Futures Broker Fined Over Client Funds

© 2026 GlobalCapital, Derivia Intelligence Limited, company number 15235970, 4 Bouverie Street, London, EC4Y 8AX. Part of the Delinian group. All rights reserved.

Accessibility | Terms of Use | Privacy Policy | Modern Slavery Statement | Event Participant Terms & Conditions

Futures Broker Fined Over Client Funds

The U.S. Commodity Futures Trading Commission has fined Connecticut-based futures broker Interactive Brokers USD225,000 “for failing to calculate the amount of customer funds on deposit, the amount of funds required to be on deposit in customer segregated accounts.”

Unlock this article.

The content you are trying to view is exclusive to our subscribers.

To unlock this article:

Request demo or Login
  • 4,000 annual insights
  • 700+ notes and long-form analyses
  • 4 capital markets databases
  • Daily newsletters across markets and asset classes
  • 2 weekly podcasts

Related articles

Gift this article