 Floats   Aa3 A+ AA- BA-SEC-LLC na Comb. Comb.  
Paxson Communications Corp 1/7/02 486.2 Varies Sr Sub Disc Nts 1/15/09 62.132 12.25 704 B3 B- NR SALOMON-SMITH na Comb. Comb.  
Radian Group Inc 1/7/02 200 Zero Cvt Senior Debs PUT05/22 100 2.25   A2 A- A+ BAS, LEH 1.75 0.35 0.35 1.05
XL Capital Ltd 1/7/02 600 6.5 Global Notes 1/15/12 99.469 6.573 153 A1 A A JPM,SSB 0.65 Comb. Comb.  
American Honda Finance 1/8/02 50 Floats Mdm-Trm Fl Nts 1/16/04 99.94 Floats   A2 A A JPM na Comb. Comb.  
American Honda Finance 1/8/02 75 Floats Mdm-Trm Fl Nts 1/12/04 99.94 Floats   A2 A A JPM na Comb. Comb.  
Bear Stearns Cos Inc 1/8/02 1000 5.7 Notes 1/15/07 99.743 5.76   A2 A A+ BEAR 0.35 Comb. Comb.  
CarrAmerica Realty Corp 1/8/02 400 7.125 Senior Notes 1/15/12 99.274 7.228 215 Baa2 BBB BBB JPM,BAS na Comb. Comb.  
Centex Corp 1/8/02 350 7.5 Bonds 1/15/12 99.396 7.587 250 Baa2 BBB BBB+ JPM,BAS na Comb. Comb.  
Charter Communications Hldgs 1/8/02 300 10 Senior Notes 5/15/11 99.229 10.125   B2 B+ NR BAS,JPM,SSB na Comb. Comb.  
Charter Communications Hldgs 1/8/02 450 Zero Discount Notes 1/15/12 55.493 12.125   B2 B+ NR BAS,JPM,SSB na Comb. Comb.  
Charter Communications Hldgs 1/8/02 350 9.625 Senior Notes 11/15/09 99.301 9.75   B2 B+ NR BAS,JPM,SSB na      
Credit Suisse First Boston 1/8/02 2000 6.5 Global Notes 1/15/12 99.491 6.57 150 Aa3 AA- AA CS-FB 0.45 0.075 0.075 0.3
El Paso Corp 1/8/02 1100 7.75 Bonds 1/15/32 99.17 7.822   Baa2 BBB NR BA-SEC-LLC na Comb. Comb.  
Huntington Natl Bk,Columbus,OH 1/8/02 25 Floats FR MT Bank Nts 1/11/05 100 Floats   A1 A A GS na Comb. Comb.  
Huntington Natl Bk,Columbus,OH 1/8/02 25 Floats FR MT Bank Nts 1/11/05 100 Floats   A1 A A LEH na Comb. Comb.  
Huntington Natl Bk,Columbus,OH 1/8/02 75 Floats FR MT Bank Nts 1/12/04 100 Floats   A1 A A BA-SEC-LLC na Comb. Comb.  
Links Finance Corporation 1/8/02 40 Floats Mdm-Trm Fl Nts 1/21/03 99.99 Floats   NR NR NR CS-FB na Comb. Comb.  
May Department Stores Co 1/8/02 250 6.9 Notes 1/15/32 98.863 6.991   A1 A+ NR JPM,MS na Comb. Comb.  
Sigma Finance Inc 1/8/02 60 Floats Mdm-Trm Fl Nts 1/16/03 99.97 Floats   Aaa AAA AAA JPM na Comb. Comb.  
Sigma Finance Inc 1/8/02 75 Floats Mdm-Trm Fl Nts 1/16/03 99.97 Floats   Aaa AAA AAA CS-FB na Comb. Comb.  
Sigma Finance Inc 1/8/02 25 Floats Mdm-Trm Fl Nts 1/22/03 99.97 Floats   Aaa AAA AAA CS-FB na Comb. Comb.  
Washington Mutual,Seattle,WA 1/8/02 1000 5.625 Notes 1/15/07 99.775 5.677   A3 BBB+ NR CSFB,SSB 0.35 0.075 0.075 0.2
Axcelis Technologies Inc 1/9/02 100 4.25 Cvt Sr Sub Nts 1/15/07 100 na   NR NR NA MORGAN-STANLEY 0.275 0.055 0.055 0.165
DaimlerChrysler North America 1/9/02 1500 7.3 Global Bonds 1/15/12 99.644 7.351   A3 BBB+ NR BAS,DB,GS 0.425 Comb. Comb.  
Duke Energy Corp 1/9/02 750 6.25 Notes 1/15/12 99.728 6.287 125 A1 A+ A+ UBSW, WACH na Comb. Comb.  
Duke Energy Corp 1/9/02 250 Floats Float Rate Nts 1/15/05 100 Floats   A1 A+ A+ UBSW,WACH na Comb. Comb.  
Questar Market Resources 1/9/02 200 7 Notes 1/16/07 100 7   Baa2 BBB+ NR BAS,ML na Comb. Comb.  
Best Buy Co Inc 1/10/02 350 na Cvt Sub Debs PUT07/22 100 2.25   Ba1 B   CS-FB-CS na      
Source: Thomson Financial/Securities Data. For more information, call Rich Peterson at (973) 645-9701.
BP SPRD. - basis point spread over Treasuries; FLT. SPRD. - basis point spread over floating index; Comb. - fee is combined; NR - not rated; Na - not available; n 144A
// Manager responsible for running the books; Contains offerings of $2 million or more and includes only the portion of global deals distributed in the U.S.;
* More managers, but not listed; JB - joint books; † estimated price.


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