| Issuer | Date | Princ. Amt. ($ Mils) | Cpn. | Security Type | Maturity | Offer Price | Yield | BP Sprd. | M | S&P | F | Manager | Gross Sprd. Fee % | Sell-Con. Fee % | Under Writing Fee % | Mgmt. Fee % |
| Bear Stearns Cos Inc | 1/31/02 | 50 | Floats | Mdm-Trm Fl Nts | 2/4/04 | 100 | Floats | A2 | A | A+ | BEAR | na | Comb. | Comb. | ||
| Beta Finance Inc(Beta Finance) | 1/31/02 | 100 | 2.42 | Medium-Term Nts | 2/7/03 | 99.99 | 2.43 | Aaa | AAA | AAA | CS-FB | na | Comb. | Comb. | ||
| Dorada Finance Inc | 1/31/02 | 100 | Floats | Mdm-Trm Fl Nts | 2/17/04 | 100 | Floats | Aaa | AAA | NR | MORGAN-STANLEY | na | Comb. | Comb. | ||
| Huntington Natl Bk,Columbus,OH | 1/31/02 | 50 | Floats | FR MT Bank Nts | 2/17/04 | 100 | Floats | A1 | A | A | JPM | na | Comb. | Comb. | ||
| JP Morgan Chase & Co | 1/31/02 | 3.9 | Floats | Mdm-Trm Fl Nts | 2/5/04 | 100 | Floats | Aa3 | AA- | AA- | UTENDAHL-CAP | na | Comb. | Comb. | ||
| JP Morgan Chase & Co | 1/31/02 | 4.4 | Floats | Mdm-Trm Fl Nts | 2/5/04 | 100 | Floats | Aa3 | AA- | AA- | UTENDAHL-CAP | na | Comb. | Comb. | ||
| MeriStar Hospitality Corp | 1/31/02 | 200 | 9.125 | Senior Notes | 1/15/11 | 98.125 | 9.438 | B1 | B+ | NR | LEH | na | Comb. | Comb. | ||
| Six Flags Entertainment Corp | 1/31/02 | 480 | 8.875 | Senior Notes | 2/1/10 | 99.644 | 8.938 | B2 | B | NR | LEH | na | Comb. | Comb. | ||
| American Express Credit | 2/1/02 | 250 | 4.25 | Medium-Term Nts | 2/7/05 | 99.914 | 4.281 | Aa3 | A+ | A+ | MORGAN-STANLEY | na | Comb. | Comb. | ||
| Computer Associates Intl Inc | 2/1/02 | 600 | 8.375 | Notes | 2/15/12 | 99.249 | 8.487 | Baa1 | BBB+ | NR | BAS,SSB | na | Comb. | Comb. | ||
| Jacobs Entertainment Ltd | 2/1/02 | 125 | 11.875 | Sr Secured Nts | 2/1/09 | 96.04 | 12.755 | B2 | B | NR | CIBC-WORLD | na | Comb. | Comb. | ||
| K2 (USA) LLC | 2/1/02 | 150 | Floats | Mdm-Trm Fl Nts | 8/15/03 | 100 | Floats | Aaa | AAA | NR | MORGAN-STANLEY | na | Comb. | Comb. | ||
| Scotts Co | 2/1/02 | 70 | 8.625 | Sr Sub Notes | 1/15/09 | 102.5 | 8 | B2 | B- | NR | JPM | na | Comb. | Comb. | ||
| Solectron Corp | 2/1/02 | 500 | 9.625 | Senior Notes | 2/15/09 | 99.369 | 9.75 | 470 | Ba1 | BB+ | BBB- | GS | 2 | 0.25 | Comb. | Comb. |
| Bank of America Corp | 2/4/02 | 18.2 | 6 | InterNotes | 2/15/12 | 100 | 6 | Aa2 | A+ | AA- | BA-SEC-LLC | 1.5 | Comb. | Comb. | ||
| Bank of America Corp | 2/4/02 | 18.3 | 5 | InterNotes | 2/15/07 | 100 | 5 | Aa2 | A+ | AA- | BA-SEC-LLC | 1 | Comb. | Comb. | ||
| Bank of America Corp | 2/4/02 | 18.6 | 6.5 | InterNotes | 2/15/17 | 100 | 6.5 | Aa2 | A+ | AA- | BA-SEC-LLC | 2 | Comb. | Comb. | ||
| Bank of America Corp | 2/4/02 | 24.7 | 6.6 | InterNotes | 2/15/22 | 100 | 6.6 | Aa2 | A+ | AA- | BA-SEC-LLC | 2.5 | Comb. | Comb. | ||
| Beta Finance Inc(Beta Finance) | 2/4/02 | 150 | Floats | Mdm-Trm Fl Nts | 2/11/03 | 99.99 | Floats | Aaa | AAA | AAA | CS-FB | na | Comb. | Comb. | ||
| Household Finance Corp | 2/4/02 | 5.8 | 6.5 | InterNotes | 2/15/12 | 100 | 6.5 | A2 | A | A+ | BA-SEC-LLC | 1.5 | Comb. | Comb. | ||
| Household Finance Corp | 2/4/02 | 5.9 | 4.5 | InterNotes | 2/15/05 | 100 | 4.5 | A2 | A | A+ | BA-SEC-LLC | 0.625 | Comb. | Comb. | ||
| Household Finance Corp | 2/4/02 | 42 | 7.25 | InterNotes | 2/15/17 | 100 | 7.25 | A2 | A | A+ | BA-SEC-LLC | 2 | Comb. | Comb. | ||
| Sunoco Logistics Partners LP | 2/4/02 | 250 | 7.25 | Sr Unsecurd Nts | 2/15/12 | 99.325 | 7.346 | 240 | Baa2 | BBB | NR | LEH | 0.65 | 0.4 | 0.12 | 0.13 |
| Bank One Illinois | 2/5/02 | 100 | Floats | Flt Rate Bk Nts | 2/9/04 | 100 | Floats | Aa2 | A+ | A+ | MERRILL | na | Comb. | Comb. | ||
| HVB Real Estate Bank AG | 2/5/02 | 1741.4 | 4.5 | Pfanbriefe | 2/12/07 | 99.22 | 4.57 | 32 | Aaa | AAA | AAA | BAR,DB, HYP | 0.25 | 0.17 | Comb. | Comb. |
| Kimberly-Clark Corp | 2/5/02 | 400 | 5.625 | Sr Unsecurd Nts | 2/15/12 | 99.146 | 5.738 | Aa2 | AA | AA | SALOMON-SMITH | na | Comb. | Comb. | ||
| Liberty Lighthouse CP Co | 2/5/02 | 50 | Floats | Mdm-Trm Fl Nts | 2/13/04 | 99.9 | Floats | Aaa | AAA | AAA | CS-FB | na | Comb. | Comb. | ||
| MidAmerican Energy Co | 2/5/02 | 400 | 6.75 | Sr Unsecurd Nts | 12/30/31 | 98.857 | 6.841 | 150 | A3 | A- | A | CS-FB | 0.875 | Comb. | Comb. | |
| Norddeutsche Landesbank | 2/5/02 | 650 | Floats | Deposit Notes | 8/7/03 | 100 | Floats | Aa1 | NR | AAA | MERRILL | na | Comb. | Comb. | ||
| Pinnacle West Capital Corp | 2/5/02 | 215 | 4.5 | Notes | 2/9/04 | 99.865 | 4.571 | 160 | Baa2 | BBB | BBB | JPM | na | Comb. | Comb. | |
| Societe Generale (New York) | 2/5/02 | 700 | Floats | Flt Rte Dep Nts | 8/7/03 | 100 | Floats | Aa3 | AA- | AA | MERRILL | na | Comb. | Comb. | ||
| TSI Telecommun Svcs Inc | 2/5/02 | 245 | 12.75 | Senior Notes | 2/1/09 | 97.784 | 13.25 | B3 | B- | NR | LEH | 3 | Comb. | Comb. | ||
| Source: Thomson Financial/Securities Data. For more information, call Rich Peterson at (973) 645-9701. | ||||||||||||||||
| BP SPRD. - basis point spread over Treasuries; FLT. SPRD. - basis point spread over floating index; Comb. - fee is combined; NR - not rated; Na - not available; n 144A | ||||||||||||||||
| // Manager responsible for running the books; Contains offerings of $2 million or more and includes only the portion of global deals distributed in the U.S.; | ||||||||||||||||
| * More managers, but not listed; JB - joint books; † estimated price. |
Financing Record (January 31--February 7)
