|
|
|
Princ. |
|
|
|
|
|
|
|
|
|
|
Gross |
Sell- |
Writ- |
|
|
|
|
Amt. |
|
Security |
|
Offer |
|
BP |
|
|
|
|
Sprd. |
Con. |
ing |
Mgmt. |
|
Date |
Issuer |
($ Mils) |
Cpn. |
Type |
Maturity |
Price |
Yield |
Sprd. |
M |
S&P |
F |
Manager |
Fee % |
Fee % |
Fee % |
Fee % |
n |
1/27/05 |
AMR/EmCare |
250 |
10 |
Sr Sub Notes |
2/15/15 |
100 |
10 |
579 |
Caa2 |
CCC |
CCC+ |
BA-SEC-LLC, JPM |
na |
|
|
|
|
1/27/05 |
American Express Centurion Bk |
150 |
Floats |
Mdm-Trm Fl Nts |
2/1/06 |
100 |
Floats |
|
Aa3 |
A+ |
A+ |
BARCLAYS-CAP |
na |
|
|
|
|
1/27/05 |
Caterpillar Finl Svcs Corp |
300 |
3.8 |
Notes |
2/8/08 |
99.87 |
3.845 |
43 |
A2 |
A |
A+ |
BARCLAYS-CAP, BA-SEC-LLC, CITIGROUP |
na |
|
|
|
|
1/27/05 |
Caterpillar Finl Svcs Corp |
300 |
4.75 |
Notes |
2/17/15 |
100 |
4.75 |
52 |
A2 |
A |
A+ |
BARCLAYS-CAP, BA-SEC-LLC, CITIGROUP |
na |
|
|
|
n |
1/27/05 |
First Citizens Bank, St Lucia |
100 |
5.46 |
Notes |
2/1/12 |
100 |
5.46 |
145 |
Baa1 |
BBB |
NR |
BEAR |
na |
|
|
|
|
1/27/05 |
Goldman Sachs Group Inc |
1,758.00 |
Floats |
Mdm-Trm Fl Nts |
8/1/06 |
100 |
Floats |
|
Aa3 |
A+ |
AA- |
GS |
na |
|
|
|
n |
1/27/05 |
Hexcel Corp |
200 |
7 |
Sr Sub Notes |
2/15/15 |
100 |
7 |
277 |
Caa1 |
B- |
NR |
GS, DEUTSCHE-BK-SEC, CS-FB-CS |
na |
|
|
|
|
1/27/05 |
IBM Corp |
750 |
3.8 |
Medium-Term Nts |
2/1/08 |
99.96 |
3.814 |
39 |
A1 |
A+ |
AA- |
BARCLAYS-CAP, LEH |
na |
|
|
|
n |
1/27/05 |
Jackson National Life Ins Co |
50 |
Floats |
Mdm-Trm Fl Nts |
1/10/10 |
100 |
Floats |
|
A1 |
AA |
AA |
GS |
na |
|
|
|
|
1/27/05 |
Lehman Brothers Holdings Inc |
100 |
4.25 |
Notes |
1/27/10 |
99.58 |
4.344 |
50 |
A1 |
A |
A+ |
LEH |
na |
|
|
|
n |
1/27/05 |
Liberty Lighthouse Capital |
50 |
Floats |
Mdm-Trm Fl Nts |
2/2/06 |
100 |
Floats |
|
Aaa |
AAA |
NR |
BARCLAYS-CAP |
na |
|
|
|
n |
1/27/05 |
Liberty Lighthouse Capital |
50 |
Floats |
Mdm-Trm Fl Nts |
2/2/06 |
100 |
Floats |
|
Aaa |
AAA |
NR |
JPM |
na |
|
|
|
n |
1/27/05 |
Links Finance Corporation |
150 |
Floats |
Mdm-Trm Fl Nts |
2/15/06 |
100 |
Floats |
|
Aaa |
AAA |
NR |
LEH |
na |
|
|
|
n |
1/27/05 |
Links Finance Corporation |
100 |
Floats |
Mdm-Trm Fl Nts |
2/10/06 |
100 |
Floats |
|
Aaa |
AAA |
NR |
LEH |
na |
|
|
|
n |
1/27/05 |
Nationwide Building Society |
500 |
Floats |
Float Rate Nts |
2/1/08 |
100 |
Floats |
|
Aa3 |
A+ |
AA- |
LEH, MORGAN-STANLEY |
na |
|
|
|
n |
1/27/05 |
Nationwide Building Society |
500 |
4.5 |
Notes |
2/1/10 |
99.76 |
4.553 |
79 |
Aa3 |
A+ |
AA- |
LEH, MORGAN-STANLEY |
na |
|
|
|
n |
1/27/05 |
Nationwide Building Society |
500 |
Floats |
Float Rate Nts |
2/1/10 |
100 |
Floats |
|
Aa3 |
A+ |
AA- |
LEH, MORGAN-STANLEY |
na |
|
|
|
n |
1/27/05 |
Tango Finance Ltd |
75 |
Floats |
Mdm-Trm Fl Nts |
2/15/06 |
100 |
Floats |
|
Aaa |
AAA |
NR |
JPM |
na |
|
|
|
n |
1/27/05 |
Whistlejacket Capital Ltd |
50 |
Floats |
Mdm-Trm Fl Nts |
2/15/06 |
100 |
Floats |
|
Aaa |
AAA |
NR |
LEH |
na |
|
|
|
|
1/28/05 |
Centex Corp |
300 |
Floats |
Mdm-Trm Fl Nts |
8/1/07 |
100 |
Floats |
|
Baa2 |
BBB |
BBB+ |
CS-FB-CS, BA-SEC-LLC |
0.25 |
|
Comb. |
Comb. |
n |
1/28/05 |
Eye Care Centers of America |
152 |
10.75 |
Sr Sub Notes |
2/15/15 |
99.5 |
10.83 |
668 |
Caa1 |
CCC+ |
NR |
JPM |
na |
|
|
|
n |
1/28/05 |
Knowledge Learning Corp |
300 |
7.75 |
Sr Sub Notes |
2/1/15 |
100 |
7.75 |
360 |
B3 |
B- |
NR |
CS-FB-CS, UBS-INV-BANK, BNP-PARIBAS |
na |
|
|
|
|
1/28/05 |
Morgan Stanley |
1,300.00 |
Floats |
Mdm-Trm Fl Nts |
1/18/08 |
100 |
Floats |
|
Aa3 |
A+ |
AA- |
MORGAN-STANLEY |
0.15 |
|
Comb. |
Comb. |
|
1/31/05 |
General Electric Capital Corp |
100 |
Floats |
Global FRNs |
9/15/14 |
100 |
Floats |
|
Aaa |
AAA |
NR |
GS |
0.4 |
|
Comb. |
Comb. |
|
1/31/05 |
Morgan Stanley |
1,250.00 |
Floats |
Extendible Nts |
2/3/06 |
100 |
Floats |
|
Aa3 |
A+ |
AA- |
MORGAN-STANLEY |
na |
|
|
|
n |
1/31/05 |
Sigma Finance Inc |
165 |
Floats |
Mdm-Trm Fl Nts |
2/14/06 |
100 |
Floats |
|
Aaa |
AAA |
NR |
JPM |
na |
|
|
|
n |
1/31/05 |
TTX Co |
300 |
4.9 |
Notes |
3/1/15 |
99.75 |
4.932 |
|
Baa1 |
A- |
NR |
CITIGROUP |
na |
|
|
|
n |
1/31/05 |
Uno Restaurant Corp |
142 |
10 |
Sr Secured Nts |
2/15/11 |
98.88 |
10.25 |
|
B3 |
B- |
NR |
BA-SEC-LLC |
na |
|
|
|
|
1/31/05 |
Wells Fargo & Co,California |
750 |
6.375 |
Bank Notes |
2/7/35 |
99.88 |
6.384 |
80 |
Aa1 |
AA- |
AA |
BEAR, CITIGROUP |
na |
|
|
|
|
1/31/05 |
Wells Fargo & Co,California |
1.5 |
4.75 |
Sub Bank Notes |
2/9/15 |
99.91 |
4.762 |
63 |
Aa1 |
AA- |
AA |
BEAR, CITIGROUP |
na |
|
|
|
|
1/31/05 |
Wells Fargo Bank NA |
35 |
Floats |
Flt Rate Bk Nts |
2/6/06 |
100 |
Floats |
|
Aaa |
AAA |
NR |
JPM |
na |
|
|
|
n |
2/1/05 |
American Re Partners LP |
480 |
7.125 |
Senior Notes |
2/15/13 |
100 |
7.125 |
310 |
Ba2 |
BB |
NR |
BEAR |
na |
|
|
|
n |
2/1/05 |
DynCorp International LLC |
320 |
9.5 |
Sr Sub Notes |
2/15/13 |
100 |
9.5 |
|
Caa1 |
B- |
NR |
BEAR, GS |
na |
|
|
|
|
2/1/05 |
General Electric Capital Corp |
70 |
Floats |
Global FRNs |
9/15/14 |
100 |
Floats |
|
Aaa |
AAA |
NR |
GS |
0.4 |
|
Comb. |
Comb. |
|
2/1/05 |
General Electric Capital Corp |
107.3 |
6.625 |
Medium-Term Nts |
2/4/10 |
99.19 |
6.819 |
72 |
Aaa |
AAA |
NR |
DEUTSCHE-BANK |
na |
|
|
|
n |
2/2/05 |
Cincinnati Bell Inc |
100 |
8.375 |
Sr Sub Notes |
1/15/14 |
102 |
8.056 |
399 |
B3 |
B- |
B+ |
BA-SEC-LLC, CS-FB-CS, LEH |
na |
|
|
|
n |
2/2/05 |
Cincinnati Bell Inc |
250 |
7 |
Notes |
2/15/15 |
100 |
7 |
285 |
B1 |
B- |
B+ |
BA-SEC-LLC, CS-FB-CS, LEH |
na |
|
|
|
|
2/2/05 |
Detroit Edison Co(DTE Energy) |
200 |
5.45 |
Fst Mtg Bonds |
2/15/35 |
99.59 |
5.478 |
87 |
A3 |
BBB+ |
BBB+ |
BARCLAYS-CAP, CITIGROUP |
na |
|
|
|
|
2/2/05 |
Detroit Edison Co(DTE Energy) |
200 |
4.8 |
Fst Mtg Bonds |
2/15/15 |
99.66 |
4.843 |
68 |
A3 |
BBB+ |
BBB+ |
BARCLAYS-CAP, CITIGROUP |
na |
|
|
|
|
2/2/05 |
Marshall & Ilsley Corp |
250 |
3.8 |
Bank Notes |
2/8/08 |
99.78 |
3.878 |
45 |
Aa3 |
A+ |
NR |
BA-SEC-LLC |
na |
|
|
|
|
2/2/05 |
Merrill Lynch & Co Inc |
1,500.00 |
Floats |
Float Rate Nts |
2/5/10 |
100 |
Floats |
|
Aa3 |
A+ |
AA- |
MERRILL |
na |
|
|
|
|
2/2/05 |
Merrill Lynch & Co Inc |
1,500.00 |
4.25 |
Notes |
2/8/10 |
99.72 |
4.314 |
61 |
Aa3 |
A+ |
AA- |
MERRILL |
na |
|
|
|
|
2/2/05 |
National City Bank,Cleveland |
500 |
Floats |
Bank Notes |
2/7/08 |
100 |
Floats |
|
Aa3 |
A+ |
AA- |
DEUTSCHE-BK-SEC |
na |
|
|
|
n |
2/2/05 |
Stewart Enterprises Inc |
200 |
6.25 |
Senior Notes |
2/15/13 |
100 |
6.25 |
222 |
B1 |
BB |
NR |
BEAR, BA-SEC-LLC, MERRILL |
na |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
Source: Thomson Financial/Securities Data. For more information, call Rich Peterson at (212) 806-3144. |
BP SPRD. - basis point spread over Treasuries; FLT. SPRD. - basis point spread over floating index; Comb. - fee is combined; NR - not rated; Na - not available; n 144A |
// Manager responsible for running the books; Contains offerings of $2 million or more and includes only the portion of global deals distributed in the U.S.; |
* More managers, but not listed; JB - joint books; † estimated price. |