Loan Fund Performance
The tables below, provided by Lipper, a Reuters company, show performance and asset figures for the floating-rate loan funds.
| Closed End Funds | |||||||||||
| 1 YRS | 3 YRS | Last M-E | 4 QTRS | 4 QTRS | 4 QTRS | 4 QTRS | 4 QTRS | ||||
| 10/31/2003 | 10/31/2001 | 10/31/2004 | 9/30/2003 | 12/31/2003 | 3/31/2004 | 6/30/2004 | 9/30/2004 | ||||
| 10/29/2004 | 10/31/2004 | TNA | TNA | TNA | TNA | TNA | TNA | ||||
| Fund | L | FPO | Cum | Ann | Manager | ||||||
| Name | Cls | Date | Tot Return | Tot Return | (Mil $) | (Mil $) | (Mil $) | (Mil $) | (Mil $) | (Mil $) | Name |
| AIM Floating Rate;B | LP | 4/28/1997 | 6.3 | 4.92 | 198.5 | 230.7 | 221.5 | 211.3 | 202.3 | 197.4 | Clemente/Ewald |
| AIM Floating Rate;C | LP | 4/3/2000 | 6.04 | 4.66 | 31.9 | 19.5 | 20.7 | 22.9 | 26.8 | 30.9 | Clemente/Ewald |
| BlackRock Gl Fltg Rt Inc | LP | 8/30/2004 | N/A | N/A | 92.2 | N/A | N/A | N/A | N/A | 89.4 | Team Managed |
| Citigroup Corporate Loan | LP | 11/19/1998 | 7.15 | 6.23 | 141.4 | 136.5 | 138.5 | 141 | 141.4 | 141.2 | Glenn N. Marchak |
| Eaton Vance Adv Sen Flt | LP | 3/20/1998 | 5.45 | 4.29 | 94 | 46.6 | 49.9 | 54.7 | 76.8 | 98.6 | Page/Swaffield |
| Eaton Vance Flt-Rt Inc | LP | 6/29/2004 | N/A | N/A | N/A | N/A | N/A | N/A | 649 | 706.6 | Page/Swaffield |
| Eaton Vance Inst Senior | LP | 5/3/1999 | 5.98 | 4.91 | 67.5 | 24.5 | 25.3 | 26.6 | 33.2 | 67.3 | Page/Swaffield |
| Eaton Vance Prm Rate | LP | 8/4/1989 | 5.39 | 4.34 | 1711.3 | 1923.4 | 1851.5 | 1786.2 | 1746.9 | 1699.6 | Page/Swaffield |
| Eaton Vance Sen Flt Rt | LP | 11/28/2003 | N/A | N/A | 633.3 | N/A | 634 | 630.4 | 630.5 | 630.6 | Page/Russ/Swaffield |
| Eaton Vance Senior Inc | LP | 10/27/1998 | 7.12 | 7.38 | 320.3 | 310 | 313.5 | 317.7 | 318.8 | 319.1 | Page/Swaffield |
| EV Classic Sr Fltng-Rt | LP | 2/22/1995 | 5.35 | 4.22 | 1307.5 | 1366.3 | 1342.5 | 1326.7 | 1287.1 | 1292 | Page/Swaffield |
| First Tr/4 Cor Sr Fl | LP | 9/25/2003 | 6.47 | N/A | 95 | 83.5 | 93.7 | 94.2 | 94.7 | 94.7 | Bernstein/McAdams |
| First Tr/4 Cor Sr Fl II | LP | 5/25/2004 | N/A | N/A | 482.8 | N/A | N/A | N/A | 458.1 | 481.6 | Team Managed |
| Floating Rate Inc Str II | LP | 7/30/2004 | N/A | N/A | 203.6 | N/A | N/A | N/A | N/A | 201.3 | Matteo/Patel |
| Floating Rate Inc Strat | LP | 10/28/2003 | 5.25 | N/A | 353.4 | N/A | 346.2 | 347.4 | 347.3 | 351.4 | Matteo/Booth |
| Franklin Floating Rate | LP | 10/9/1997 | 7.26 | 5.42 | 1287.7 | 1201.5 | 1213.7 | 1225.9 | 1276.3 | 1314.4 | Hsu/Lam/Gregory |
| Highland Float Rate;A | LP | 11/1/1999 | 7.59 | 7.07 | 223.1 | 106.7 | 132.6 | 166.1 | 195.9 | 213.3 | Dougherty/Okada |
| Highland Float Rate;B | LP | 11/1/1999 | 7.22 | 6.69 | 183.6 | 164.7 | 174.6 | 181.9 | 185.5 | 182.5 | Dougherty/Okada |
| Highland Float Rate;C | LP | 11/1/1999 | 7.06 | 6.54 | 272.5 | 141.7 | 184.8 | 237 | 258.1 | 269 | Dougherty/Okada |
| Highland Float Rate;Z | LP | 12/17/1998 | 7.97 | 7.44 | 147.2 | 35.6 | 79.8 | 107.3 | 126.9 | 140.8 | Dougherty/Okada |
| Highland Flt Advtg;A | LP | 1/24/2000 | 9.86 | 9.62 | 252.7 | 96.8 | 120.3 | 162.4 | 207.5 | 220.5 | Dougherty/Okada |
| Highland Flt Advtg;B | LP | 1/24/2000 | 9.48 | 9.24 | 128 | 83 | 96.6 | 110.1 | 123 | 126.1 | Dougherty/Okada |
| Highland Flt Advtg;C | LP | 1/24/2000 | 9.31 | 9.08 | 293 | 96 | 145.5 | 209.3 | 258.8 | 287.2 | Dougherty/Okada |
| Highland Flt Advtg;Z | LP | 1/27/2000 | 10.23 | 10 | 57.5 | 9.2 | 15 | 29.5 | 45.1 | 55.3 | Dougherty/Okada |
| Highland Inst Flt Rt | LP | 11/20/1998 | 8.06 | 7.49 | 65 | 83 | 87.5 | 88.6 | 65.6 | 64.7 | Dougherty/Okada |
| ING Prime Rate Trust | LP | 5/2/1988 | 8.57 | 7.15 | 1058.2 | 974.6 | 998.7 | 1014.9 | 1021.1 | 1057.7 | Team Managed |
| ING Senior Income;A | LP | 4/2/2001 | 5.4 | 6.37 | 534.6 | 77.5 | 132.9 | 192.8 | 331.4 | 490 | Team Managed |
| ING Senior Income;B | LP | 4/2/2001 | 4.82 | 5.78 | 118.1 | 40.3 | 52.8 | 69.5 | 96.2 | 113.5 | Team Managed |
| ING Senior Income;C | LP | 4/2/2001 | 4.89 | 5.8 | 698.5 | 137 | 222.3 | 311.1 | 465 | 654.4 | Team Managed |
| ING Senior Income;Q | LP | 4/2/2001 | 5.35 | 6.27 | 248.5 | 180.9 | 180.4 | 133.6 | 190 | 244.2 | Team Managed |
| Merrill Sen Fltng Rt | LP | 11/3/1989 | 7.44 | 6.57 | 736 | 767.7 | 760.3 | 745.9 | 740.9 | 729.1 | Booth/Matteo |
| Merrill Sen Fltng Rt II | LP | 3/22/1999 | 7.31 | 6.21 | 307.7 | 138 | 166.7 | 193.4 | 254.4 | 299.8 | Booth/Matteo |
| Morg Stan Prime Inc Tr | LP | 11/30/1989 | 8.63 | 7.31 | 1124 | 1165.9 | 1169.1 | 1159.7 | 1132.8 | 1115.8 | Howard Tiffen |
| Nuveen Float Rate Inc | LP | 3/26/2004 | N/A | N/A | 668.6 | N/A | N/A | 597.7 | 663.4 | 666.4 | Team Managed |
| Nuveen Float Rt Inc Opp | LP | 7/30/2004 | N/A | N/A | 400.2 | N/A | N/A | N/A | N/A | 399.7 | Team Managed |
| Nuveen Senior Income | LP | 10/26/1999 | 12.82 | 12.6 | 254 | 237.6 | 242.4 | 247.8 | 251.4 | 253.1 | Team Managed |
| Oppenheimer Sen Flt;A | LP | 9/7/1999 | 7.73 | 6.92 | 570.8 | 68.2 | 98.4 | 160 | 313.4 | 516.2 | Hui/Welsh/Zimmer |
| Oppenheimer Sen Flt;B | LP | 9/7/1999 | 7.03 | 6.31 | 313.1 | 170.9 | 188.2 | 204.1 | 265 | 301.6 | Hui/Welsh/Zimmer |
| Oppenheimer Sen Flt;C | LP | 9/7/1999 | 7.18 | 6.37 | 835.4 | 241 | 291.3 | 369.5 | 548.4 | 758.5 | Hui/Welsh/Zimmer |
| PIMCO Floating Rate Inc | LP | 8/26/2003 | 6.47 | N/A | N/A | 330.2 | 345.3 | 344.8 | 346.1 | 348.8 | Hinman/Kennedy/Rosiak |
| SunAmerica Sen Float;B | LP | 8/6/1998 | 4.62 | 5.34 | 27.9 | 27 | 26.8 | 27.2 | 28 | 28.1 | Christopher E. Jansen |
| SunAmerica Sen Float;C | LP | 8/6/1998 | 4.62 | 5.3 | 172 | 89.9 | 105.3 | 125.2 | 160.8 | 172.7 | Christopher E. Jansen |
| SunAmerica Sen Float;D | LP | 4/25/2001 | 5.11 | 5.66 | 26.8 | 13.1 | 14 | 15.5 | 18.7 | 26.3 | Christopher E. Jansen |
| Van Kampen Senior Income | LP | 6/23/1998 | 8.47 | 7.14 | 1553.1 | 1484 | 1522.1 | 1539.1 | 1554.1 | 1550.2 | Howard Tiffen |
| Van Kampen Sr Loan;B | LP | 10/4/1989 | 8.31 | 6.28 | 1643.7 | 1916.1 | 1886.9 | 1840.5 | 1786.1 | 1717.6 | Howard Tiffen |
| Van Kampen Sr Loan;C | LP | 6/16/2003 | 8.28 | N/A | 354.9 | 255 | 266.1 | 276.6 | 323.2 | 355.9 | Howard Tiffen |
| Average/Total | 7.12 | 6.66 | 20289.1 | 14474.1 | 15957.7 | 17046 | 19246 | 21075.1 |
| Fixed Income Funds | |||||||||||
| 1 YRS | 3 YRS | Last M-E | 4 QTRS | 4 QTRS | 4 QTRS | 4 QTRS | 4 QTRS | ||||
| 11/18/2003 | 11/16/2001 | 10/31/2004 | 9/30/2003 | 12/31/2003 | 3/31/2004 | 6/30/2004 | 9/30/2004 | ||||
| 11/18/2004 | 11/18/2004 | TNA | TNA | TNA | TNA | TNA | TNA | ||||
| Fund | L | FPO | Cum | Ann | Manager | ||||||
| Name | Cls | Date | Tot Return | Tot Return | (Mil $) | (Mil $) | (Mil $) | (Mil $) | (Mil $) | (Mil $) | Name |
| Eaton Vance Flt Rt;A | LP | 5/5/2003 | 3.62 | N/A | 1150.8 | 215.3 | 387.2 | 621.6 | 931.9 | 1105 | Page/Swaffield |
| Eaton Vance Flt Rt;Adv | LP | 2/7/2001 | 3.54 | 3.88 | 779 | 226.2 | 336.2 | 435.4 | 617.6 | 766.2 | Page/Swaffield |
| Eaton Vance Flt Rt;B | LP | 2/5/2001 | 2.77 | 3.1 | 297.9 | 243.4 | 260.2 | 264.9 | 293.4 | 299.7 | Page/Swaffield |
| Eaton Vance Flt Rt;C | LP | 2/1/2001 | 2.77 | 3.06 | 1224.5 | 677.5 | 794 | 917.2 | 1110.6 | 1212.9 | Page/Swaffield |
| Eaton Vance Flt Rt;Ins | LP | 1/30/2001 | 3.8 | 4.14 | 271.1 | 92.7 | 118.6 | 142.1 | 221.1 | 263.5 | Page/Swaffield |
| Eaton Vance F-R HI;A | LP | 5/7/2003 | 5 | N/A | 430.1 | 30.2 | 103 | 175.2 | 302.7 | 402.9 | Team Managed |
| Eaton Vance F-R HI;Adv | LP | 9/7/2000 | 4.99 | 5.04 | 471.1 | 55.6 | 112.2 | 167 | 292.2 | 448.9 | Team Managed |
| Eaton Vance F-R HI;B | LP | 9/5/2000 | 4.21 | 4.26 | 181.9 | 158.3 | 166.6 | 172.6 | 181.7 | 182.5 | Team Managed |
| Eaton Vance F-R HI;C | LP | 9/5/2000 | 4.21 | 4.26 | 511.7 | 302.5 | 334.7 | 383.6 | 456.2 | 500.3 | Team Managed |
| Eaton Vance F-R HI;Ins | LP | 9/15/2000 | 5.25 | 5.34 | 23.5 | 2.7 | 4.3 | 5.9 | 10.8 | 23.7 | Team Managed |
| Fidelity Adv Float;A | LP | 8/16/2000 | 4.19 | 4.21 | 298.5 | 72.4 | 110.6 | 154.6 | 224.6 | 287.3 | Christine McConnell |
| Fidelity Adv Float;B | LP | 8/16/2000 | 3.61 | 3.65 | 183.3 | 130.7 | 135.6 | 138.9 | 168.2 | 182.4 | Christine McConnell |
| Fidelity Adv Float;C | LP | 8/16/2000 | 3.54 | 3.56 | 522.4 | 256.7 | 291.1 | 329 | 429 | 506.5 | Christine McConnell |
| Fidelity Adv Float;Ins | LP | 8/16/2000 | 4.41 | 4.41 | 180.2 | 33.2 | 44.5 | 58.1 | 113.6 | 158.8 | Christine McConnell |
| Fidelity Adv Float;T | LP | 8/16/2000 | 4.1 | 4.12 | 387.8 | 104.2 | 119.3 | 118.9 | 234.3 | 365.9 | Christine McConnell |
| Fidelity Float Rate HI | LP | 9/19/2002 | 4.45 | N/A | 1972.3 | 781.2 | 956.1 | 1157.7 | 1541.7 | 1889.3 | Christine McConnell |
| Franklin Inv:Float;A | LP | 5/1/2001 | 3.86 | 4.38 | 614.2 | 114 | 154.9 | 219 | 431.9 | 603.6 | Hsu/Lam/Gregory |
| Franklin Inv:Float;Adv | LP | 5/1/2001 | 4.12 | 4.64 | 37.7 | 7.3 | 8 | 10.9 | 16.5 | 35.3 | Hsu/Lam/Gregory |
| Franklin Inv:Float;B | LP | 5/1/2001 | 3.13 | 3.68 | 69.1 | 27 | 30.8 | 35.7 | 62.5 | 69.2 | Hsu/Lam/Gregory |
| Franklin Inv:Float;C | LP | 5/1/2001 | 3.42 | 3.99 | 269.1 | 90.1 | 107.5 | 138.7 | 218.4 | 264.1 | Hsu/Lam/Gregory |
| MainStay Float Rate;A | LP | 5/3/2004 | N/A | N/A | 255 | N/A | N/A | N/A | 112.7 | 239.7 | Dial/Malloy |
| MainStay Float Rate;B | LP | 5/3/2004 | N/A | N/A | 38.2 | N/A | N/A | N/A | 25.4 | 37.9 | Dial/Malloy |
| MainStay Float Rate;C | LP | 5/3/2004 | N/A | N/A | 85.8 | N/A | N/A | N/A | 37.2 | 78.4 | Dial/Malloy |
| MainStay Float Rate;I | LP | 5/3/2004 | N/A | N/A | 2.3 | N/A | N/A | N/A | 0.4 | 2.2 | Dial/Malloy |
| Security Inc:Inc Opp;A | LP | 3/31/2004 | N/A | N/A | 22.6 | N/A | N/A | 16.7 | 18.8 | 22.7 | Team Managed |
| Security Inc:Inc Opp;B | LP | 3/31/2004 | N/A | N/A | 17.6 | N/A | N/A | 16.7 | 17 | 17.3 | Team Managed |
| Security Inc:Inc Opp;C | LP | 3/31/2004 | N/A | N/A | 19.9 | N/A | N/A | 16.7 | 17.4 | 18.8 | Team Managed |
| Average/Total | 3.95 | 4.1 | 10398 | 3621.2 | 4575.4 | 5697.1 | 8087.8 | 10031.7 |
