| Date | Issuer | Princ. Amt. ($ Mils) | Cpn. | Security Type | Maturity | Offer Price | Yield | BP Sprd. | M | S&P | F | Manager | Gross Sprd. Fee % | Sell-Con. Fee % | Under Writing Fee % | Mgmt. Fee % | |
| 8/19/2004 | Alabama Power(Southern Co Inc) | 250 | Floats | Float Rate Nts | 8/25/2009 | 100 | Floats | - | A2 | A | A | GS, BNY-CAP, WACHOVIA-SEC | na | - | - | - | |
| 8/19/2004 | WR Berkley Corp | 150 | 6.15 | Senior Notes | 8/15/2019 | 99.375 | 6.215 | 200 | Baa2 | BBB+ | NR | MORGAN-STANLEY | na | - | - | - | |
| 8/19/2004 | John Deere Capital(Deere & Co) | 200.00 | Floats | Mdm-Trm Fl Nts | 8/24/2006 | 100 | Floats | - | A3 | A- | A | CS-FB-CS, JPM, MERRILL | na | - | - | - | |
| n | 8/19/2004 | HBOS Treasury Services Plc | 200 | Floats | Mdm-Trm Fl Nts | 8/28/2006 | 100 | Floats | - | Aa2 | AA | AAA | BNP-PARIBAS | na | - | - | - |
| 8/19/2004 | Lehman Brothers Holdings Inc | 4 | Floats | Mdm-Trm Fl Nts | 8/20/2009 | 100 | Floats | - | A1 | A | A+ | LEH | na | - | - | - | |
| n | 8/19/2004 | Medquest Inc | 136 | Zero | Sr Discount Nts | 8/15/2012 | 62.337 | 12.25 | 802 | Caa1 | B- | NR | JPM | na | - | - | - |
| 8/19/2004 | PacifiCorp(Scottish Power PLC) | 200 | 5.9 | Fst Mtg Bonds | 8/15/1934 | 99.639 | 5.926 | 90 | A3 | A- | NR | CITIGROUP, DEUTSCHE-BK-SEC | na | - | - | - | |
| 8/19/2004 | PacifiCorp(Scottish Power PLC) | 200 | 4.95 | Fst Mtg Bonds | 8/15/2014 | 99.636 | 4.997 | 77 | A3 | A- | NR | CITIGROUP, DEUTSCHE-BK-SEC | na | - | - | - | |
| 8/19/2004 | Toyota Motor Credit Corp | 110 | Floats | Mdm-Trm Fl Nts | 8/25/2006 | 100 | Floats | - | Aaa | AAA | NR | CITIGROUP | na | - | - | - | |
| n | 8/20/2004 | K2 (USA) LLC | 100 | Floats | Mdm-Trm Fl Nts | 2/27/2006 | 100 | Floats | - | Aaa | AAA | NR | JPM | na | - | - | - |
| n | 8/20/2004 | Sigma Finance Corp | 125 | Floats | Mdm-Trm Fl Nts | 2/24/2006 | 100 | Floats | - | Aaa | AAA | AAA | JPM | na | - | - | - |
| n | 8/20/2004 | Tango Finance Ltd | 100 | Floats | Mdm-Trm Fl Nts | 2/27/2006 | 100 | Floats | - | Aaa | AAA | NR | JPM | na | - | - | - |
| 8/23/2004 | Bank of America Corp | 750 | 4.25 | Global Notes | 10/1/2010 | 99.478 | 4.348 | 65 | Aa2 | A+ | AA- | BA-SEC-LLC | na | - | - | - | |
| 8/23/2004 | Countrywide Home Loans Inc | 50 | Floats | Mdm-Trm Fl Nts | 8/26/2005 | 100 | Floats | - | A3 | A | A | JPM | na | - | - | - | |
| 8/23/2004 | Countrywide Home Loans Inc | 100 | Floats | Mdm-Trm Fl Nts | 8/26/2005 | 100 | Floats | - | A3 | A | A | GS | na | - | - | - | |
| 8/23/2004 | Countrywide Home Loans Inc | 93 | Floats | Mdm-Trm Fl Nts | 8/26/2005 | 100 | Floats | - | A3 | A | A | LEH | na | - | - | - | |
| 8/23/2004 | First Tennessee Bank Natl Asso | 150 | Floats | Mdm-Trm Fl Nts | 8/25/2006 | 100 | Floats | - | A1 | A | A | GS | na | - | - | - | |
| 8/23/2004 | Gillette Co | 300 | 3.8 | Notes | 9/1/2009 | 99.703 | 3.866 | 40 | Aa3 | AA- | AA- | BA-SEC-LLC, MORGAN-STANLEY | na | - | Comp. | Comp. | |
| 8/23/2004 | Textron Financial Corp | 100 | 5.125 | Medium-Term Nts | 8/15/2014 | 99.585 | 5.179 | 90 | A3 | A- | A- | CS-FB-CS, DEUTSCHE-BK-SEC, UBS-INV-BANK | na | - | - | - | |
| n | 8/24/2004 | Beta Finance Inc(Beta Finance) | 100 | Floats | Mdm-Trm Fl Nts | 3/10/2006 | 100 | Floats | - | Aaa | AAA | AAA | MORGAN-STANLEY | na | - | - | - |
| n | 8/24/2004 | CC(USA) Inc(Centauri Corp) | 50 | Floats | Mdm-Trm Fl Nts | 2/28/2006 | 100 | Floats | - | Aaa | AAA | NR | MORGAN-STANLEY | na | - | - | - |
| n | 8/24/2004 | Diamond Offshore Drilling Inc | 250 | 5.15 | Notes | 9/1/2014 | 99.759 | 5.181 | 90 | Baa2 | A- | NR | GS | na | - | - | - |
| n | 8/24/2004 | Fairfax Financial Holdings Ltd | 95 | 7.75 | Senior Notes | 4/26/2012 | 97.25 | 8.241 | - | Ba3 | BB | B+ | BA-SEC-LLC | 0.75 | - | Comb. | Comb. |
| 8/24/2004 | General Electric Capital Corp | 300 | Floats | Mdm-Trm Fl Nts | 7/28/2008 | 100.118 | Floats | - | Aaa | AAA | AAA | CITIGROUP | na | - | - | - | |
| 8/24/2004 | General Electric Capital Corp | 200 | Floats | Mdm-Trm Fl Nts | 7/28/2008 | 100.118 | Floats | - | Aaa | AAA | AAA | LEH | na | - | - | - | |
| n | 8/24/2004 | Links Finance Corporation | 100 | Floats | Mdm-Trm Fl Nts | 3/3/2006 | 100 | Floats | - | Aaa | AAA | NR | JPM | na | - | - | - |
| 8/24/2004 | Sovereign Bancorp Inc,PA | 300 | Floats | Float Rate Nts | 8/25/2006 | 100 | Floats | - | Baa3 | BBB- | NR | LEH, JPM | na | - | - | - | |
| n | 8/24/2004 | White Pine Finance LLC | 50 | Floats | Mdm-Trm Fl Nts | 8/26/2005 | 100 | Floats | - | Aaa | AAA | NR | JPM | na | - | - | - |
| 8/25/2004 | Anthem Inc | 200 | 3.5 | Senior Notes | 9/1/2007 | 99.861 | 3.549 | 70 | Baa1 | BBB+ | A- | BA-SEC-LLC | na | - | - | - | |
| 8/25/2004 | BNP Paribas SA-New York Branch | 12 | Floats | FR MT Bank Nts | 9/17/2011 | 100 | Floats | - | Aa2 | AA- | AA | BNP-PARIBAS | na | - | - | - | |
| n | 8/25/2004 | Beta Finance Inc(Beta Finance) | 50 | Floats | Mdm-Trm Fl Nts | 9/1/2006 | 100 | Floats | - | Aaa | AAA | AAA | JPM | na | - | - | - |
| 8/25/2004 | National City Bank,Cleveland | 120 | Floats | Flt Rate Bk Nts | 9/1/2006 | 100 | Floats | - | Aa3 | A+ | AA- | JPM | na | - | - | - | |
| 8/25/2004 | National City Bank,Cleveland | 100 | Floats | Flt Rate Bk Nts | 9/1/2007 | 100 | Floats | - | Aa3 | A+ | AA- | JPM | na | - | - | - | |
| n | 8/25/2004 | Sigma Finance Inc | 300 | Floats | Mdm-Trm Fl Nts | 3/10/2006 | 100 | Floats | - | Aaa | AAA | AAA | LEH | na | - | - | - |
| 8/25/2004 | Textron Financial Corp | 100 | Floats | Float Rate Nts | 8/28/2006 | 100 | Floats | - | A3 | A- | A- | BA-SEC-LLC-BARCLAYS-CAP-WACHOVIA-SEC | na | - | - | - | |
| Source: Thomson Financial/Securities Data. For more information, call Rich Peterson at (973) 645-9701. | |||||||||||||||||
| BP SPRD. - basis point spread over Treasuries; FLT. SPRD. - basis point spread over floating index; Comb. - fee is combined; NR - not rated; Na - not available; n 144A // Manager responsible for running the books; Contains offerings of $2 million or more and includes only the portion of global deals distributed in the U.S.; * More managers, but not listed; JB - joint books; † estimated price. |
Financing Record (August 18 — August 25)
