Firm Legal Teams Gear Up For Swap Dealer Regime
Firm compliance teams are swinging into action to prepare for potential registration as swap dealers—or at least to figure out, along with the business side, whether they will avoid having to enroll.
Unlock this article.
The content you are trying to view is exclusive to our subscribers.
To unlock this article:
- ✔ 4,000 annual insights
- ✔ 700+ notes and long-form analyses
- ✔ 4 capital markets databases
- ✔ Daily newsletters across markets and asset classes
- ✔ 2 weekly podcasts
