FINRA Fines Santander Unit Over Structured Products
The U.S. Financial Industry Regulatory Authority has fined Santander Securities of Puerto Rico USD2 million for deficiencies in its structured product business.
Unlock this article.
The content you are trying to view is exclusive to our subscribers.
To unlock this article:
- ✔ 4,000 annual insights
- ✔ 700+ notes and long-form analyses
- ✔ 4 capital markets databases
- ✔ Daily newsletters across markets and asset classes
- ✔ 2 weekly podcasts